Beware : fraudulent financial companies in Japan

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Oct 7, 2010, 12:43:51 AM10/7/10
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Information from the FSA: beware if you are cold-called or do business with these companies. (2002 information, other companies may exist)

. These listed entities are neither registered with nor authorized by the FSA as legitimate entities to conduct financial/securities-related business.
http://www.fsa.go.jp/en/refer/cold/index.html

''Cold Calling''-Investors Alert

  1. Today, so-called ''Cold Calling,'' a fraudulent practice aimed at soliciting investors, is conducted all over the world. "Cold-calling" is a practice where by an entity disguises itself as a brokerage firm or an asset management firm and approaches potential investors via non face-to-face channels, such as by phone, fax, and emails, in order to solicit investment in securities or financial products. Typically, a "cold caller" makes unsolicited calls to potential investors, cajoles them into deciding to purchase certain securities, and then, becomes unavailable for contact after the investor sends the money for that purchase. As a result, the investors cannot obtain the securities although they made the payment, and they also cannot get back the money they paid. Investors need to be more careful and vigilant, as cold callers have been using more varied and more sophisticated tactics. (For example, some cold callers execute transactions properly and make profits for investors at first. Then, they solicit bigger transaction and make the investors transfer the money for it. After that, the cold callers disappear.)
  2. In most countries, a person is required to be registered with or licensed by the national regulatory body before conducting solicitation of securities transactions. However, cold-callers do not have such registration or licenses. One of the characteristics of cold callers is that it is extremely difficult to discover their whereabouts. Many cold callers indicate their office locations on their websites (or documents sent to investors), but they rarely operate at that location. Apparently, cold callers intentionally hide their whereabouts, so that they can avoid being visited by the investors they approach. Notably, it is very typical that cold callers claim that they are located in a country that is different from the location of the prospective victim. For example, there are many cases in which cold callers that have approached American or European investors claims that to have an office located in Japan (at a building in Tokyo, for instance.)
  3. The FSA has recently received extensive information from overseas investors and foreign regulators with regard to cold callers who claim to be located in Japan. The FSA has made a list of suspected cold callers below based on the information received. The entities listed are not registered with or authorized by the FSA under the Financial Instrument Exchange Law of Japan. Therefore, these entities are suspected of being cold callers. Investors should be very careful and vigilant about conducting business with these entities, potentially opting against conducting any transactions via these entities.
  4. Recognizing the need for cooperation among securities regulators in order to combat cold calling, the International Organization of Securities Commissions (IOSCO) - the international body consisted of securities regulators around the world - publicized a statement for investors alert on cold calling in February 2002 (see attachment). In the context of such international cooperation, the FSA brings attention and warning to investors by putting the list of suspected cold-callers below. Likewise, foreign regulators publicize the same kind of list and issue warnings to investors on their own websites. When you are solicited by an entity to invest in certain securities, it is very important for you to check the list below as well as other regulators' websites in advance of making decisions.
  5. It has been noted that the entities listed below do not cover all exiting cold callers in the world. Other cold callers may exist. Therefore, it is recommended that investors check not only the list below, but also the "List of licensed (registered) Financial Institutions" and confirm whether the entity is registered with the FSA. If not registered, sufficient caution is necessary, such as not having a business with such entities.

List of suspected cold callers

Below is the list of suspected cold callers, based on information received by the FSA. These listed entities are neither registered with nor authorized by the FSA as legitimate entities to conduct financial/securities-related business. Please be reminded that other suspected cold callers may exist. Accordingly, additional entities may be listed. Please also be advised that there have been cases where different companies were located in addresses indicated in the list below. The fact that the address is put in the list below does not mean that such companies have any connection to the listed suspected cold callers.

