ROC ADJUDICATION ORDER- ROC MUMBAI JAN 2020

[rajesh lachhwani]

→ 3RD ROCK MULTIMEDIA LIMITED (L74900MH2012PLC230802) 

→ http://www.mca.gov.in/Ministry/pdf/AdjOrdMum_10072020.pdf 

→ ROC Mumbai 

→ Order for Penalty under Section 454 for violation of Section 12(1) r/w. Section 12(4) of the Companies Act, 2013 

→ it has been observed that, the notice issued by IEPF Authority regarding the compliance of Section 124 and 125 of the Companies Act, 2013, was returned back undelivered by the Postal Authorities thereby violating the provisions of Section 12(3)(a) punishable under provisions of Section 12(8) of the Companies Act, 2013.  

→ The company and *every officers* (CFO AND CS ) have vioIated the said provisions. Therefore, the company and every officers are liable for penalty proceedings, for aforesaid violation. Accordingly, the show cause notice under Section 454 for violation of Section 12 of the Companies Act, 2013, was issued to the Company and its directors/officers as per address/s available on the MCA portal.  

→ The Company and its directors / officers faiIed to file any reply 

→ Having considered the facts and circumstances of the case and after taking into account the factors above, I hereby impose a penalty of Rs.1,00,000/- (Rupees One Lakh only) on each of the addressees of this order, for default period from 18.09.2018 till date 

 

RAJESH LACHHWANI 

COMPANY SECRETARY 

8469954969/9662262079