NSE Circular on : Risk Based Supervision - Submission of Data Details Information for the period April 01, 2021 to March 31, 2022
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Date |
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08-04-2022 |
NSE |
Compliance Risk Based Supervision |
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Highlights of NSE Circular dated April 08, 2022
Risk Based Supervision - Submission of Data Details Information for the period April 01, 2021 to March 31, 2022
NSE has issued Circular advising Members to submit Data/Details/Information pertaining to Risk Based Supervision (RBS) for the period April 01, 2021 to March 31, 2022 to the Exchange latest by May 31, 2022 as per SEBI directives, electronically through the Inspection module in the Member portal latest by May 31, 2022.
The link for submission of the information/data will be activated from April 13, 2022. The procedure for submitting the same through the Inspection module in the Member portal is given in Annexure-B of this circular.
It is to be noted that the submission of RBS data is mandatory for all active Members of the Exchange (i.e. those who have executed/cleared even a single trade during the aforementioned period i.e. April 01, 2021 – March 31, 2022). Further, the data collated from the Members/Exchange towards RBS is shared with SEBI and in case of any non-submission/delayed submission by a Member, disciplinary action as prescribed in Annexure C will be initiated.
NSE Circular no. NSE/INSP/51970 dated April 08, 2022 is enclosed herewith for your ready reference.
In case of any clarification or assistance required in implementation of this circular you may contact VANDANA VANIA (SecMark Consultancy Ltd.)– van...@secmark.in / 9223303460 SHARDUL SHAH - shard...@secmark.in/ 9869265949 / 9653415968 |
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