Abramson International
1-20-7, Nihonbashi, Chuo-ku, Tokyo 103-0027
TEL: +81 3 4520 9345 FAX: +81 3 6385 7621
http://www.Abramsoninternational.com新しいウィンドウで開きます
Alderman Associates Ltd
Arca Central Building 14F, 1-2-1 Kinshi, Sumida-ku, Tokyo 130-0031 Japan
TEL : +81-3-4520-9536 FAX : +81-3-6385-7599
http://www.aldermanassociatesltd.comopen new window
Anderson Munro
Nihonbashi Mitsui Tower 39th Floor, 2-1-1 Nihonbashi-Muromachi, Chuo-ku, Tokyo 163-1030 Japan
TEL: +81-3-5456-5074 FAX: +81-3-4496-4380
http://andersonmunro.comopen new window
Apex Trading Group
18th Floor, Tokyo Sankei Building, 1-7-2 Ohtemachi, Chiyoda-ku, Tokyo 100-0004 Japan
TEL: +813-4496-4940 FAX: +813-4496-4941
http://www.apex-tg.comopen new window
Asia Pacific Group
28F Shinagawa Intercity A, 2-15-1, Konan, Minato-Ku, Tokyo 108-6208 Japan
TEL: +81-3-4550-0446 FAX: +81-3-4496-5042
http://asiapacificgroup.comopen new window
Asset Brokerage Network
Level 14 Shibarikyu Shiodome, 5-3 Kaigan, Minato-Ku, Tokyo 105-0022 Japan
TEL: +813-4580-0937, +813-4550-6882, +813-4590-3121 FAX : +813-4496-4045
http://www.abn-group.comopen new window
Atlantic Administration
Cerulean Tower, 26-1 Sakuragaoko-Cho, Shibuya-Ku, Tokyo 150-8512 Japan.
Barlow & Ramsey
Sanno Park Tower Bldg. 2-11-1 Nagata-Cho, Chiyoda-ku, Tokyo 100-6113 Japan
TEL: +813-4496-5211 FAX : +813-4496-5212
Beacon Global Advisors
15th Floor, Cerulean Tower, 26-1 Sakuragaoka-cho, Shibuya-Ku, Tokyo 150-8512 Japan
TEL: +813-5456-5037 FAX : +813-4496-4047
http://www.beacon-global.comopen new window
Blue Sky Solutions Inc.
7-24 Nihonbashi Kabutocho, Chuo-Ku, Tokyo 103-0026 Japan
http://www.blueskysolutionsinc.comopen new window
Bowden Ventures
2-1 Nihombashi Kabuto-cho, Chuo-ku, Tokyo 103-8220 Japan
TEL: +81-3-4580-1727 FAX: +81-3-4496-4011
Brentwood Group Ltd.
Level 15, Tokyo Ginko Kyokai Building, 1-3-1 Marunouchi, Chiyoda-Ku, Tokyo 100-0005 Japan
TEL: +813-4580-1760, +813-6688-4521 FAX : +813-4496-6228
http://www.brentwoodgpinter.comopen new window
Bridgestone Trading Ltd
Level 28,Shinagawa Intercity Tower A,2-15-1 Konan,Sumida-ku,Tokyo108-6028
TEL: +81-3-6717-4200 FAX: +81-3-6717-4201
http://www.bridgestonetrading.com/contact.phpopen new window
Brookdale West Capital Management
15th Floor Gate City Ohsaki-West Tower, 11-1, Osaki 1-chome, Shinagawa-ku, Tokyo 141-0032
TEL.: +81-345-209-677
http://brookdalewest.com新しいウィンドウで開きます
Brunswick Knight
TEL:03-4800-400771
http://www.brunswick-knight.comopen new window
Cahill & Audleman
502 Hillside Kagurazaka, 3-6-10 Kagurazaka, Shinjyuku-Ku, Tokyo 162-0825 Japan
TEL: +813-4496-4790 FAX : +813-4496-4791
Calderton Capital Partners
Nihonbashi 1-chome Building, 1-4-1 Nihonbashi Chuo-ku, Tokyo 103-0027 Japan
TEL: +81-3-4588-4048
http://www.caldertoncp.com/index.htmlopen new window
Cambridge Capital
Yebisu Garden Place Tower 18 Fl. 4-20-3 Ebisu, Shibuya-ku, Tokyo 150-6018 Japan
Tel: +81-3-5148-8730 Fax: 81-3-3779-5022
http://www.cambridge-capital.com/index.htmlopen new window
Campbell & Co. Ltd.
Suite 401, Hanahara Bldg.5, 7-8-17 Nishinakajima, Yodogawa-ku , Osaka 532-0011 Japan
TEL: +81-06-6101-0356 FAX: +81-06-6101-0357
http://www.campbellasia.com新しいウィンドウで開きます
Capital Plus Group
14F Kamiya-cho MT Bldg. 4-3-20 Toranomon, Minato-Ku, Tokyo 105-0001 Japan
TEL: +813-4580-2121 FAX : +813-4496-4904
Carlton First Capital
Suite 2A Mizuho Building Kamiosaki, Shinagawa-Ku Tokyo 141-0021 Japan
http://www.carltonfirstcapital.com/index.htmlopen new window
Carnegie Advisors Ltd.
807-31, Lions Plaza Ebisu, 3-25-3 Higashi, Shibuya-ku, Tokyo 150-0011 Japan
TEL: +81-3-3668-1362 FAX: +81-3-3668-1363
Carter Sinclair Ltd
31F Osaka Kokusai, 2-3-13 Azuchi-machi, Chuo-ku Osaka 541-0052 Japan
TEL: +81-6-4964-2616 FAX: +81-6-4964-2628
http://www.carter-sinclair.com/contact.htmopen new window
Charles Fleming Co.
Sanno Park Tower Bldg.,2-11-1 Nagata-Cho, Chiyoda-Ku, Tokyo 100-6172 Japan
TEL: +81-3-5456-5026 FAX : +81-3-4496-4464
Citadel Group International
Level 8 Pacific Century Place 1-1-11 Marunouchi, Chiyoda-ku Tokyo 100-6208 Japan
Citigroup Global Funds Incorporated
2-17-5 Shibuya Shibuya-ku Tokyo 150-0002
TEL/FAX: +81-3-4496-4342
http://www.cgfi.bizopen new window
*The Citigroup companies in Japan have no association whatsoever with the organization.
Colony Capital and Associates
20th Floor Marunouchi Building, 2-4-1 Marunouchi, Chiyoda-ku, Tokyo 100-6332 Japan
TEL:+81-3-4520-9323 FAX:+81-3-4496-4202
http://colonycapitalassociates.net/contact-us.htmopen new window
Conquest Mergers
Cerulean Tower, 36-1, Sakuragaokacho, Shibuya-ku, Tokyo, Japan
TEL: +81-3-4550-0330.
Cook Capital Partners
4-9-7 Roppongi, Minato-ku, Tokyo 106-0032 Japan
TEL: +81-3-4550-0325 FAX: +81-3-4496-5013
http://www.cookcp.comopen new window
Cornerstone Worldwide
Hibiya Central Building, 1-2-9 Nishi Shimbashi, Minato-ku, Tokyo 105-0003 Japan
TEL: +81-3-4520-9241 FAX: +81-3-4496-4170
http://www.cornerstoneworldwide.comopen new window
Crosby Capital Partners
3rd Floor, 4-3-14 Toranomon, Minoto-ku, Tokyo 105-0001
http://crosbycp.comopen new window
Crown Point Mergers and Acquisitions Limited
Shinjuku Park Tower 30th Floor, 3-7-1 Nishi Shinjuku, Shinuku-Ku, Tokyo 163-1030 Japan,
http://www.crownmergers.comopen new window
Dai-ichi Securities
15th floor, KDDI Otemachi building, 1-8-1 Otemachi, Chiyoda-Ku, Tokyo 100-0004 Japan
TEL: +81-3-4496-4201 FAX: +81-3-4496-4202
http://www.dai-ichi-securities.com新しいウィンドウで開きます
Daine Financial Trust Management
Level 29, Shinjuku Nomura Building, 1-26-2 Nishi-Shinjuku, Shinjuku-k, Tokyo 163-0532 Japan
TEL: +81-3-4550-6877
http://www.dainefinancialtm.com新しいウィンドウで開きます
Dawson & Fielding Inc.
8th Floor, AIG Building, 1-1-3 Marunouchi, Chiyoda-Ku, Tokyo 100-0005 Japan
TEL: 81-3-4578-9266 FAX+81-3-4496-6155
http://www.dawsonfielding.comopen new window
DES Options
AIG Umeda Bldg,1-27 Chayamachi, Kita-ku,Ohsaka-shi, Osaka 530-0013 Japan
TEL: +81-6-4560-4004 FAX: +81-3-6537-1712
http://www.desoptions.comopen new window
De Verre Lloyd & Co.,Ltd.
TEL: +81-3-5456-5369
Dragon Securities
502 Hotta-kata, 3-6-10 Hirusaido, Kagurazaka, Shinjyuku-ku, Tokyo 162-0825 Japan
TEL: +81-3-4496-4800 FAX: +81-3-4496-4801
Dreyfus Securities Ltd.
TEL: +81-3-5404-3826
Drexel Asset Management
TEL: +81-3-5325-3043, +81-3-5219-1509
Dunbar Mckenzie Financial Group
Suite 2A Mizuho Building Kamiosaki, Shinagawa-Ku Tokyo 141-0021
TEL: +81-3-4233-6000 FAX:+81-3-4233-7000
http://dunbarmckenzie.com/index_files/page0015.htmopen new window
Dunleavy Investment Limited
Level 14 Kamiyacho MT Bldg. 4-3-20, Toramonon, Minato-Ku, Tokyo 105-0001 Japan
TEL: +81-3-4360-5534 FAX : +81-3-4360-5535
http://www.dunleavyinvestment.comopen new window
Suite B1 AIG Building 1-1-3 Marunouchi, Chiyoda-ku Tokyo 100-0005 Japan
TEL: +81-3-5288-5940 FAX: +81-5288-5941
e.go trade incorporated
Tokyo Otemachi 1st Square 4/F East Tower, 1-5-1, Otemachi, Chiyoda-ku, Tokyo 100-004 Japan
Equi Asia Group Ltd
Level 28, Shinagawa Intercity Building, Tower A, 2-15-1 Konan, Minato-Ku, Tokyo 108-6028 Japan
TEL: +81-3-6717-4321 FAX: +81-3-6717-4341
First Equis Ltd.
Shibuya Mark City West 22F 1-12-1 Dogenzaka, Shibuya-Ku, Tokyo 150-0043 Japan
TEL: +81-3-4360-5473, +81-3-4360-5474 FAX: +81-3-4360-5475
http://www.firstequis.comopen new window
First Prime Group
6-1-6-503 Minami-Aoyama, Minato-Ku, Tokyo, Japan
TEL: +81-3-4580-1998
http://www.firstprimegroup.comopen new window
First Prime International Ltd from Tokyo
6-1-6-503 Minami-Aoyama, Minato-Ku, Tokyo, Japan
TEL: +81-3-4550-0476
http://www.firstprimegroup.netopen new window
Fox Paine Partners Inc.
Arca Central Building 14F 1-2-1 Kinshi Sumida-ku, Tokyo 130-0013
TEL: 81-3-4578-9002 FAX: 81-3-6385-7639
http://www.foxpainepartnersinc.comopen new window
Fujiwata Capital Group
1-8-14 Nishimiyahara, Yodogawa-Ku, Osaka 532-0004 Japan
http://www.fujicapgrp.comopen new window
Fukumoto, Toshihiro and Partners Futures Trading
Kawase Bldg 3-17-5 Shinjuku, Shinjuku-ku, Tokyo 160-0022 Japan
TEL: +81-3-4520-6363 FAX: +81-3-6385-7561
http://www.ftpfutures.comopen new window
Global International Trading
Level 27, Shiroyama Trust Tower 4-3-1 Toranomon, Minato-Ku, Tokyo 105-6027 Japan
TEL: +81-50-5809-3362 FAX: +81-3-4496-6328
http://globalinternationaltrading.com/index.phpopen new window
Gotthard Capital Partners
Kasumigaseki Building 28th Floor 2-5, Kasumigaseki 3-Chome, Chiyoda-ku, Tokyo 100-6028
TEL:03-4550-0327 FAX:03-4496-4849
http://www.gotthardcp.com/index.htmlopen new window
Greenfield & Mato
Koraku Mori Bldg. 9F, 1-4-14 Koraku, Bunkyo-Ku, Tokyo 112-0004 Japan
TEL: +813-4550-6882
http://www.greenfieldmato.comopen new window
Greenfield Consulting
2-4-203 Ogikubo, Suginami-Ku, Tokyo, Japan
TEL : +813-5288-5444 FAX : +813-4496-4922
Guardian Asset Management
Atago Green Hills Mori Tower 40F, 2-5-1 Atago, Minato-Ku, Tokyo 105-6240 Japan
TEL: +81-3-4580-1725
http://www.guardian-am.com/contactus.phpopen new window
Hannan Corporation
Hawkins & Doyle
18F JT Bldg.2-2-1 Toranomon, Minato-Ku, Tokyo 105-0001 Japan
TEL: +81-3-4580-2168 FAX: +81-3-4496-5000
Heritage Mergers and Acquisition
Kamiya-cho MT Bldg. 4-3-20 Toranomon, Minato-Ku, Tokyo 105-0001 Japan
TEL: +81-3-5404-3560 FAX : +81-3-4496-4930
Jacob & Burns
Koraku Mori Bldg 9F, 1-4-14, Koraku, Bunkyo-Ku, Tokyo 112-004 Japan
TEL: +81-3-4496-4857 FAX : +81-3-4496-4320
Kaikatsu Group Limited
Tokyo Ginko Kyokai Building 1-3-1 Marunouchi, Chiyoda-Ku, Tokyo 100-0005 Japan
TEL: +81-3-4496-5255 FAX: +81-3-4496-5256, +81-3-4496-5257
Kearns Investments Inc.
TEL: +81-3-5288-5414
Keldione International
Shinjuku Park Tower N30, 3-7-1 Nishi Shinjuku, Shinuku-Ku, Tokyo 163-030 Japan
FAX : +813-4496-6277
http://keldioneint.comopen new window
Kensington International Group Ltd.
TEL: +81-3-5326-3125
Keystone Consulting Inc.
2-4-1 Toranomon, Minato-Ku, Tokyo 105-6016 Japan
TEL : +813-5403-4652 FAX : +813-4496-6060
http://www.keystoneconsultinc.comopen new window
Kimura Financial
63-2 Horinouchi Oura, Tohoku-machi, Kamikita-gun, Aomori 039-2402 Japan
TEL: +81-3-4496-4064 FAX: +81-3-4496-4074
http://www.kimurafinancial.comopen new window
Kiyo Financial
13-3, Nihonbashi 3-chome, Chuo-Ku, Tokyo 103-0027 Japan
TEL: +81-3-4580-1748 FAX : +81-3-4496-4243
http://kiyofinancial.comopen new window
Lee Hamilton & Associates
