BSE Circular on : Risk Based Supervision (RBS) - Submission of information for the period April 01, 2021 – March 31, 2022
Updates from SecMark
Cracking your trading password can be easier than it appears.
“VULNERABILITY ASSESSMENT AND PENETRATION TESTING”
Contact: 9869265949, in...@secmark.in
|
Date |
Issuer |
Subject |
Topic |
|
08-04-2022 |
BSE |
Risk Based Supervision |
|
|
|
|||
|
Highlights of BSE Circular dated April 08, 2022
Risk Based Supervision (RBS) - Submission of information for the period April 01, 2021 – March 31, 2022.
BSE has issued Circular advising Members to submit Data/Details/Information pertaining to Risk Based Supervision (RBS) for the period April 01, 2021 to March 31, 2022 to the Exchange latest by May 31, 2022 as per SEBI directives.
It is to be noted that trading members may note that the submission is to be made only electronically through BEFS, under the menu >>>Risk Based Supervision. No physical copies are required to be submitted to the Exchange. The above link shall be made available from April 08, 2022 for submission of RBS data for FY 2021-2022.
Members may note that submission of data/details/information pertaining to Risk Based Supervision is mandatory for all active Members of the Exchange (i.e. Members who have executed even a single trade during the period April 01, 2021 to March 31, 2022). Further, the data/details/information collected from Members towards RBS is also shared with SEBI and any false/incorrect submission of data is viewed seriously by the Exchange.
In case of any non-submission/delayed submission by any Member, disciplinary actions as prescribed in the Circular will be initiated.
BSE Notice no. 20220408-24 dated April 08, 2022 is enclosed herewith for your ready reference.
In case of any clarification or assistance required in implementation of this circular you may contact VANDANA VANIA (SecMark Consultancy Ltd.)– van...@secmark.in / 9223303460 SHARDUL SHAH - shard...@secmark.in/ 9869265949 / 9653415968 |
|||
|
|
|||
Facing issues in day to day processes, feeling inadequate control over your business.
“DESIGN & IMPLEMENT STANDARD OPERATING PROCEDURES”
Contact: 9869265949, in...@secmark.in
