NSE Circular on : Relaxation in timelines for compliance with regulatory requirements – COVID 19

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Jan 11, 2022, 1:47:59 AM1/11/22
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            Date         

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Subject

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04-01-2022

NSE

Relaxation in timelines for compliance with regulatory requirements – COVID 19

Compliance Relaxation

 

Highlights of NSE Circular dated January 04, 2022

 

Relaxation in timelines for compliance with regulatory requirements – COVID 19

 

NSE has extended the timeline To operate the trading terminals from designated alternate locations, subject to the conditions specified in the Exchange circular NSE/INSP/43920 dated March 20, 2020 up to March 31, 2022.

 

NSE  has reiterated that the relaxation in timelines for compliance with the requirement of “Maintaining call recordings of orders/instructions received from clients” was extended till September 30, 2021, vide aforesaid SEBI circular SEBI/HO/MIRSD/DOP/P/CIR/2021/607 dated July 30, 2021, and no further extension has been granted after that. Hence, Members are advised to ensure compliance with the said regulatory requirement.

 

NSE Circular no. NSE/INSP/50900 dated January 04, 2022 enclosed herewith for your ready reference.

 

In case of any clarification or assistance required in implementation of this circular you may contact

VANDANA VANIA (SecMark Consultancy Ltd.)– van...@secmark.in / 9223303460        

SHARDUL SHAH - shard...@secmark.in/ 9869265949 / 9653415968


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2022 01 04-NSE- Relaxation in timelines for compliance with regulatory requirements – COVID 19.pdf
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