4th Floor, Palaceside Bldg. 1-1 Hitotsubashi 1-chome, Chiyoda-ku, Tokyo 100-0003 Japan
http://leehamiltonassoc.comopen new window
Liberty Securities
39th Floor, Shinjuku Nomura Building, Shinjuku, Shinjuku-ku, Tokyo 160-0022 Japan
TEL: +81-50-5809-8850 FAX: +81-3-4496-6098
http://www.libertysecurities.org/index.phpopen new window
Linden Ventures
Shinjuku Park Tower 30th Floor, 3-7-1 Nishi-Shinjuku, Shinjuku-ku, Tokyo 163-1030 Japan
TEL: +81-3-4580-2174, +81-3-4580-0927 FAX: +81-3-4496-4259
Link Merger & Acquisitions
21 Ichiban-Cho, Chiyoda-Ku, Tokyo 102-0082 Japan
TEL: +813-4580-2144 FAX: +813-4496-4333
Maganura Mergers & Acquisitions
25-32-408 Sakuragaoka-Cho, Shibuya-ku,Tokyo 150-0031
TEL:+81-3-4520-6367
http://www.maganura-ma.orgopen new window
Manhattan Fujiwara International
Arca Central Building 14F, 1-2-1 Kinshi Sumida-ku, Tokyo 130-0013
TEL: +81-3-4496-6277
http://www.manhattanfuji.jpopen new window
Mann International
Level 7, Wakamatsu Building,, 3-3-6 Nihonbashi-Honcho, Chuo-Ku, Tokyo 103-0023 Japan
TEL: +81-3-4550-0334 FAX: +81-3-4496-4096
http://www.manninternational.com新しいウィンドウで開きます
Masahiro International
25-32-408 Sakuragaoka-Cho, Shibuya-Ku, Tokyo, Japan
TEL: +81-3-4580-1656
http://www.masahirointernational.comopen new window
Masaru and Associate
1-11-4 Akasaka, Minato-Ku, Tokyo 107-8420 Japan
http://masaruassociates.comopen new window
Milton Hayward Ltd
Yurakucho Ekimae Building Level 12, Yurakucho 2-7-1, Chiyoda-ku Tokyo 541-0052 Japan
TEL: +81-3-5456-5049 FAX: +81-3-4496-4021
http://www.miltonhayward.comopen new window
Mitsui Asset Management
Level 12, Edobori Center Building, 2-1-1 Edobori, Nishi-ku, Osaka 550-0002 Japan
TEL: 81-6-4560-4010 FAX: 81-6-6573-1689
http://www.mitsuiassetmgmt.com新しいウィンドウで開きます
*Sumitomo Mitsui Asset Management Company, Limited and Chuo Mitsui Asset Management Company, Limited have no association whatsoever with the organization.
Mitsui Financial
TEL: +81-50-5534-5315
http://www.mitsuifinancial.comopen new window
Mitsui, Lane & Associates
Level 15, 2-2-1 Toranomon, Minato-Ku, Tokyo 105-0001 Japan
TEL: +81-3-4496-4464
http://www.mitsuilaneandassociates.comopen new window
Momentum Consultants Limited
807-31, Lions Plaza Ebisu, 3-25-3 Higashi, Shibuya-ku, Tokyo 150-0011 Japan
TEL: +81-3-3668-1362 FAX: +81-3-3668-1363
Morgan Financial Advisors
Nishishinjuku-1, Suite 104 Shinjuku, Skyscraper District, Shinjuku-ku, Tokyo Japan
TEL: +813-4550-6896 FAX: +1-646-3679519, +1-866-3641457
http://www.morgan-advisors.comopen new window
Morley Thompson
24th Floor, Marunouchi Building, 2-4-1 Marunouchi, Chiyoda-Ku, Tokyo 100-6324 Japan
TEL: +813-4580-0920 FAX: +813-4496-5015
http://www.morleythompson.comopen new window
New Asia Business Consultants
32Floor St. Lukes Tower, 8-1 Akashi-cho, Chou-ku, Tokyo 104-8518 Japan
TEL: +81-3-4520-6303 FAX: +81-3-4496-6049
http://www.now.asia-consult.comopen new window
New England Worldwide Services
Level 15, Hilton Plaza West Office Tower, 20202 Umeda, Kita-ku, Osaka 530-0001 Japan
TEL: +81-6-4560-4008
http://www.newenglandwwservices.com新しいウィンドウで開きます
New Market Corporation
Yurakucho 2-7-1, Chiyoda-ku, Tokyo, Japan
TEL: +81-3-4580-2171 Fax: +81-3-4580-2197
http://www.newmarketcorp.comopen new window
NEXT Futures Co. Ltd.
2-4-7 Sugamo Toshima-ku, Tokyo 170-0002 Japan
TEL: +81-3-4550-6918 FAX: +81-3-4496-4085
http://www.nextfutures.com/contact/open new window
Nishimura Mergers and Acquisition
2F Tokyo World Trade Center Bldg. 1-7-8 Kaigan, Minato-Ku, Tokyo 105-0022 Japan
TEL: +81-3-5456-5059
Norbert Associates
9F AIG Bldg. 1-1-3 Marunouchi, Chiyoda-Ku, Tokyo 100-0005 Japan
TEL: +813-4496-4850 FAX: +813-4496-4851
Okamura Asset Management
Shinjuku Park Tower 30th Floor, 3-7-1 Nishi Shinjuku, Shinjuku-Ku, Tokyo 163-1030 Japan
TEL: +813-4580-2168 FAX: +813-4496-6417
http://www.okamuraam.comopen new window
Oracle Equity Management
2-2-8 Nanko-Kita, Suminoe-Ku, Osaka, Japan
Phone: 81-6-4560-4033 Fax: 81-6-6537-1696 or 81-6-6537-1633
http://www.oracleem.comopen new window
Palmer Brown Management Inc
5Floor, ThinkPark Tower, 2-1-1 Osaki, Shinagawa-ku, Tokyo 141-6005 Japan
TEL: +81-3-6688-7109 FAX: +81-3-6688-7089
http://www.palmer-brown.comopen new window
Paragon Options Management
Level 9, Ariake Frontier Bldg. Tower B 3-1-25 Ariake, Koto-ku Tokyo 135-0063 Japan
Tel: +81-3-4570-7616 Fax: +81-3-4570-7616
http://paragonoptionsmanagement.comopen new window
Park East Capital
Level 14, 1-2-9 Nishi Shimbashi, Minato-Ku, Tokyo 105-0003 Japan
TEL: +81-3-4496-4250 FAX: +81-3-4496-4251
http://www.parkeastcapital.comopen new window
Penn Capital management Ltd
1-4-27 Shiromi, Chuo-ku, Osaka 540-8560 Japan
TEL: +81-6-4560-4030 FAX: +81-6-6537-1768
http://www.penncm.comopen new window
Pollack and Quinn
Shinjuku Mitsui Building, 21st Floor, 2-1-1 Nishishinjukuku, Shinjuku-ku, Tokyo 163-0421 Japan
http://www.pollackquinn.comopen new window
Power Point Capital
1-5-1 Marounichi, Chiyoda-Ku, Tokyo 100-6520 Japan
Tel: +81-3-4520-9329 Fax: +81-3-4496-4989
http://www.powerpointcapital.comopen new window
Premium Alliance Group
28F Shinagawa Intercity A, 2-15-1, Konan, Minato-Ku, Tokyo 108-6208 Japan
TEL: +813-5325-3223 FAX: +813-5325-3131
Profidex
Levels 9-11, AIG Building, 1-1-3 Marunouchi, Chiyoda-Ku, Tokyo 100-0005
TEL: +81-3-5288-5296 FAX: +81-3-4496-4835
Sachiko International
5-3-13 Minami Azabu, Minato-Ku, Tokyo 106-0047 Japan
http://www.sachint.netopen new window
Saitou Consulting Financial Solutions
2-2-2 Uchi-saiwai-cho Chiyoda-ku, Tokyo 150-6237 Japan
TEL: +81-3-4520-9303 FAX: +81-3-4496-4221
http://saitoucon.comopen new window
Sakuma Group
105 Kowa Shiba Park Bldg, 3 F 1-1-11 Shiba Park, Minato-ku, Tokyo 105-0011
http://www.sakumagroup.comopen new window
Scott Fitzgerald Group
Dogenzaka Kabuto Bldg., Dogenzaka Shibuya-Ku, Tokyo 150-0043
TEL: +813-4580-1689
http://www.scottfitzgeraldgroup.comopen new window
Securities Intermediary Brokers (SIB)
Level 27, Tokyo Sankei Building, 1-7-2 Otemachi, Chiyoda-Ku, Tokyo 100-0004 Japan
TEL: +81-3-4550-6946
http://securitiesintermediarybrokers.jp新しいウィンドウで開きます
Select Capital Management
9F AIG Bldg. 2-18-6 Nihonbashi, Chiyoda-Ku, Tokyo 103-0027 Japan
Smart Trade Group
Level 28 Shinagawa Intercity A, 2-15-1, Konan, Minato-Ku, Tokyo 108-6208 Japan
TEL: +81-3-4550-0340 FAX: +81-3-4496-4 271
http://www.smarttradegroup.comopen new window
Smith and White Transfer Agents LTD.
1-2-9 Nishi Shimbashi, Minato-Ku, Tokyo 105-0003. Japan
TEL: +81-3-4520-6369
http://www.sw-transferservices.comopen new window
Source One International
Level 11, Aoyama Palacio Tower 3-6-7 Kita-Aoyama, Minato-Ku, Tokyo 107-0061 Japan
TEL: +81-3-4520-6306 FAX: +81-3449-64129
http://www.sourceoneinternational.com/index.htmlopen new window
Sovereign Global Trading
Level 21, Shiodome Shibarikyu Building, 1-2-3, Kaigan, Shiodome, Minato-ku, Tokyo 105-0022 Japan
TEL: +813-5403-6368
http://www.sovtrading.comopen new window
Sukumo Group
TEL: +81-3-5219-1528
Sun Worldwide
TEL: +81-3-4550-0325 FAX: +81-3-4496-6375
http://www.sunworldwide.com新しいウィンドウで開きます
Taiyo Financial
Toyo-cho, Shinei Bldg.12F 4-chome 3-1 Toyo, Koto-ku,Tokyo 135-0016
TEL: +81-3-4550-0458 FAX: +81-3-4496-4494
http://www.taiyofinancial.comopen new window
Takahashi Nakamura Associate
1-11-1 Marunouchi, Chiyoda-ku, Tokyo 100-6208 Japan
TEL: +81-3-4550-0322
http://www.takahashinakamura.comopen new window
Takeda Financial Co.Ltd
Kawase Bldg 3-17-5 Shinjuku, Shinjuku-ku, Tokyo 160-0022
TEL: +81-3-4520-9327 FAX: +81-3-4496-4332
http://www.takedafinancial.com/contactopen new window
Takeshi Financial
6-2-4 Akasaka, Minato-Ku, Tokyo 107-6245 Japan
FAX: +81-3-4496-4347
http://www.takeshifinance.comopen new window
Talbot and Reese, Inc
Shinjuku Monolith, 16th Floor, 2-3-1 Nishi Shinjuku, Shinjuku-Ku, Tokyo 163-0916 Japan
TEL: +81-3-4580-2055 FAX: +81-3-4496-5096
http://www.talbotreese.comopen new window
Tanaka Securities
1-40-4 Kamiosaki, Minato-Ku, Tokyo 105-0011 Japan
http://www.tanasecure.comopen new window
Tech-Link International Limited
Teikoku Commodities
Shin-Marunouchi Bidg,1-5-1Marunouchi,Chiyoda-ku,Tokyo 100-6590
TEL:+81-3-4520-9237
http://www.teikokucommodities.comopen new window
The Stockton Group
502 Ohashi-Building, 1-16, Kanda-Sakumacho, Chiyoda-ku, Tokyo 101-0025 Japan
TEL: +81-3-4496-5110 FAX: +81-3-4496-5111 , +81-3-4496-5112
Thomas Castle Management
8th Floor, Kasumigaseki Building, 3-2-5 Kasumigaseki, Chiyoda-Ku, Tokyo 100-6010 Japan
TEL: +81-3-4580-1758 FAX: +81-3-4496-4046
http://www.thomas-castle.comopen new window
Thomas Moore
Fukoku Seimei Bldg, 2-2-2, Uchisaiwai-cho, Chiyoda-ku, Tokyo 100-0011 Japan
TEL: +81-3 4520 9682 FAX: +81-3 4496 6466
http://www.thomasmoore.bizopen new window
Trinity Ventures
502 Hillsidekagurazaka, 3-6-10 Kagurazaka, Shinjuku-Ku, Tokyo 162-0825 Japan
TEL: +813-4496-5041 FAX : +813-4496-5042
http://www.trinity-ventures.comopen new window
Vantage Pro Asset Management
Level 7, Wakamatsu Building, 3-3-6 Nihonbashi-Honcho, Chuo-Ku, Tokyo 103-0023 Japan
TEL: +81- 3- 6202- 2913 FAX: +81 -3- 6202- 2912
http://www.vantagepro.jpopen new window
Waldon McLean Associates
Toranomon Yatsuka Building, 1-1-11 Atago, Minato-Ku, Tokyo 105-0002 Japan
TEL: +81-3-4580-1656 FAX : +81-3-4580-1721
http://www.waldonmclean.comopen new window
Warren and Baker
TEL: +81-3-5219-1531
Webb Capital Partners
Atago Green Hills MORI Tower 37F, 2-5-1 Atago Minato-ku, Tokyo 150-6237 Japan,
TEL: +81-3-4520-8985 FAX: +81-3-4496-4825
Western Pacific Advisor, Inc
Tokyo Otemachi 1st Square 4/F East Tower, 1-5-1, Otemachi, Chiyoda-ku, Tokyo 100-004 Japan
Tel: 81-3-4520-9775 Fax: 81-3-4520-9776
http://www.westpacificadvisors.comopen new window
Westernfield Holding
Shinjuku Park Tower S 20/F, 3-7-1, Nishi-Shinjuku, Shinjuku-ku, Tokyo 163-1035 Japan
TEL: +81-3-4520-9532 FAX: +81-3-4496-6474
http://www.western-field.comopen new window
Yamato & Associates
koraku Mori Bldg 9F, 1-4-14, Koraku, Bunkyo-Ku, Tokyo 112-004 Japan
http://www.yamatoandassociates.comopen new window
Yoshida, Wells & Associates
29-8, Hamamatsu-cho 1-chome, Minato-ku, Tokyo 105-0013
TEL: +81-3-4496-4430
http://yoshidawells.comopen new window
Yutaka Commodities,Inc
Higashishinbashi 1-chome Minato-ku Tokyo105-0021
TEL: +81-3-4520-9234 FAX: +81-3-4496-4685
http://www.yutakacommodities.com/ open new window

