The Pacific Equatorial dry forest of Northern Peru is recognised for its unique endemic biodiversity. Although highly threatened the forest provides livelihoods and ecosystem services to local communities. As agro-industrial expansion and climatic variation transform the region, close ecosystem monitoring is essential for viable adaptation strategies. UAVs offer an affordable alternative to satellites in obtaining both colour and near infrared imagery to meet the specific requirements of spatial and temporal resolution of a monitoring system. Combining this with their capacity to produce three dimensional models of the environment provides an invaluable tool for species level monitoring. Here we demonstrate that object-based image analysis of very high resolution UAV images can identify and quantify keystone tree species and their health across wide heterogeneous landscapes. The analysis exposes the state of the vegetation and serves as a baseline for monitoring and adaptive implementation of community based conservation and restoration in the area.
Copyright: 2017 Baena et al. This is an open access article distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Funding: We are indebted to the sponsoring and granting organisations that have supported and contributed to our work, specifically to the UK Department of Environment, Farming and Rural Affairs (DEFRA), the Bentham-Moxon trust and the Geography Department at University of Nottingham.
The Pacific Equatorial dry forest of Northern Peru (and South Western Ecuador) is recognised as a unique dry forest ecosystem, rich in endemic flora and biodiversity [1]. The region is a vital and unique ecosystem within the Latin American biome of seasonally dry tropical forest and that is one of the most threatened, and yet understudied and very poorly surveyed, tropical forests worldwide with less than 10% of the original extent remaining regionally [2]. The Equatorial dry forest of Peru also provides a wide range of livelihoods and ecosystem services to local communities [3]. However, agro-industrial expansion, over-exploitation of natural resources (for firewood and agriculture land) and climatic extremes (e.g., ENSO events) has left forest relicts and a mosaic of associated arid land vegetation which are now highly threatened and vulnerable [4]. Furthermore, over the last ten years the forest has been experiencing die-back of its keystone species: the Algarrobo (Prosopis pallida) upon which communities and livelihoods have historically depended [5]. This is likely due to the combined impact of drought, associated climate change and defoliating plagues, especially Enallodiplosis discordis (Diptera: Cecidomyiidae). The Algarrobo has been the lynch-pin of rural livelihoods as a multipurpose tree [6] providing an annual rich harvest of nutritious pods that are used for food and especially for animal forage, as well as a foodstuff for human consumption. Of particular note is that the Algarrobo pods are an essential forage component that allows the ranching of animals on the very poor soils with limited water that prevails in this area. Conversely, other species such as Sapote (Colicodendron scabridum) and Overo (Cordia lutea) appear to be thriving, possibly due to atmospheric CO2 enrichment and increasing temperatures [7], especially during summer rains with the free nitrogen released from Algarrobo die-back [7].
A highly complex and dynamic ecosystem now exists that requires close monitoring to quantify change and respond effectively with adaptation strategies in order to manage the decline in Algarrobo-dependent biodiversity and sustain community livelihoods. In this context a monitoring system needs to be capable of the following: (i) identifying individual tree species across the landscape; (ii) mapping species association and plant community whilst assessing plant health and (iii) quantifying population dynamics in response to ongoing land management and climate change. Such monitoring is essential from a scientific perspective (e.g.to target and design restoration and reforestation efforts to preserve and restore the native forest relict), but must also be able to communicate to stakeholders the best actions (such as changes in seed banking, reforesting options, irrigation and livestock management) to maintain resilience of ecosystem services. Specifically, the monitoring system must provide spatial data on the principal keystone species, Algarrobo (including on their current mortality rates), as well as on Sapote other dominant species and do so in a timely fashion.
