IndiaINX circular on Cyber Security and Cyber Resilience Audit of Broker Dealers for the period ended on March 31, 2026
9 views
Skip to first unread message
secmarkupdates
May 28, 2026, 5:28:35 PM (5 days ago) May 28
to UPDATES from SecMark
Date of Issue: 27-05-2026
Issuer: India INX
Highlights of the Circular :
As per IFSCA circular no. IFSCA-CSD0MSC/13/2025-DCS dated March 10, 2025, IFSCACSD0MSC/1/2026-DCS dated March 10, 2026, in relation to Guidelines on Cyber Security and Cyber Resilience for Regulated Entities in IFSCs and Master Circular IFSCA/CMD/MIIT/MCBDCM/2026 dated May 12, 2026, for Broker Dealers and Clearing Members. All members of the Exchange are required to carry out Cyber Security & Cyber Resilience Audit for the period ended March 31, 2026, as per the applicability criteria and framework given in above mentioned circular.
Further, as per Point 18 of IFSCA circular no. IFSCA-CSD0MSC/13/2025-DCS dated March 10, 2025, the regulated entities registered with IFSCA as Broker Dealers are required to submit the Cyber Security & Cyber Resilience Audit Report to the Exchange along with the management comments within 90 days from the end of financial year.
Members may note that the above-mentioned report is required to be submitted only in electronic form through IIEFS (INDIA INX Electronic Filing System). Once IIEFS is activated for submission, submission of Cyber Security and Cyber Resilience Audit shall be considered complete only after Member submits the report to the Exchange and receives an acknowledgment email. Saved reports/reports submitted by auditor will not be considered as final submission.
The Broker Dealers are also required to submit Cyber Security & Cyber Resilience Audit Report to IFSCA on email cmi-sup...@ifsca.gov.in by cc’ing the email id inxmembe...@indiainx.com within 7 days of submission of the audit report to the Exchange.
The following are the annexures applicable for the system audit report:
➢ Annexure 1 - Auditor Selection Norms
➢ Annexure 2 - Declaration for Selection of Auditor
The user manual for submission of Cyber Security and Cyber Resilience Audit will be available on the IIEFS (INDIA INX Electronic Filing System) portal.
The penalty/disciplinary actions applicable for late/non- submission of Cyber Security & Cyber Resilience Audit Report may be noted as given in the attached.
Members are requested to take note of the above and ensure compliance.
Issuer: India INX
Highlights of the Circular :
As per IFSCA circular no. IFSCA-CSD0MSC/13/2025-DCS dated March 10, 2025, IFSCACSD0MSC/1/2026-DCS dated March 10, 2026, in relation to Guidelines on Cyber Security and Cyber Resilience for Regulated Entities in IFSCs and Master Circular IFSCA/CMD/MIIT/MCBDCM/2026 dated May 12, 2026, for Broker Dealers and Clearing Members. All members of the Exchange are required to carry out Cyber Security & Cyber Resilience Audit for the period ended March 31, 2026, as per the applicability criteria and framework given in above mentioned circular.
Further, as per Point 18 of IFSCA circular no. IFSCA-CSD0MSC/13/2025-DCS dated March 10, 2025, the regulated entities registered with IFSCA as Broker Dealers are required to submit the Cyber Security & Cyber Resilience Audit Report to the Exchange along with the management comments within 90 days from the end of financial year.
Members may note that the above-mentioned report is required to be submitted only in electronic form through IIEFS (INDIA INX Electronic Filing System). Once IIEFS is activated for submission, submission of Cyber Security and Cyber Resilience Audit shall be considered complete only after Member submits the report to the Exchange and receives an acknowledgment email. Saved reports/reports submitted by auditor will not be considered as final submission.
The Broker Dealers are also required to submit Cyber Security & Cyber Resilience Audit Report to IFSCA on email cmi-sup...@ifsca.gov.in by cc’ing the email id inxmembe...@indiainx.com within 7 days of submission of the audit report to the Exchange.
The following are the annexures applicable for the system audit report:
➢ Annexure 1 - Auditor Selection Norms
➢ Annexure 2 - Declaration for Selection of Auditor
The user manual for submission of Cyber Security and Cyber Resilience Audit will be available on the IIEFS (INDIA INX Electronic Filing System) portal.
The penalty/disciplinary actions applicable for late/non- submission of Cyber Security & Cyber Resilience Audit Report may be noted as given in the attached.
Members are requested to take note of the above and ensure compliance.
Reply all
Reply to author
Forward
0 new messages