In addition, we have discovered fictitious regulators and securities/financial exchanges as listed below. The regulators and exchanges below do not exist.

Asian Carbon Trade Exchange
Level 9, Edobori Center Building, 2-1-1, Edobori, Nishi-Ku, Osaka 550-0002 Japan
TEL: +816-6225-1319
http://www.asiancarbontrade.comopen new window
Central Exchange Bureau
Level 16, Yebisu Garden Place Tower, 4-8-3 Ebisu, Shibuya-ku, Tokyo 150-6018 Japan
TEL: +81-3-4580-1629
http://cexb.orgopen new window
Central Registration Department
HSBC Building 11-1, Nihonbashi3-choume,Chuo-ku,103-0027
Commodities Futures Trade Board
http://www.cftb.jpopen new window
Eastern Equity Division
Level 9, Ariake Frontier Bldg. Tower B, 3-1-25 Ariake, Koto-ku Tokyo 135-0063 Japan
TEL: +81-3-4520-9242 FAX: +81-3-6385-7636
http://www.easterned.org新しいウィンドウで開きます
Equity Management Bureau
Intercity Tower A, Level 18, Shinagawa, 2-15-1 Konan, Minato-Ku, Tokyo 108-6028 Japan
TEL: +81-3-4520-9427 FAX: +81-3-6385-7542
http://www.eqmb.org新しいウィンドウで開きます
Equity Trading International Commission (ETIC)
35F, Sunshine 50, 2-1-1, Higashi Ikebukuro, Toshima-ku, Tokyo 170-6045 Japan
TEL: +81-3-4578-9022
http://www.etic.orgopen new window
http://www.eqtic.org新しいウィンドウで開きます
Financial Trading Commission
Level 20, 1-3-3 Kaigan, Tokyo 105-0022 Japan
TEL:+81-3-4588-8710
http://www.fintco.orgopen new window
International Acquisition Authority
Level 4, Wakamatsu Building, 3-3-6 Nihonbashi-Honcho, Chuo-Ku, Tokyo 103-0023 Japan
TEL: +81-3-4578-9693
http://interaa.org新しいウィンドウで開きます
International Association of Securites Varification
4-9-7 Roppongi Minato-ku Tokyo,106-0032
TEL: +81-3-4588-8764 FAX: +81-3-4580-7166
International Equities Administrators
2-12-4 Toranomon, Minato-ku Tokyo,105-0001
TEL: +81-3-4550-0335 FAX:+81-3-4496-4455
International Equity Regulation Department
12/F, Tokyo Bankers Club Building, 1-2-1, Marunouchi, Chiyoda-ku, Tokyo 100-0005 Japan
http://interd.orgopen new window
International Exchange Regulatory Agency
Yokohama Business Park 134 Godo-Cho, Kanagawa, Tokyo, Japan
TEL: +81-3-4520-9560 FAX:+81-3-6385-7549
http://www.intexra.orgopen new window
International Securities Commission
Siodome Sumitomo Building 14th Floor 1-9-2 Higashi-Shimbashi Minato-ku Tokyo,105-0021
TEL: +81-3-4590-3164 FAX: +81-3-4496-6333
http://www.intersc.orgopen new window
International Stock Regulators Board
Marunouchi Bidg.23G,3-2-4 Marunouchi,Chiyoda-ku,Tokyo,100-6323
TEL: +81-3-4550-0331
http://www.intsrb.orgopen new window
International Trade Advisory Committee
Ginza Fugetsudo Building, 104-0061 Tokyo, Japan
Fax: +81-3-6385-7514
http://intl-tradeac.com新しいウィンドウで開きます
International Trading Bureau
Izumi Garden Tower 18th Floor 1-6-1 Roppongi, Minato-ku, Tokyo 106-6018
TEL: +81-3-4588-8763
Japan Futures Trading Board
http://www.jftb.org/engopen new window
Mergers & Acquisitions Regulatory Commission (MAREGCOM)
Level 14, Hibiya Central Building, 1-2-9 Nishi Shimbashi, Minato-Ku, Tokyo 105-0003
TEL: +81-3-4580-2174
http://www.maregcom.orgopen new window
Nikkei Securities Exchange Group
15th Fl. Tokyo Exchange Bldg Nihonbashi Kabutocho, Chuo-ku, Tokyo, Japan
TEL: +81-3-9588-5988 Fax: +81-3-9588-2989
http://www.nikkei-securities.jpopen new window
The Financial Services Regulatory Authority
http://fsra.jpopen new window
The Tokyo Futures and Options Exchange
166-0002 Koenji-Kita, Suginami-Ku, Tokyo, 166-0002
http://www.tfox.jpopen new window
Tokyo Commodities Futures Exchange
3-43-13 Koenji-Kita, Suginami-Ku, Tokyo, Japan
http://www.tcfx.jpopen new window
Tokyo Commodities Trading Authority
Dai-ichi Tekko Building, Chiyoda-ku, Tokyo 100-0005 Japan
http://hkhoster.com/tocomta.org/jp/open new window
Tokyo Futures Trading Board
Level 16 & 27, Shiroyama Trust Tower 4-3-1 Toranomon, Minato-ku, Tokyo 105-6016 (Level 16) 105-6027 (Level 27) Japan
http://www.toftb.comopen new window
Tokyo World Future Exchange
http://www.twfex.comopen new window

