The
insights of a provocative connection between general relativity and
quantum field theory, called the AdS/CFT correspondence, have been
extended to rotating black holes that can occur astrophysically.
General relativity makes the dramatic prediction that a sufficiently dense cloud of matter collapses to a
black hole—a
spacetime singularity surrounded by a horizon. A classical observer can
enter a large horizon with no ill effects, but the causal structure of a
black hole spacetime is such that she cannot return from beyond.
Black holes have a mass
(M), they can carry electrical or magnetic charge
(Q), and can rotate (with angular momentum
J).
But beyond these characteristics, they “have no hair,” i.e., they have
no other distinguishing classical characteristics. To be gravitationally
stable, the mass of a charged or rotating
black hole must exceed a so-called
extremal bound, e.g., rotating
black holes, also known as Kerr
black holes [
1], satisfy the relation
GM2≥|J|. Long a staple of science fiction, there is now a significant body of evidence that
black
holes, or at least objects very like them, exist in our universe at the
centers of galaxies and as endpoints of stellar collapse.
One of the most curious properties of
black holes is the enormous entropy that they carry. Gedanken experiments carried out since the early 1970s [
2,
3] have established that a
black hole of horizon area
A should respond to probes as if it were a thermodynamic object with an entropy
S=A/4GNħ, where
GN is the Newton constant and
ħ is Planck’s constant. (Here we have adopted units in which we set the speed of light and Boltzmann’s constant to
1). Thus a solar mass
black hole
(about 6 kilometers wide) should have an entropy that is 22 orders of
magnitude greater than the entropy of the sun itself. We have known
since Boltzmann, that entropy in a physical system is a manifestation of
statistical degeneracy of the underlying states. Following Boltzmann
then, a central question for a quantum theory of
gravity is to explain how
black holes contrive to have an underlying statistical degeneracy of
eA/4GNħ. Since the area of an astrophysical
black hole grows as the mass squared, this is a truly staggering degeneracy. Measured by an apparatus with energy resolution
ΔE, this implies a microstate level spacing proportional to
ΔM~ΔEe-A/4GNħ. It has been argued [
4] that the difficulty of resolving such minuscule differences in the
ħ→0 limit is the source of the apparent semiclassical paradox [
5] of loss of quantum unitarity in
black holes. Thus a key challenge to any quantum theory of
gravity is to identify the “atoms of spacetime” that can explain such a spectacular growth in the number of microstates.
For a special class of highly symmetric, near-extremal charged
black holes, this problem was solved in string theory by Strominger and Vafa [
6]. With hindsight, we now know that a key ingredient in their solution was that the physics of near-extremal
black holes is largely controlled by properties of the spacetime in the vicinity of, but outside, the
black hole horizon. Within this so-called
black hole
“throat” (see Fig. 1, left) the geometry takes a universal form—it is
an anti-de Sitter (AdS) spacetime, namely the same geometry as a
solution to Einstein’s equations with a negative cosmological constant.
In a celebrated paper, Maldacena argued that quantum
gravity
in every such spacetime is equivalent or “holographically dual” to a
nongravitating, conformally invariant, quantum field theory (CFT) in a
lower number of dimensions [
7] (Fig. 1, right).
This idea, the AdS/CFT correspondence, has some analogy to optical holograms, where the image of a three-
dimensional object can be stored nonlocally in a two-
dimensional
piece of film and then recreated with coherent light. In the context of
the AdS/CFT correspondence, spacetime itself is an emergent phenomenon,
simply a convenient rewriting of the immensely complicated, strongly
coupled physics of a conventional local quantum field theory defined on
the boundary of spacetime (Fig. 1, right). The radial direction of
spacetime appears as a geometric realization of the renormalization
group scale of the field theory [
8]. A
black hole
in anti-de Sitter spacetime is then simply described in the holographic
dual theory as a thermal state (a gas with a temperature), whose
statistical degeneracy explains the
black hole
entropy. The AdS/CFT correspondence has been such a powerful and
productive tool, that for about a decade the bulk of the effort to
understand spacetime singularities and horizons has revolved around
black holes in anti-de Sitter spacetimes, at least amongst string theorists.
However, we do not live in a world with a negative cosmological constant, nor are astrophysical
black
holes highly electrically or magnetically charged as in the examples of
Strominger and Vafa. How then do we apply the insights of the last
decade to
black holes in our universe? In a paper in
Physical Review D, Guica
et al. [
9] point out that near-extreme
rotating black holes certainly occur in nature (GRS 1915+105, with mass about 14 times the mass of the sun has
J/GNM2>0.98), and propose that the dynamics controlling the statistical degeneracy and low-energy emission from such
black holes is described “holographically” by a nongravitating, two-
dimensional, conformal theory.
The argument does not involve string theory, or any other specific quantum theory of
gravity. The authors observe, following earlier work of Bardeen and Horowitz [
10], that extreme rotating
black
holes have a near-horizon “throat” of a certain universal form that
controls the dynamical properties of low-energy objects orbiting the
black hole horizon. Then, by examining the properties of this geometry far from the horizon, they argue that
any quantum theory of
gravity in this space must have the two-
dimensional conformal group as its symmetry. Two-
dimensional conformal invariance is an infinite
dimensional symmetry group, and, as such, is very powerful and constraining. Assuming that it is realized in a unitary way, Guica
et al. use the symmetry to obtain a key result: they immediately count the microstates of the extreme Kerr
black hole,
explaining its entropy. Further, it has been shown that quantum
amplitudes for scattering of particles off the near-extreme Kerr
black hole are also organized by the two-
dimensional conformal group [
11,
12].
Specifically, classic results for these amplitudes in the relativity
literature are precisely reproduced by simply assuming that they are
given by correlation functions in a two-
dimensional conformal field theory.
These results constitute evidence, bolstered by older work [
13] that a two-
dimensional conformal theory controls the dynamics of low-energy excitations orbiting in the vicinity of extreme Kerr
black holes. Together, these works also suggest that the scattering amplitudes from a
general charged, rotating
black hole, not necessarily close to the extremal bound, could take the form of correlation functions in a two-
dimensional field theory. Is this a hint that the entropy and low-energy dynamics of all
black holes are secretly encoded in some two-
dimensional theory? Suggestions along these lines were made by Susskind [
14] on the basis of thought experiments involving strings propagating in the presence of
black holes. The same suggestion was made from a completely different perspective by Carlip, thinking about
black hole horizons as an unusual kind of boundary in a spacetime [
15]. Given the universality of the formula for
black hole entropy given above, it would certainly be compelling to have a universal explanation for its form. Thus the work of Guica
et al. [
9] raises a key question—are all
black holes really two
dimensional? Or, more precisely, are the entropy and thermodynamics of all
black holes, including those that are astrophysically accessible, described by a two-
dimensional effective theory that gives us a window into the quantum theory of
gravity?
Vijay
Balasubramanian received B.Sc. degrees in physics and in computer
science from MIT, an M.Sc. in computer science from MIT, and a Ph.D. in
theoretical physics from Princeton University. Following three years as a
Junior Fellow of the Harvard Society of Fellows, he joined the Physics
faculty at the University of Pennsylvania where he is presently the
Merriam Term Associate Professor with a secondary appointment in the
Department of Neuroscience in the medical school. His research interests
span the range of theoretical physics from string theory and quantum
field theory, to early universe cosmology, to theoretical biophysics
(neuroscience). He has been a Fellow-at-Large of the Santa Fe Institute,
and received a first prize in the
Research Foundation essay competition. He has also received the highest
teaching award of the School of Arts and Sciences at the University of
Pennsylvania