NCDEX circular on Risk Based Supervision - Submission of Information for the period - April 01, 2025 – March 31, 2026
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Highlights of the Circular :
As per SEBI Directives, Members are requested to submit the information / data towards the Risk Based Assessment for the period April 01, 2025 – March 31, 2026 to the Exchange. The particulars of such information / data sought in this regard are enclosed as Annexure - A. The same has to be submitted to the Exchange electronically through NCDEX Online Submission System (NOSS) Portal latest by May 31, 2026.
Additionally, pursuant to representations received from the Brokers' Industry Standards Forum for ease of compliance and in consultation with SEBI, certain information/details shall be sourced by Exchanges internally and through other regulatory submissions made by members to Exchanges. Details of such data points are given in Annexure B. Members are advised to ensure timely submission and periodically update all such regulatory information
The procedure for submitting the same through NOSS Portal and other related details shall be communicated through a separate circular.
It is to be noted that the submission of RBS data is mandatory for all active Members of the Exchange (i.e. those who have executed even a single trade during the assessment period i.e. April 01, 2025 – March 31, 2026). Further, the data collated from the Members/Exchange towards RBS is shared with SEBI and in case of any non-submission/delayed submission by a Member, disciplinary action as prescribed in Annexure - C will be initiated.
Members are advised to ensure compliance with the above regulatory requirements.