Katsufumi WANG

unread,
Oct 7, 2010, 4:18:39 AM10/7/10
to ic...@googlegroups.com
speaking of which i just got a call at an annoying time just now!

|------------------------------
| Ari
| <hypertokyo@gmail
| .com>
| Sent by:
| ic-jp@googlegroup
| s.com
|
|
| 10/07/2010 01:43
| PM
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| Please respond to
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Subject
[Milis ICJ] Beware :
fraudulent financial
companies in Japan






Information from the FSA: beware if you are cold-called or do business with
these companies. (2002 information, other companies may exist)

. These listed entities are neither registered with nor authorized by the
FSA as legitimate entities to conduct financial/securities-related
business.
http://www.fsa.go.jp/en/refer/cold/index.html
''Cold Calling''-Investors Alert

1. Today, so-called ''Cold Calling,'' a fraudulent practice aimed at


soliciting investors, is conducted all over the world. "Cold-calling"
is a practice where by an entity disguises itself as a brokerage firm
or an asset management firm and approaches potential investors via
non face-to-face channels, such as by phone, fax, and emails, in
order to solicit investment in securities or financial products.
Typically, a "cold caller" makes unsolicited calls to potential
investors, cajoles them into deciding to purchase certain securities,
and then, becomes unavailable for contact after the investor sends
the money for that purchase. As a result, the investors cannot obtain
the securities although they made the payment, and they also cannot
get back the money they paid. Investors need to be more careful and
vigilant, as cold callers have been using more varied and more
sophisticated tactics. (For example, some cold callers execute
transactions properly and make profits for investors at first. Then,
they solicit bigger transaction and make the investors transfer the
money for it. After that, the cold callers disappear.)

2. In most countries, a person is required to be registered with or


licensed by the national regulatory body before conducting
solicitation of securities transactions. However, cold-callers do not
have such registration or licenses. One of the characteristics of
cold callers is that it is extremely difficult to discover their
whereabouts. Many cold callers indicate their office locations on
their websites (or documents sent to investors), but they rarely
operate at that location. Apparently, cold callers intentionally hide
their whereabouts, so that they can avoid being visited by the
investors they approach. Notably, it is very typical that cold
callers claim that they are located in a country that is different
from the location of the prospective victim. For example, there are
many cases in which cold callers that have approached American or
European investors claims that to have an office located in Japan (at
a building in Tokyo, for instance.)

