Theword emperor (from Latin: imperator, via Old French: empereor)[1] can mean the male ruler of an empire. Empress, the female equivalent, may indicate an emperor's wife (empress consort), mother/grandmother (empress dowager/grand empress dowager), or a woman who rules in her own right and name (empress regnant or suo jure). Emperors are generally recognized to be of the highest monarchic honour and rank, surpassing kings. In Europe, the title of Emperor has been used since the Middle Ages, considered in those times equal or almost equal in dignity to that of Pope due to the latter's position as visible head of the Church and spiritual leader of the Catholic part of Western Europe. The emperor of Japan is the only currently reigning monarch whose title is translated into English as "Emperor".[2]
In Western Europe, the title of Emperor was used exclusively by the Holy Roman Emperor, whose imperial authority was derived from the concept of translatio imperii, i.e., they claimed succession to the authority of the Roman emperors, thus linking themselves to Roman institutions and traditions as part of state ideology. Although initially ruling much of Central Europe and northern Italy, by the 19th century, the emperor exercised little power beyond the German-speaking states.
Although technically an elective title, by the late 16th century, the imperial title had in practice come to be inherited by the Habsburg Archdukes of Austria and, following the Thirty Years' War, their control over the states (outside the Habsburg monarchy, i.e. Austria, Bohemia and various territories outside the empire) had become nearly non-existent. However, Napoleon Bonaparte was crowned Emperor of the French in 1804 and was shortly followed by Francis II, Holy Roman Emperor, who declared himself Emperor of Austria in the same year. The position of Holy Roman Emperor nonetheless continued until Francis II abdicated that position in 1806. In Eastern Europe, the monarchs of Russia also used translatio imperii to wield imperial authority as successors to the Eastern Roman Empire. Their status was officially recognized by the Holy Roman Emperor in 1514, although not officially used by the Russian monarchs until 1547. However, the Russian emperors are better known by their Russian-language title of Tsar even after Peter the Great adopted the title of Emperor of All Russia in 1721.
Historians have liberally used "emperor" and "empire" anachronistically and out of its Roman and European context to describe any large state from the past or the present. Such pre-Roman titles as Great King or King of Kings, used by the kings of Persia and others, are often considered as the equivalent. Sometimes this reference has even extended to non-monarchically ruled states and their spheres of influence, such as the Athenian Empire of the late 5th century BC, the Angevin Empire of the Plantagenets and the Soviet and American "empires" of the Cold War era. However, such "empires" did not need to be headed by an "emperor". "Empire" became identified instead with vast territorial holdings rather than the title of its ruler by the mid-18th century.
When Republican Rome turned into a de facto monarchy in the second half of the 1st century BC, at first there was no name for the title of the new type of monarch. Ancient Romans abhorred the name Rex ("king"), and it was critical to the political order to maintain the forms and pretenses of republican rule. Julius Caesar had been Dictator, an acknowledged and traditional office in Republican Rome. Caesar was not the first to hold it, but following his assassination the term was abhorred in Rome.[citation needed]
Augustus, considered the first Roman emperor, established his hegemony by collecting on himself offices, titles, and honours of Republican Rome that had traditionally been distributed to different people, concentrating what had been distributed power in one man. One of these offices was princeps senatus, ("first man of the Senate") and became changed into Augustus' chief honorific, princeps civitatis ("first citizen") from which the modern English word and title prince is descended. The first period of the Roman Empire, from 27 BC to AD 284, is called the principate for this reason. However, it was the informal descriptive of Imperator ("commander") that became the title increasingly favored by his successors. Previously bestowed on high officials and military commanders who had imperium, Augustus reserved it exclusively to himself as the ultimate holder of all imperium. (Imperium is Latin for the authority to command, one of a various types of authority delineated in Roman political thought.)
Beginning with Augustus, Imperator appeared in the title of all Roman monarchs through the extinction of the Empire in 1453. After the reign of Augustus' immediate successor Tiberius, being proclaimed imperator was transformed into the act of accession to the head of state. Other honorifics used by the Roman emperors have also come to be synonyms for Emperor:
After the turbulent Year of the Four Emperors in 69, the Flavian dynasty reigned for three decades. The succeeding Nervan-Antonian dynasty, ruling for most of the 2nd century, stabilised the empire. This epoch became known as the era of the Five Good Emperors, and was followed by the short-lived Severan dynasty.
