The Battle of Karbala galvanized the development of the pro-Alid[b] party (Shi'at Ali) into a distinct religious sect with its own rituals and collective memory. It has a central place in Shi'a history, tradition, and theology, and has frequently been recounted in Shi'a literature. For the Shi'a, Husayn's suffering and death became a symbol of sacrifice in the struggle for right against wrong, and for justice and truth against injustice and falsehood. It also provides the members of the Shi'a faith with a catalog of heroic norms. The battle is commemorated during an annual ten-day period during the Islamic month of Muharram by Shi'a, culminating on tenth day of the month, known as the Day of Ashura. On this day, Shi'a Muslims mourn, hold public processions, organize religious gathering, beat their chests and in some cases self-flagellate. Sunni Muslims likewise regard the incident as a historical tragedy; Husayn and his companions are widely regarded as martyrs by both Sunni and Shi'a Muslims.
After the third caliph Uthman's assassination by rebels in 656, the rebels and the townspeople of Medina declared Ali, a cousin and son-in-law of the Islamic prophet Muhammad, caliph. Some of Muhammad's companions including Talha ibn Ubayd Allah, Zubayr ibn al-Awwam and Mu'awiya ibn Abi Sufyan (then governor of Syria), and Muhammad's widow A'isha, refused to recognize Ali. They called for revenge against Uthman's killers and the election of a new caliph through shura (consultation). These events precipitated the First Fitna (First Muslim Civil War).[9] When Ali was assassinated by Abd-al-Rahman ibn Muljam, a Kharijite, in 661, his eldest son Hasan succeeded him but soon signed a peace treaty with Mu'awiya to avoid further bloodshed.[3] In the treaty, Hasan was to hand over power to Mu'awiya on the condition that Mu'awiya be a just ruler and that he would not establish a dynasty.[10][11][12][c] After the death of Hasan in 670, his younger brother Husayn became the head of the Banu Hashim clan to which the Islamic prophet Muhammad also belonged.[15] Though his father's supporters in Kufa gave him their allegiance, he would abide to the peace treaty between Hasan and Mu'awiya as long as the latter was alive.[3]
On his succession, Yazid charged the governor of Medina, al-Walid ibn Utba ibn Abu Sufyan, to secure allegiance from Husayn, Ibn al-Zubayr and Abd Allah ibn Umar, with force if necessary. Walid sought the advice of his Umayyad relative Marwan ibn al-Hakam, who suggested that Ibn al-Zubayr and Husayn should be forced to pledge allegiance as they were dangerous, while Ibn Umar should be left alone since he posed no threat.[26][27] Walid summoned the two, but Ibn al-Zubayr escaped to Mecca. Husayn answered the summons but declined to pledge allegiance in the secretive environment of the meeting, suggesting it should be done in public. Marwan told Walid to imprison or behead him, but due to Husayn's kinship with Muhammad, Walid was unwilling to take any action against him. A few days later, Husayn left for Mecca without acknowledging Yazid.[28] He arrived in Mecca at the beginning of May 680,[29] and stayed there until the beginning of September.[30]
Husayn had considerable support in Kufa, which had been the caliphal capital during the reigns of his father and brother. The Kufans had fought the Umayyads and their Syrian allies during the First Fitna, the five-year civil war which had established the Umayyad Caliphate.[31] They were dissatisfied with Hasan's abdication[29] and strongly resented Umayyad rule.[31] While in Mecca, Husayn received letters from pro-Alids in Kufa informing him that they were tired of the Umayyad rule, which they considered to be oppressive, and that they had no rightful leader. They asked him to lead them in revolt against Yazid, promising to remove the Umayyad governor if Husayn would consent to aid them. Husayn wrote back affirmatively that a rightful leader is the one who acts according to the Qur'an and promised to lead them with the right guidance. Then he sent his cousin Muslim ibn Aqil to assess the situation in Kufa. Ibn Aqil attracted widespread support and informed Husayn of the situation, suggesting that he join them there. Yazid removed Nu'man ibn Bashir al-Ansari as governor of Kufa due to his inaction, and installed Ubayd Allah ibn Ziyad, then governor of Basra, in his place. As a result of Ibn Ziyad's suppression and political maneuvering, Ibn Aqil's following began to dissipate and he was forced to declare the revolt prematurely. It was defeated and Ibn Aqil was killed.[32] Husayn had also sent a messenger to Basra, another garrison town in Iraq, but the messenger could not attract any following and was quickly apprehended and executed.[3]
Husayn was unaware of the change of political circumstances in Kufa and decided to depart. Abd Allah ibn Abbas and Abd Allah ibn al-Zubayr advised him not to move to Iraq, or if he was determined, not to take women and children with him. The sincerity of Ibn al-Zubayr's advice has been doubted by many historians, however, as he had his own plans for leadership and was supposedly happy to be rid of Husayn.[3][30][32] Nevertheless, he offered Husayn support if he would stay in Mecca and lead the opposition to Yazid from there. Husayn refused this, citing his abhorrence of bloodshed in the sanctuary,[33] and decided to go ahead with his plan.[32]