3. The FSA has recently received extensive information from overseas


investors and foreign regulators with regard to cold callers who
claim to be located in Japan. The FSA has made a list of suspected
cold callers below based on the information received. The entities
listed are not registered with or authorized by the FSA under the
Financial Instrument Exchange Law of Japan. Therefore, these entities
are suspected of being cold callers. Investors should be very careful
and vigilant about conducting business with these entities,
potentially opting against conducting any transactions via these
entities.

4. Recognizing the need for cooperation among securities regulators in


order to combat cold calling, the International Organization of
Securities Commissions (IOSCO) - the international body consisted of
securities regulators around the world - publicized a statement for
investors alert on cold calling in February 2002 (see attachment). In
the context of such international cooperation, the FSA brings
attention and warning to investors by putting the list of suspected
cold-callers below. Likewise, foreign regulators publicize the same
kind of list and issue warnings to investors on their own websites.
When you are solicited by an entity to invest in certain securities,
it is very important for you to check the list below as well as other
regulators' websites in advance of making decisions.

5. It has been noted that the entities listed below do not cover all


exiting cold callers in the world. Other cold callers may exist.
Therefore, it is recommended that investors check not only the list
below, but also the "List of licensed (registered) Financial
Institutions" and confirm whether the entity is registered with the
FSA. If not registered, sufficient caution is necessary, such as not
having a business with such entities.
List of suspected cold callers


Below is the list of suspected cold callers, based on information received
by the FSA. These listed entities are neither registered with nor
authorized by the FSA as legitimate entities to conduct
financial/securities-related business. Please be reminded that other
suspected cold callers may exist. Accordingly, additional entities may be
listed. Please also be advised that there have been cases where different
companies were located in addresses indicated in the list below. The fact
that the address is put in the list below does not mean that such companies
have any connection to the listed suspected cold callers.


Abramson International
1-20-7, Nihonbashi, Chuo-ku, Tokyo 103-0027
TEL: +81 3 4520 9345 FAX: +81 3 6385 7621

http://www.Abramsoninternational.com(Embedded image moved to file:
pic15722.gif)?????????????


Alderman Associates Ltd
Arca Central Building 14F, 1-2-1 Kinshi, Sumida-ku, Tokyo 130-0031
Japan
TEL : +81-3-4520-9536 FAX : +81-3-6385-7599

http://www.aldermanassociatesltd.com(Embedded image moved to file:
pic23838.gif)open new window


Anderson Munro
Nihonbashi Mitsui Tower 39th Floor, 2-1-1 Nihonbashi-Muromachi,
Chuo-ku, Tokyo 163-1030 Japan
TEL: +81-3-5456-5074 FAX: +81-3-4496-4380

http://andersonmunro.com(Embedded image moved to file: pic24828.gif)


open new window
Apex Trading Group
18th Floor, Tokyo Sankei Building, 1-7-2 Ohtemachi, Chiyoda-ku, Tokyo
100-0004 Japan
TEL: +813-4496-4940 FAX: +813-4496-4941

http://www.apex-tg.com(Embedded image moved to file: pic12581.gif)


open new window
Asia Pacific Group
28F Shinagawa Intercity A, 2-15-1, Konan, Minato-Ku, Tokyo 108-6208
Japan
TEL: +81-3-4550-0446 FAX: +81-3-4496-5042

http://asiapacificgroup.com(Embedded image moved to file:
pic24399.gif)open new window


Asset Brokerage Network
Level 14 Shibarikyu Shiodome, 5-3 Kaigan, Minato-Ku, Tokyo 105-0022
Japan
TEL: +813-4580-0937, +813-4550-6882, +813-4590-3121 FAX :
+813-4496-4045

http://www.abn-group.com(Embedded image moved to file: pic08978.gif)


open new window
Atlantic Administration
Cerulean Tower, 26-1 Sakuragaoko-Cho, Shibuya-Ku, Tokyo 150-8512
Japan.
Barlow & Ramsey
Sanno Park Tower Bldg. 2-11-1 Nagata-Cho, Chiyoda-ku, Tokyo 100-6113
Japan
TEL: +813-4496-5211 FAX : +813-4496-5212
Beacon Global Advisors
15th Floor, Cerulean Tower, 26-1 Sakuragaoka-cho, Shibuya-Ku, Tokyo
150-8512 Japan
TEL: +813-5456-5037 FAX : +813-4496-4047

http://www.beacon-global.com(Embedded image moved to file:
pic11891.gif)open new window


Blue Sky Solutions Inc.
7-24 Nihonbashi Kabutocho, Chuo-Ku, Tokyo 103-0026 Japan

http://www.blueskysolutionsinc.com(Embedded image moved to file:
pic01023.gif)open new window


Bowden Ventures
2-1 Nihombashi Kabuto-cho, Chuo-ku, Tokyo 103-8220 Japan
TEL: +81-3-4580-1727 FAX: +81-3-4496-4011
Brentwood Group Ltd.
Level 15, Tokyo Ginko Kyokai Building, 1-3-1 Marunouchi, Chiyoda-Ku,
Tokyo 100-0005 Japan
TEL: +813-4580-1760, +813-6688-4521 FAX : +813-4496-6228

http://www.brentwoodgpinter.com(Embedded image moved to file:
pic26943.gif)open new window


Bridgestone Trading Ltd
Level 28,Shinagawa Intercity Tower A,2-15-1
Konan,Sumida-ku,Tokyo108-6028
TEL: +81-3-6717-4200 FAX: +81-3-6717-4201

http://www.bridgestonetrading.com/contact.php(Embedded image moved to
file: pic24834.gif)open new window


Brookdale West Capital Management
15th Floor Gate City Ohsaki-West Tower, 11-1, Osaki 1-chome,
Shinagawa-ku, Tokyo 141-0032
TEL.: +81-345-209-677

http://brookdalewest.com(Embedded image moved to file: pic14243.gif)
?????????????
Brunswick Knight
TEL:03-4800-400771
http://www.brunswick-knight.com(Embedded image moved to file:
pic07349.gif)open new window


Cahill & Audleman
502 Hillside Kagurazaka, 3-6-10 Kagurazaka, Shinjyuku-Ku, Tokyo
162-0825 Japan
TEL: +813-4496-4790 FAX : +813-4496-4791
Calderton Capital Partners
Nihonbashi 1-chome Building, 1-4-1 Nihonbashi Chuo-ku, Tokyo 103-0027
Japan
TEL: +81-3-4588-4048

http://www.caldertoncp.com/index.html(Embedded image moved to file:
pic02702.gif)open new window


Cambridge Capital
Yebisu Garden Place Tower 18 Fl. 4-20-3 Ebisu, Shibuya-ku, Tokyo
150-6018 Japan
Tel: +81-3-5148-8730 Fax: 81-3-3779-5022

http://www.cambridge-capital.com/index.html(Embedded image moved to
file: pic08707.gif)open new window


Campbell & Co. Ltd.
Suite 401, Hanahara Bldg.5, 7-8-17 Nishinakajima, Yodogawa-ku , Osaka
532-0011 Japan
TEL: +81-06-6101-0356 FAX: +81-06-6101-0357

http://www.campbellasia.com(Embedded image moved to file:
pic20502.gif)?????????????


