MCX circular on Risk Based Supervision Submission of Data/Details/Information for the period April 01, 2025 to March 31, 2026
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Issuer: MCX
Highlights of MCX Circular
All Members of the Exchange are required to submit Data/Details/Information pertaining to Risk Based Supervision (RBS) for the period April 01, 2025 to March 31, 2026 to the Exchange latest by May 31, 2026.
All data/details/information pertaining to Risk Based Supervision (RBS) has to be submitted electronically only and no physical copies need to be submitted to the Exchange. The particulars of data/details/information sought by the Exchange has been mentioned in Annexure - A enclosed herewith.
Additionally, pursuant to representations received from the Brokers' Industry Standards Forum for ease of compliance and in consultation with SEBI, certain information/details shall be sourced by Exchanges internally and through other regulatory submissions made by members to Exchanges. Details of such data points are given in Annexure B. Members are advised to ensure timely submission and periodically update all such regulatory information.
The link for submitting the data/details/information is as under:
The procedure to submit data/details/information sought by the Exchange has been mentioned in Annexure C.
Members may note that submission of data/details/information pertaining to Risk Based Supervision is mandatory for all active Members of the Exchange (i.e. Members who have executed even a single trade during the period April 01, 2025 to March 31, 2026). Further, the data/details/information collected from Members towards RBS is also shared with SEBI and any false/incorrect submission of data is viewed seriously by the Exchange.
In case of any non-submission/delayed submission by any Member, disciplinary actions as prescribed in Annexure D will be initiated.
All Members are requested to ensure compliance with the above regulatory requirements.