Husayn left Mecca with some fifty men and his family on 9 September 680 (8 Dhu al-Hijjah 60 AH), a day before Hajj.[30][32] He took the northerly route through the Arabian Desert.[5] On persuasion of Husayn's cousin Abd Allah ibn Ja'far, the governor of Mecca Amr ibn Sa'id sent his brother and Ibn Ja'far after Husayn in order to assure him safety in Mecca and bring him back. Husayn refused to return, relating that Muhammad had ordered him in a dream to move forward irrespective of the consequences. At a place known as Tan'im, he seized a caravan carrying dyeing plants and clothes sent by the governor of Yemen to Yazid. Further on the way, at a place called Tha'labiyya, the small caravan received the news of the execution of Ibn Aqil and the indifference of the people of Kufa. Husayn at this point is reported to have considered turning back, but was persuaded to push forward by Ibn Aqil's brothers, who wanted to avenge his death;[2][30] according to Madelung and I. K. A. Howard, these reports are doubtful.[3][34] Later, at Zubala, Husayn learned of the capture and execution of his messenger Qays ibn Musahir al-Saydawi, whom he had sent from the Hejaz (western Arabia) to Kufa to announce his arrival.[d] He informed his followers of the situation and asked them to leave. Most of the people who had joined him on the way left, while his companions from Mecca decided to stay with him.[2]
Ibn Ziyad had stationed troops on the routes into Kufa. Husayn and his followers were intercepted by the vanguard of Yazid's army, about 1,000 men led by al-Hurr ibn Yazid al-Tamimi, south of Kufa near Qadisiyya.[2] Husayn said to them:
I did not come to you until your letters were brought to me, and your messengers came to me saying, 'Come to us, for we have no imām. God may unite us in the truth through you.' Since this was your view, I have come to you. Therefore, if you give me what you guaranteed in your covenants and sworn testimonies, I will come to your town. If you will not and are averse to my coming, I will leave you for the place from which I came to you.[36]
He then showed them the letters he had received from the Kufans, including some in Hurr's force. Hurr denied any knowledge of the letters and stated that Husayn must go with him to Ibn Ziyad, which Husayn refused to do. Hurr responded that he would not allow Husayn to either enter Kufa or go back to Medina, but that he was free to travel anywhere else he wished. Nevertheless, he did not prevent four Kufans from joining Husayn. Husayn's caravan started to move towards Qadisiyya, and Hurr followed them. At Naynawa, Hurr received orders from Ibn Ziyad to force Husayn's caravan to halt in a desolate place without fortifications or water. One of Husayn's companions suggested that they attack Hurr and move to the fortified village of al-Aqr. Husayn refused, stating that he did not want to start the hostilities.[2] On 2 October 680 (2 Muharram 61 AH), Husayn arrived at Karbala, a desert plain 70 kilometers (43 mi) north of Kufa, and set up camp.[1][5]
On the following day, a 4,000-strong Kufan army arrived under the command of Umar ibn Sa'd.[37] He had been appointed governor of Rayy to suppress a local rebellion, but then recalled to confront Husayn. Initially, he was unwilling to fight Husayn, but complied following Ibn Ziyad's threat to revoke his governorship. After negotiations with Husayn, Ibn Sa'd wrote to Ibn Ziyad that Husayn was willing to return. Ibn Ziyad replied that Husayn must surrender or he should be subdued by force,[37] and that to compel him, he and his companions should be denied access to the Euphrates river.[3] Ibn Sa'd stationed 500 horsemen on the route leading to the river. Husayn and his companions remained without water for three days before a group of fifty men led by his half-brother Abbas was able to access the river. They could only fill twenty water-skins.[2][38]
Husayn and Ibn Sa'd met during the night to negotiate a settlement; it was rumored that Husayn made three proposals: either he be allowed to return to Medina, submit to Yazid directly, or be sent to a border post where he would fight alongside the Muslim armies. According to Madelung, these reports are probably untrue as Husayn at this stage is unlikely to have considered submitting to Yazid. A mawla of Husayn's wife later claimed that Husayn had suggested that he be allowed to leave, so that all parties could allow the fluid political situation to clarify.[3] Ibn Sa'd sent the proposal, whatever it was, to Ibn Ziyad, who is reported to have accepted but then persuaded otherwise by Shemr ibn Ziljawshan. Shemr argued that Husayn was in his domain and letting him go would be to demonstrate weakness.[38] Ibn Ziyad then sent Shemr with orders to ask Husayn for his allegiance once more and to attack, kill and disfigure him if he was to refuse, as "a rebel, a seditious person, a brigand, an oppressor and he was to do no further harm after his death".[2] If Ibn Sa'd was unwilling to carry out the attack, he was instructed to hand over command to Shemr. Ibn Sa'd cursed Shemr and accused him of foiling his attempts to reach a peaceful settlement but agreed to carry out the orders. He remarked that Husayn would not submit because there was "a proud soul in him".[2][3]
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