Capital Plus Group
14F Kamiya-cho MT Bldg. 4-3-20 Toranomon, Minato-Ku, Tokyo 105-0001
Japan
TEL: +813-4580-2121 FAX : +813-4496-4904
Carlton First Capital
Suite 2A Mizuho Building Kamiosaki, Shinagawa-Ku Tokyo 141-0021 Japan

http://www.carltonfirstcapital.com/index.html(Embedded image moved to
file: pic25141.gif)open new window


Carnegie Advisors Ltd.
807-31, Lions Plaza Ebisu, 3-25-3 Higashi, Shibuya-ku, Tokyo 150-0011
Japan
TEL: +81-3-3668-1362 FAX: +81-3-3668-1363
Carter Sinclair Ltd
31F Osaka Kokusai, 2-3-13 Azuchi-machi, Chuo-ku Osaka 541-0052 Japan
TEL: +81-6-4964-2616 FAX: +81-6-4964-2628

http://www.carter-sinclair.com/contact.htm(Embedded image moved to
file: pic10687.gif)open new window


Charles Fleming Co.
Sanno Park Tower Bldg.,2-11-1 Nagata-Cho, Chiyoda-Ku, Tokyo 100-6172
Japan
TEL: +81-3-5456-5026 FAX : +81-3-4496-4464
Citadel Group International
Level 8 Pacific Century Place 1-1-11 Marunouchi, Chiyoda-ku Tokyo
100-6208 Japan
Citigroup Global Funds Incorporated
2-17-5 Shibuya Shibuya-ku Tokyo 150-0002
TEL/FAX: +81-3-4496-4342

http://www.cgfi.biz(Embedded image moved to file: pic08346.gif)open


new window
*The Citigroup companies in Japan have no association whatsoever with
the organization.
Colony Capital and Associates
20th Floor Marunouchi Building, 2-4-1 Marunouchi, Chiyoda-ku, Tokyo
100-6332 Japan
TEL:+81-3-4520-9323 FAX:+81-3-4496-4202

http://colonycapitalassociates.net/contact-us.htm(Embedded image
moved to file: pic15891.gif)open new window


Conquest Mergers
Cerulean Tower, 36-1, Sakuragaokacho, Shibuya-ku, Tokyo, Japan
TEL: +81-3-4550-0330.
Cook Capital Partners
4-9-7 Roppongi, Minato-ku, Tokyo 106-0032 Japan
TEL: +81-3-4550-0325 FAX: +81-3-4496-5013

http://www.cookcp.com(Embedded image moved to file: pic24637.gif)open


new window
Cornerstone Worldwide
Hibiya Central Building, 1-2-9 Nishi Shimbashi, Minato-ku, Tokyo
105-0003 Japan
TEL: +81-3-4520-9241 FAX: +81-3-4496-4170

http://www.cornerstoneworldwide.com(Embedded image moved to file:
pic18413.gif)open new window


Crosby Capital Partners
3rd Floor, 4-3-14 Toranomon, Minoto-ku, Tokyo 105-0001

http://crosbycp.com(Embedded image moved to file: pic11400.gif)open


new window
Crown Point Mergers and Acquisitions Limited
Shinjuku Park Tower 30th Floor, 3-7-1 Nishi Shinjuku, Shinuku-Ku,
Tokyo 163-1030 Japan,

http://www.crownmergers.com(Embedded image moved to file:
pic22816.gif)open new window


Dai-ichi Securities
15th floor, KDDI Otemachi building, 1-8-1 Otemachi, Chiyoda-Ku, Tokyo
100-0004 Japan
TEL: +81-3-4496-4201 FAX: +81-3-4496-4202

http://www.dai-ichi-securities.com(Embedded image moved to file:
pic31690.gif)?????????????


Daine Financial Trust Management
Level 29, Shinjuku Nomura Building, 1-26-2 Nishi-Shinjuku,
Shinjuku-k, Tokyo 163-0532 Japan
TEL: +81-3-4550-6877

http://www.dainefinancialtm.com(Embedded image moved to file:
pic13162.gif)?????????????


Dawson & Fielding Inc.
8th Floor, AIG Building, 1-1-3 Marunouchi, Chiyoda-Ku, Tokyo 100-0005
Japan
TEL: 81-3-4578-9266 FAX+81-3-4496-6155

http://www.dawsonfielding.com(Embedded image moved to file:
pic08935.gif)open new window


DES Options
AIG Umeda Bldg,1-27 Chayamachi, Kita-ku,Ohsaka-shi, Osaka 530-0013
Japan
TEL: +81-6-4560-4004 FAX: +81-3-6537-1712

http://www.desoptions.com(Embedded image moved to file: pic29126.gif)


open new window
De Verre Lloyd & Co.,Ltd.
TEL: +81-3-5456-5369
Dragon Securities
502 Hotta-kata, 3-6-10 Hirusaido, Kagurazaka, Shinjyuku-ku, Tokyo
162-0825 Japan
TEL: +81-3-4496-4800 FAX: +81-3-4496-4801
Dreyfus Securities Ltd.
TEL: +81-3-5404-3826
Drexel Asset Management
TEL: +81-3-5325-3043, +81-3-5219-1509
Dunbar Mckenzie Financial Group
Suite 2A Mizuho Building Kamiosaki, Shinagawa-Ku Tokyo 141-0021
TEL: +81-3-4233-6000 FAX:+81-3-4233-7000

http://dunbarmckenzie.com/index_files/page0015.htm(Embedded image
moved to file: pic19410.gif)open new window


Dunleavy Investment Limited
Level 14 Kamiyacho MT Bldg. 4-3-20, Toramonon, Minato-Ku, Tokyo
105-0001 Japan
TEL: +81-3-4360-5534 FAX : +81-3-4360-5535

http://www.dunleavyinvestment.com(Embedded image moved to file:
pic19877.gif)open new window


Suite B1 AIG Building 1-1-3 Marunouchi, Chiyoda-ku Tokyo 100-0005
Japan
TEL: +81-3-5288-5940 FAX: +81-5288-5941
e.go trade incorporated
Tokyo Otemachi 1st Square 4/F East Tower, 1-5-1, Otemachi,
Chiyoda-ku, Tokyo 100-004 Japan
Equi Asia Group Ltd
Level 28, Shinagawa Intercity Building, Tower A, 2-15-1 Konan,
Minato-Ku, Tokyo 108-6028 Japan
TEL: +81-3-6717-4321 FAX: +81-3-6717-4341
First Equis Ltd.
Shibuya Mark City West 22F 1-12-1 Dogenzaka, Shibuya-Ku, Tokyo
150-0043 Japan
TEL: +81-3-4360-5473, +81-3-4360-5474 FAX: +81-3-4360-5475

http://www.firstequis.com(Embedded image moved to file: pic11382.gif)


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First Prime Group
6-1-6-503 Minami-Aoyama, Minato-Ku, Tokyo, Japan
TEL: +81-3-4580-1998

http://www.firstprimegroup.com(Embedded image moved to file:
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First Prime International Ltd from Tokyo
6-1-6-503 Minami-Aoyama, Minato-Ku, Tokyo, Japan
TEL: +81-3-4550-0476

http://www.firstprimegroup.net(Embedded image moved to file:
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Fox Paine Partners Inc.
Arca Central Building 14F 1-2-1 Kinshi Sumida-ku, Tokyo 130-0013
TEL: 81-3-4578-9002 FAX: 81-3-6385-7639

http://www.foxpainepartnersinc.com(Embedded image moved to file:
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Fujiwata Capital Group
1-8-14 Nishimiyahara, Yodogawa-Ku, Osaka 532-0004 Japan

http://www.fujicapgrp.com(Embedded image moved to file: pic13874.gif)


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Fukumoto, Toshihiro and Partners Futures Trading
Kawase Bldg 3-17-5 Shinjuku, Shinjuku-ku, Tokyo 160-0022 Japan
TEL: +81-3-4520-6363 FAX: +81-3-6385-7561

http://www.ftpfutures.com(Embedded image moved to file: pic02663.gif)


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Global International Trading
Level 27, Shiroyama Trust Tower 4-3-1 Toranomon, Minato-Ku, Tokyo
105-6027 Japan
TEL: +81-50-5809-3362 FAX: +81-3-4496-6328

http://globalinternationaltrading.com/index.php(Embedded image moved
to file: pic20722.gif)open new window


Gotthard Capital Partners
Kasumigaseki Building 28th Floor 2-5, Kasumigaseki 3-Chome,
Chiyoda-ku, Tokyo 100-6028
TEL:03-4550-0327 FAX:03-4496-4849

http://www.gotthardcp.com/index.html(Embedded image moved to file:
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Greenfield & Mato
Koraku Mori Bldg. 9F, 1-4-14 Koraku, Bunkyo-Ku, Tokyo 112-0004 Japan
TEL: +813-4550-6882

http://www.greenfieldmato.com(Embedded image moved to file:
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Greenfield Consulting
2-4-203 Ogikubo, Suginami-Ku, Tokyo, Japan
TEL : +813-5288-5444 FAX : +813-4496-4922
Guardian Asset Management
Atago Green Hills Mori Tower 40F, 2-5-1 Atago, Minato-Ku, Tokyo
105-6240 Japan
TEL: +81-3-4580-1725

http://www.guardian-am.com/contactus.php(Embedded image moved to
file: pic16360.gif)open new window


