MCX-SX Circular on - Revised formats for submission of applications
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Date of Issue: 16-10-2025
Issuer: MCX-SX
Revised formats for submission of applications
Highlights of MCX-SX Circular dated October-16-2025
This has reference to Exchange circular reference no. MSE/INSP/17882/2025 dated September 30, 2025, regarding technology-based sharing mechanisms of common submissions among Exchanges. In the said circular it was informed that as part of Phase II, from October 15, 2025, Members of the Exchange who are also registered with NSE are required to submit compliance reports/submissions to NSE only.
It is reiterated that the submissions which are common across exchanges and do not have exchange specific data/submissions will be considered for Common Reporting. Members of the Exchange who are also registered with NSE are required to submit their compliance reports/applications to NSE only. NSE in turn will share such compliance reports/applications (including data/documents) with the Exchange. Submitting data to NSE alone will be treated as submission to the Exchange and the same will be in compliance of the regulatory requirements for such stockbrokers.
Member of the Exchange who are not registered with NSE will continue to make submissions to the Exchange as per existing process
Accordingly, the Exchanges have jointly updated the formats for applications and supporting documents required for the submissions listed below. The revised formats are provided as annexures referred to in the table given in the circular.
Members are hereby informed to refer to above Annexures while making applications/submissions and ensure compliance.
The processing of the submission along with the monitoring and supervision of compliance will continue to be carried out by respective stock exchanges as per the existing process.
Issuer: MCX-SX
Revised formats for submission of applications
Highlights of MCX-SX Circular dated October-16-2025
This has reference to Exchange circular reference no. MSE/INSP/17882/2025 dated September 30, 2025, regarding technology-based sharing mechanisms of common submissions among Exchanges. In the said circular it was informed that as part of Phase II, from October 15, 2025, Members of the Exchange who are also registered with NSE are required to submit compliance reports/submissions to NSE only.
It is reiterated that the submissions which are common across exchanges and do not have exchange specific data/submissions will be considered for Common Reporting. Members of the Exchange who are also registered with NSE are required to submit their compliance reports/applications to NSE only. NSE in turn will share such compliance reports/applications (including data/documents) with the Exchange. Submitting data to NSE alone will be treated as submission to the Exchange and the same will be in compliance of the regulatory requirements for such stockbrokers.
Member of the Exchange who are not registered with NSE will continue to make submissions to the Exchange as per existing process
Accordingly, the Exchanges have jointly updated the formats for applications and supporting documents required for the submissions listed below. The revised formats are provided as annexures referred to in the table given in the circular.
Members are hereby informed to refer to above Annexures while making applications/submissions and ensure compliance.
The processing of the submission along with the monitoring and supervision of compliance will continue to be carried out by respective stock exchanges as per the existing process.
In case of any clarification or assistance required in the implementation of this circular, you may contact : Kaushik Jethwa at kau...@secmark.in and 9870210171.
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