NSE Circular on :SEBI Single Registration for Stock Brokers

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Oct 4, 2017, 12:14:19 AM10/4/17
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Show Cause Notice from SEBI.

“LEGAL SERVICES”

Contact: 9869265949, in...@secmark.in


Date

Issuer

Subject

Topic

03-10-2017

NSE

SEBI Single Registration for Stock Brokers

Compliance

 

As per circular  SEBI has intimated that stock brokers with registration numbers starting with INB, INE, INF, INZ01,INZ23, INZ26 or any registration number not starting with INZ00 will have to apply for single registration.


Application format for applying for single registration will be available at the following path on NSE website w.e.f. October 05, 2017:www.nseindia.com>Membership>Existing Membership>Formats> Format for Single SEBI Registration.


All the members are requested to take note of the same and ensure adequate compliance.


Want to obtain Broking, DP, PMS, Investment Advisor, Alternative Investment Fund licenses.

“DOCUMENTATION & LIASONING”

Contact: 9869265949, in...@secmark.in

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