Investment Business Analyst for Boston or SFO based – Hybrid (Local only)
Somnath Anand
Hi,
Please share resume for below role:-
Boston or SFO based – Hybrid – Business Analyst
- Support the analysis and implementation of compliance rules pertaining to securities regulations (e.g., SEC, FINRA, MiFID II, CFTC), investment guidelines, and internal policies.
- Assist in the review and onboarding of new investment mandates, ensuring client investment guidelines are accurately coded and tested in compliance systems.
- Participate in the investigation and resolution of trade compliance alerts and breaches.
- Partner with Technology to configure, test, and validate rule logic within order management and compliance monitoring systems (e.g., Charles River, Bloomberg AIM, or similar platforms).
- Conduct gap analysis between current-state and future-state compliance workflows and recommend process improvements.
- Develop and maintain documentation including business requirements documents (BRDs), functional specifications, process flows, and user acceptance testing (UAT) plans.
- Having prior experience in similar clients MUST – Wellington, Fidelity Investments or similar.
|
Somnath Anand
|
E-Solutions |
|
Offices in 35 countries with a global workforce in 150 countries |
|
Disclaimer: E-Solutions provides equal employment opportunities (EEO) to all employees and applicants for employment without regard to race, colour, religion, gender,
sexual orientation, gender identity or expression, national origin, age, disability, genetic information, marital status, veteran status, or any other protected status in accordance with applicable federal, state and local laws. We especially invite women,
minorities, veterans, and individuals with disabilities to apply. EEO/AA/M/F/Vet/Disability. |