Applications for registered designs require the indication of a
product to which the design is applied or in which it is incorporated
(Art. 25(1)(d) of the
EU Design Directive (“EUDD”) and Art. 42(2)
EU Design Regulation). Recital 17 EUDD explains the rationale and effect of the product indication:
“While
an indication of the products should be part of an application for
registration of a design, it should not affect the scope of protection
of the design as such. Together with the representation of the design,
indications of the products can nevertheless serve to determine the
nature of the product in which the design is incorporated or to which it
is intended to be applied. Furthermore, indications of the products
improve the searchability of designs in the register of designs kept by
an industrial property office and increase the transparency and
accessibility of a register. Therefore, prior to registration,
indications of the products need to be accurate, without creating an
undue burden on applicants for a registered design.”
What
happens when a registered design covers several product indications,
but is not protectable for one of them? This is explored by the German
Patent Court (“GPC”) in a familiar case (
30 W (pat) 802/23,
Sattelunterseite II).
Background The German company Monz is the holder of the German design No.
40 2011 004 383-0001,
registered at the German Patent and Trade Mark Office (“GPTO”) for
“saddles for bicycles or motorbikes”. The design consists of a single
representation showing the underside of a saddle:

The German company Büchel filed an application for a declaration of
invalidity with the GPTO. It claimed that the underside of the saddle is
not visible during normal use, which would mean that it cannot be
protected by design law (now Art. 3(3)(a) EUDD).
While the GPTO
considered the design valid, the German Patent Court (“GPC”) declared
it invalid. Monz appealed to the German Supreme Court (“GSC”), which
referred several questions to the Court of Justice of the EU (“CJEU”)
regarding the interpretation of visibility and normal use in Art.
3(3)(a) EUDD. The CJEU responded in
Monz Handelsgesellschaft International
(C-472/21) that visibility is to be assessed during normal use from the
point of view of the user as well as an external observer. Normal use
also covers acts which are connected therewith, including storing and
transporting the complex product after use but excluding maintenance,
servicing and repair work (IPKat
here). The GSC lifted the GPC’s first decision and remitted the case for a new decision.
The German Patent Court's decision This time, the GPC considered the contested design valid.
1. Visibility on a bicycle The
GPC held that the design, in its appearance as the underside of a
bicycle saddle fitted to a bicycle, remains visible during normal use.
Beyond
riding, mounting and dismounting, normal use includes customary
connected acts such as the following, during which the underside of the
saddle is visible:
- carrying the bike on the shoulder over uneven terrain (e.g. during mountain biking) or carrying a folding bike;
- laying the bike on the ground during a break;
- storing the bike in a higher position (e.g. on a wall);
- transporting the bike on a car roof or in a car trunk.
The
applicant's argument that mounting hardware (rails, clamps, brackets)
obscured the design was rejected. The underside remained clearly visible
even in the mounted state, because the brackets sit at a distance from
the saddle surface and do not block the view from the angles that arise
during normal use.
Since the invalidity applicant bore the
burden of proving the negative fact that the design was not visible
during normal use – in light of the presumption of validity under Sec.
39
German Design Act – and failed to discharge that burden, the exclusion under Art. 3(3)(a) EUDD did not apply.
2. Visibility on a motorbike The
interesting part of the decision concerns the fact that the design was
not only registered for saddles for bicycles but also for motorbikes.
The
Court found that although the product indication does not affect the
scope of protection of a design, it serves as a non-binding
interpretative aid and may contribute to a more precise definition of
the scope of protection. Even though the design appeared to show a bike
saddle, motorbike saddles existed (in particular for Harley-Davidsons),
which had similar shapes:

Thus,
it was conceivable that the contested design could be used on the
underside of a motorbike saddle. In this situation, the underside of the
saddle would not be visible during normal use. The storage and
transport options for bikes do not apply to motorbikes which are
considerably heavier and larger than bicycles.
However, the
invisibility during normal use did not lead to the invalidity of the
design. The judges found that the exclusion under Art. 3(3)(a) EUDD
applies only if the design is invisible in
all cases of normal
use. Where a component part can be fitted to multiple complex products
and remains visible during normal use of at least one of them, design
protection must be upheld.
The GPC advanced the following arguments:
a.
Art. 3(3)(a) EUDD must be interpreted narrowly because it is
inconsistent with the system of design law since it focuses not on the
appearance of the design but on the use made of the product.
b.
The protectability of a design must be ascertainable at the time of
registration. Where the possible uses are not clearly delimited,
visibility at the time of registration is not yet ascertainable and
depends on fortuitous circumstances and, in practice, on how the user
handles the product.
c. Art. 26(2)
TRIPS Agreement allows only limited exceptions to design protection.
d.
The visibility criterion could give rise to legal uncertainty and
arbitrary application of the law because its application depends on the
circumstances, whether products are visible or not.
The judges granted leave to appeal to the German Supreme Court.
Comment The
finding that visibility in at least one normal-use scenario is
sufficient to defeat the Art. 3(3)(a) EUDD exclusion is persuasive and
well-reasoned.
However, the case raises the following questions:
1.
Should the design be partially invalidated, namely to the extent it
covers saddles for motorbikes for which it is not protectable?
2.
What would have happened if the design was only registered for
“saddles for motorbikes”? Would it be allowed to take use in connection
with products into account, which are not mentioned in the product
indication?
3. What impact does this decision have on
infringement proceedings if the defendant only uses the design in
connection with motorbike saddles?
If the decision is appealed
and upheld by the GSC, design applicants should mention as many products
as possible to which the design can be applied or in which it can be
incorporated. Maybe one of them can save the design from being
invalidated.