The invalidity applicant also invoked a US patent containing the following representation published on 20 December 1927:
The
Cancellation Division of the European Union Intellectual Property
Office (“EUIPO”) dismissed the invalidity application. The EUIPO’s Board
of Appeal (“BoA”) upheld B.K.Licht’s appeal and remitted the case back
to the Cancellation Division. DecoTrend filed an action with the General
Court.
The General Court’s decision The judges dismissed the action.
1. DecoTrend argued that the patent specifications invoked by
B.K.Licht not only contained the pictures shown above but also other
illustrations and written descriptions of the inventions. An earlier
right invoked by an invalidity applicant must be considered as a whole
and, since patents have been invoked, the trained expert and not the
informed user is decisive in determining the overall impression created
by the patents. The consequence of these legal principles is, according
to DecoTrend, that the patents intended to protect a “foldable
light-emitting star” or a “foldable lantern”. The foldability of the
stars is not discernable from the pictures shown above, thus the other
pictures and written specification must be taken into account in
interpreting the patents.
The Court disagreed. It referred to the former Art. 28(1)(b)(v)
CDIR (now Art. 2(2)(c)
EUDDR),
which was applicable due to the filing date of the invalidity
application prior to the design reform. This provision required the
invalidity application to contain information on, and a reproduction of,
the prior designs as well as documents proving the existence of those
earlier designs.
Further, the overall impression of “any
design” in Art. 6(1) CDR, which has been made available to the public
indicates that Art. 6(1) CDR must be interpreted as meaning that the
assessment as to whether a design has individual character must be
conducted in relation to one or more specific, individualised,
determined and identified designs from among all the designs which have
been made available to the public previously.
Finally, the
judges referred to the definition of “design” in Art. 3(a) CDR,
according to which a design is “the appearance of the whole or a part of
a product resulting from the features of, in particular, the lines,
contours, colours, shape, texture [or] materials of the product itself
[or] its ornamentation”. The Court concluded that appearance is the
decisive factor of a design.
Moreover, a patent protects not
the appearance of a product, but an invention, and the illustrations in
patent specifications are only examples and show one or more forms of
the invention. It follows that the invalidity applicant cannot merely
refer to a patent specification but must clearly identify the
illustrations it relies on.
On that basis, the Court held that
B.K.Licht clearly indicated the pictures in the Swiss and US patent
specifications it relied upon in its invalidity application. B.K.Licht
did not rely on the patents themselves but on specific pictures
contained therein.
The judges also found that the patent
specifications do not have to be considered as a whole and that it is
not necessary to rely on the perception of the trained expert. Only the
pictures invoked by the invalidity applicant are decisive.
The
explanations contained in the illustrations were deemed irrelevant.
They do not prevent the illustrations from being understood and
perceived as a design in the meaning of Art. 3(a) CDR.
2. The
judges also rejected DecoTrend’s argument that the BoA was wrong to find
that the earlier designs had no indentations and that it was not
apparent from the illustrations B.K.Licht relied upon that they were
foldable.
The EUIPO argued that this plea was ineffective
because the Court’s rejection of the first plea was sufficient to
justify the remittal of the case from the BoA back to the EUIPO’s
Cancellation Division. The judges disagreed. The Cancellation Division
would be bound by the BoA’s reasoning under Art. 60(2) CDR.
However, the Court agreed with the BoA in that the illustrations invoked
by B.K.Licht did not show that the earlier designs had indentations or
were foldable. While this was stated in the patent specifications, it
was not apparent from the illustrations – which are the only decisive
circumstance from the patent specifications to be taken into account.
For these reasons, the Court dismissed DecoTrend’s action. The EUIPO’s
Cancellation Division will have to take a new decision on the
invalidity request.
Comments 1. The decision continues the case law of the Court of Justice of the EU (“CJEU”) in
Easy Sanitary Solutions v Group Nivelles and EUIPO
where it held that an invalidity applicant must identify and reproduce
precisely and entirely the design that is allegedly earlier in order to
demonstrate that the contested design lacks individual character.
As a consequence, invalidity applicants should be as specific as
possible about the earlier design(s) invoked. Merely referring to a
catalogue or patent specification attached to the invalidity application
is not enough. Instead, the relevant picture of the design should be
copied in the statement of grounds and the exact page from where it was
taken indicated.
2. In the assessment of novelty and
individual character, technical features that are not discernible from
the designs are irrelevant. Even if any of the stars in the case
discussed had the technical capability to change into the Death Star
from Star Wars, it would not matter because it is not discernible from
the illustrations.
3. The binding effect of remittal decisions
should caution the parties to review the BoA’s remittal decision with
care for findings that bind the EUIPO’s division when deciding the case
again. If such findings are not appealed to the General Court, they
become binding for all subsequent instances, including in a second
appeal to the BoA and a subsequent appeal to the General Court.