During the Crisis of the 3rd century, barracks emperors succeeded one another at short intervals. Three short lived secessionist attempts had their own emperors: the Gallic Empire, the Britannic Empire, and the Palmyrene Empire though the latter used rex more regularly.
Historians generally refer to the continuing Roman Empire in the east as the Byzantine Empire after Byzantium, the original name of the town that Constantine I would elevate to the Imperial capital as New Rome in AD 330. (The city is more commonly called Constantinople and is today named Istanbul). Although the empire was again subdivided and a co-emperor sent to Italy at the end of the fourth century, the office became unitary again only 95 years later at the request of the Roman Senate and following the death of Julius Nepos, last Western Emperor. This change was a recognition of the reality that little remained of Imperial authority in the areas that had been the Western Empire, with even Rome and Italy itself now ruled by the essentially autonomous Odoacer.
These Later Roman "Byzantine" emperors completed the transition from the idea of the emperor as a semi-republican official to the emperor as an absolute monarch. Of particular note was the translation of the Latin Imperator into the Greek Basileus, after Emperor Heraclius changed the official language of the empire from Latin to Greek in AD 620. Basileus, a title which had long been used for Alexander the Great was already in common usage as the Greek word for the Roman emperor, but its definition and sense was "King" in Greek, essentially equivalent with the Latin Rex. Byzantine period emperors also used the Greek word "autokrator", meaning "one who rules himself", or "monarch", which was traditionally used by Greek writers to translate the Latin dictator. Essentially, the Greek language did not incorporate the nuances of the Ancient Roman concepts that distinguished imperium from other forms of political power.
In general usage, the Byzantine imperial title evolved from simply "emperor" (basileus) to "emperor of the Romans" (basileus tōn Rōmaiōn) in the 9th century, to "emperor and autocrat of the Romans" (basileus kai autokratōr tōn Rōmaiōn) in the 10th.[4] In fact, none of these (and other) additional epithets and titles had ever been completely discarded.
In 1204 Constantinople fell to the Venetians and the Franks in the Fourth Crusade. Following the tragedy of the horrific sacking of the city, the conquerors declared a new "Empire of Romania", known to historians as the Latin Empire of Constantinople, installing Baldwin IX, Count of Flanders, as Emperor. However, Byzantine resistance to the new empire meant that it was in constant struggle to establish itself. Byzantine Emperor Michael VIII Palaiologos succeeded in recapturing Constantinople in 1261. The Principality of Achaea, a vassal state the empire had created in Morea (Greece) intermittently continued to recognize the authority of the crusader emperors for another half century. Pretenders to the title continued among the European nobility until circa 1383.
With Constantinople occupied, claimants to the imperial succession styled themselves as emperor in the chief centers of resistance: The Laskarid dynasty in the Empire of Nicaea, the Komnenid dynasty in the Empire of Trebizond and the Doukid dynasty in the Despotate of Epirus. In 1248, Epirus recognized the Nicaean emperors, who subsequently recaptured Constantinople in 1261. The Trapezuntine emperor formally submitted in Constantinople in 1281,[5] but frequently flouted convention by styling themselves emperor back in Trebizond thereafter.
The Emperor of the Romans' title was a reflection of the translatio imperii (transfer of rule) principle that regarded the Holy Roman emperors as the inheritors of the title of Emperor of the Western Roman Empire, despite the continued existence of the Roman Empire in the east, hence the problem of two emperors.
From the time of Otto the Great onward, much of the former Carolingian kingdom of Eastern Francia became the Holy Roman Empire. The prince-electors elected one of their peers as King of the Romans and King of Italy before being crowned by the Pope. The emperor could also pursue the election of his heir (usually a son) as King, who would then succeed him after his death. This junior king then bore the title of King of the Romans. Although technically already ruling, after the election he would be crowned as emperor by the pope. The last emperor to be crowned by the pope was Charles V; all emperors after him were technically emperors-elect, but were universally referred to as emperor.
3a8082e126