NSE Circular on : Issuance of Annual Global Statement

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Jan 13, 2018, 2:17:01 AM1/13/18
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Date

Issuer

Subject

Topic

11-01-2018

NSE

Issuance of Annual Global Statement

Compliance

 

As per circular all members shall issue an Annual Global Statement to their clients. The statement shall be issued within 30 days from the end of the financial year and shall contain details of all transactions executed by the client in the financial year. 

The The requirement shall be applicable w.e.f. FY 2017-18 onwards. All members are advised to make necessary arrangements in this regard.


Show Cause Notice from SEBI.

“LEGAL SERVICES”

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