The use of UAVs as a remote sensing approach is now gaining traction. These type of systems are especially well suited to and most commonly used for precision agriculture where the technology is developing fast [35,36] but they have also been employed in different ecological [33], environmental [37] and conservation [34] applications where UAV systems have been identified to have the potential to revolutionize these fields [33]. Low altitude flights can easily provide the sub-meter spatial resolution that allows individual plants to be identified [38]. Also, different sensing payloads can deliver multispectral images, ranging from the visible (RBG) band, to the near infrared (NIR) through to the thermal infrared and microwave [39] although often, because of the low-cost requirements and limited weight capabilities of these systems, modified consumer digital cameras are used [40], with enhancement to their spectral resolution by using or removing filters to provide RBG and NIR bands [41]. Three dimensional information can be derived from overlapping images taken with uncalibrated consumer-grade cameras using newly developed algorithms [42], in particular structure from motion [43,44], providing extra valuable information on vegetation structure and condition. Moreover, the system can be deployed on demand, providing temporal flexibility to respond to specific needs such as seasonal or climatic circumstances (e.g., an El Nio event) or to monitor interventions (e.g. tree planting or cattle exclusion) [45].
In this study and for the purpose of identification from UAV images the focus will be on the dominant species. Each of these plant species have a morphology that could help in any identification using remotely sensed data, such as that captured by an UAV. As such, there are several important plant features that can be used for identification of each of the species of interest (Fig 3):
Algarrobo (Prosopis pallida).: This is a non-deciduous tree of up to 15 meters high with a very distinctive star shaped crown when viewed from above. This distinctive shape is modified as a result of the dieback affecting this keystone species.
Overo (Cordia lutea) that could get misclassified as Prosopis pallida when observed from above but can easily be distinguished as it is deciduous and only up to 2 meter high. It grows along runnels forming a distinctive reticulated pattern
Sapote (Capparis scrabrida): This evergreen tree is very distinctive with compact and round or sub oval shaped crown with large sclerophyllous leaves. It tends to grow partitioned and isolated, this feature is exaggerated in this site through the use of the dense shade for cattle sheltering the extreme midday heats.
The UAV deployed was the fixed-wing eBee system ( ). This autonomous system is operated by a propeller activated by an internal electric motor. It requires hand launch for take-off and landing is either linear or circular in a relatively clear area (i.e. bare ground or grass). Its efficient aerodynamics allows for long flight durations and high speeds. It can cover up to 12 Km2 in a single flight and by altering the flying altitude can be used to acquire very high resolution images (i.e. up to 1.5 cm). The imaging sensor used on board was a Canon S110 RE, a customised very light automatic consumer-grade digital camera providing blue, green and red-edge band data. The red-edge band data is obtained by adding an optical red-light-blocking filter in front of the sensor, resulting in red-edge, green and blue images [41]. It has a resolution of 12 MP with a ground resolution at 100m of 3.5 cm/px. The sensor size is 7.44 x 5.58 mm with a pixel pitch of 1.86 um. The UAV was deployed during the dry season (November) to ensure maximum discrimination between deciduous and evergreen vegetation. The flight mission was planned using eMotions software over images imported from Google Earth (Google Earth, 2011) and SRTM DEM [53]. Flight altitude was set up to 260m to provide a ground resolution of approximately 8 cm over the study area and images acquired at 75% forward overlap and 80% side overlap. The ground resolution of 8 cm was chosen to provide ultra-high resolution (both in the resultant point cloud and mosaics), but also to cover a large enough area to include established control plots and demonstrate the benefits of UAV monitoring. The high level of overlap allows 3D reconstruction of point clouds to a higher accuracy, allowing objects in each image to be observed in at least 5 other images and thus affording structure from motion analysis.
The raw UAV- derived remotely sensed data were processed using eMotion's Flight Data Manager and Postflight terra (Pix4D) software to produce a geo-referenced orthorectified 3 waveband image mosaic at 8.3 cm spatial resolution (UTM 17S WGS84) and two 3D-derived elevation layers: a digital elevation model (DEM), a representation of the elevation of the ground surface or bare-earth, and digital surface model (DSM) which includes the elevation of both natural and built features. Both layers are delivered as grids with a resolution matching that of the orthorectified mosaic. Both were then used to derive a canopy height model (CHM) of the study area.
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