NSE Circular on : Cyber Security and Cyber Resilience Audit of Trading Members (Type-III)

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Date	Issuer	Subject	Topic
26-10-2021	NSE	Cyber Security and Cyber Resilience Audit of Trading Members (Type-III)	Cyber Security Audit
Highlights of NSE Circular dated October 26, 2021 Cyber Security and Cyber Resilience Audit of Trading Members (Type-III) NSE has issued a circular on Cyber Security and Cyber Resilience Audit of Trading Members (Type-III), specifying formats and other information. The last date of submission of the Cyber Security and Cyber Resilience Audit is November 30, 2021. The details of the same are as under:     Audit Period Last date of Submission   Preliminary Audit Report Action Taken Report (ATR) (if applicable) Follow-on Audit Report (if applicable) Half Yearly (April 21 to September 2021) November 30, 2021 February 28, 2022 May 31, 2022   The circular also specifies following disciplinary action for late/non submission of System Audit Report:     Particulars Action Submission within 1 month from the end of due date of submission Penalty of Rs. 200/- per day Submission after 1 month but within 3 months from the end of the due date for submission. Penalty of Rs. 500/- per day Non-Submission within 3 months from the end of due date for submission Disablement of trading facility across segments after giving 2 weeks’ notice. Member will be enabled only after submission of system audit report   NSE Circular no. NSE/INSP/50108 Dated October 26, 2021 is enclosed herewith for your ready reference.   In case of any clarification or assistance required in implementation of this circular you may contact VANDANA VANIA (SecMark Consultancy Ltd.)– van...@secmark.in / 9223303460         SHARDUL SHAH - shard...@secmark.in/ 9869265949 / 9653415968

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