Hannan Corporation
Hawkins & Doyle
18F JT Bldg.2-2-1 Toranomon, Minato-Ku, Tokyo 105-0001 Japan
TEL: +81-3-4580-2168 FAX: +81-3-4496-5000
Heritage Mergers and Acquisition
Kamiya-cho MT Bldg. 4-3-20 Toranomon, Minato-Ku, Tokyo 105-0001 Japan

TEL: +81-3-5404-3560 FAX : +81-3-4496-4930
Jacob & Burns
Koraku Mori Bldg 9F, 1-4-14, Koraku, Bunkyo-Ku, Tokyo 112-004 Japan
TEL: +81-3-4496-4857 FAX : +81-3-4496-4320
Kaikatsu Group Limited
Tokyo Ginko Kyokai Building 1-3-1 Marunouchi, Chiyoda-Ku, Tokyo
100-0005 Japan
TEL: +81-3-4496-5255 FAX: +81-3-4496-5256, +81-3-4496-5257
Kearns Investments Inc.
TEL: +81-3-5288-5414
Keldione International
Shinjuku Park Tower N30, 3-7-1 Nishi Shinjuku, Shinuku-Ku, Tokyo
163-030 Japan
FAX : +813-4496-6277

http://keldioneint.com(Embedded image moved to file: pic06038.gif)


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Kensington International Group Ltd.
TEL: +81-3-5326-3125
Keystone Consulting Inc.
2-4-1 Toranomon, Minato-Ku, Tokyo 105-6016 Japan
TEL : +813-5403-4652 FAX : +813-4496-6060

http://www.keystoneconsultinc.com(Embedded image moved to file:
pic18588.gif)open new window


Kimura Financial
63-2 Horinouchi Oura, Tohoku-machi, Kamikita-gun, Aomori 039-2402
Japan
TEL: +81-3-4496-4064 FAX: +81-3-4496-4074

http://www.kimurafinancial.com(Embedded image moved to file:
pic07811.gif)open new window


Kiyo Financial
13-3, Nihonbashi 3-chome, Chuo-Ku, Tokyo 103-0027 Japan
TEL: +81-3-4580-1748 FAX : +81-3-4496-4243

http://kiyofinancial.com(Embedded image moved to file: pic28245.gif)


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Lee Hamilton & Associates
4th Floor, Palaceside Bldg. 1-1 Hitotsubashi 1-chome, Chiyoda-ku,
Tokyo 100-0003 Japan

http://leehamiltonassoc.com(Embedded image moved to file:
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Liberty Securities
39th Floor, Shinjuku Nomura Building, Shinjuku, Shinjuku-ku, Tokyo
160-0022 Japan
TEL: +81-50-5809-8850 FAX: +81-3-4496-6098

http://www.libertysecurities.org/index.php(Embedded image moved to
file: pic32425.gif)open new window


Linden Ventures
Shinjuku Park Tower 30th Floor, 3-7-1 Nishi-Shinjuku, Shinjuku-ku,
Tokyo 163-1030 Japan
TEL: +81-3-4580-2174, +81-3-4580-0927 FAX: +81-3-4496-4259
Link Merger & Acquisitions
21 Ichiban-Cho, Chiyoda-Ku, Tokyo 102-0082 Japan
TEL: +813-4580-2144 FAX: +813-4496-4333
Maganura Mergers & Acquisitions
25-32-408 Sakuragaoka-Cho, Shibuya-ku,Tokyo 150-0031
TEL:+81-3-4520-6367

http://www.maganura-ma.org(Embedded image moved to file:
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Manhattan Fujiwara International
Arca Central Building 14F, 1-2-1 Kinshi Sumida-ku, Tokyo 130-0013
TEL: +81-3-4496-6277

http://www.manhattanfuji.jp(Embedded image moved to file:
pic13189.gif)open new window


Mann International
Level 7, Wakamatsu Building,, 3-3-6 Nihonbashi-Honcho, Chuo-Ku, Tokyo
103-0023 Japan
TEL: +81-3-4550-0334 FAX: +81-3-4496-4096

http://www.manninternational.com(Embedded image moved to file:
pic10542.gif)?????????????


Masahiro International
25-32-408 Sakuragaoka-Cho, Shibuya-Ku, Tokyo, Japan
TEL: +81-3-4580-1656

http://www.masahirointernational.com(Embedded image moved to file:
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Masaru and Associate
1-11-4 Akasaka, Minato-Ku, Tokyo 107-8420 Japan

http://masaruassociates.com(Embedded image moved to file:
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Milton Hayward Ltd
Yurakucho Ekimae Building Level 12, Yurakucho 2-7-1, Chiyoda-ku Tokyo
541-0052 Japan
TEL: +81-3-5456-5049 FAX: +81-3-4496-4021

http://www.miltonhayward.com(Embedded image moved to file:
pic30502.gif)open new window


Mitsui Asset Management
Level 12, Edobori Center Building, 2-1-1 Edobori, Nishi-ku, Osaka
550-0002 Japan
TEL: 81-6-4560-4010 FAX: 81-6-6573-1689

http://www.mitsuiassetmgmt.com(Embedded image moved to file:
pic29617.gif)?????????????


*Sumitomo Mitsui Asset Management Company, Limited and Chuo Mitsui
Asset Management Company, Limited have no association whatsoever with
the organization.
Mitsui Financial
TEL: +81-50-5534-5315

http://www.mitsuifinancial.com(Embedded image moved to file:
pic09099.gif)open new window


Mitsui, Lane & Associates
Level 15, 2-2-1 Toranomon, Minato-Ku, Tokyo 105-0001 Japan
TEL: +81-3-4496-4464

http://www.mitsuilaneandassociates.com(Embedded image moved to file:
pic25023.gif)open new window


Momentum Consultants Limited
807-31, Lions Plaza Ebisu, 3-25-3 Higashi, Shibuya-ku, Tokyo 150-0011
Japan
TEL: +81-3-3668-1362 FAX: +81-3-3668-1363
Morgan Financial Advisors
Nishishinjuku-1, Suite 104 Shinjuku, Skyscraper District,
Shinjuku-ku, Tokyo Japan
TEL: +813-4550-6896 FAX: +1-646-3679519, +1-866-3641457

http://www.morgan-advisors.com(Embedded image moved to file:
pic17226.gif)open new window


Morley Thompson
24th Floor, Marunouchi Building, 2-4-1 Marunouchi, Chiyoda-Ku, Tokyo
100-6324 Japan
TEL: +813-4580-0920 FAX: +813-4496-5015

http://www.morleythompson.com(Embedded image moved to file:
pic31203.gif)open new window


New Asia Business Consultants
32Floor St. Lukes Tower, 8-1 Akashi-cho, Chou-ku, Tokyo 104-8518
Japan
TEL: +81-3-4520-6303 FAX: +81-3-4496-6049

http://www.now.asia-consult.com(Embedded image moved to file:
pic30048.gif)open new window


New England Worldwide Services
Level 15, Hilton Plaza West Office Tower, 20202 Umeda, Kita-ku, Osaka
530-0001 Japan
TEL: +81-6-4560-4008

http://www.newenglandwwservices.com(Embedded image moved to file:
pic21051.gif)?????????????


New Market Corporation
Yurakucho 2-7-1, Chiyoda-ku, Tokyo, Japan
TEL: +81-3-4580-2171 Fax: +81-3-4580-2197

http://www.newmarketcorp.com(Embedded image moved to file:
pic01570.gif)open new window


NEXT Futures Co. Ltd.
2-4-7 Sugamo Toshima-ku, Tokyo 170-0002 Japan
TEL: +81-3-4550-6918 FAX: +81-3-4496-4085

http://www.nextfutures.com/contact/(Embedded image moved to file:
pic08636.gif)open new window


Nishimura Mergers and Acquisition
2F Tokyo World Trade Center Bldg. 1-7-8 Kaigan, Minato-Ku, Tokyo
105-0022 Japan
TEL: +81-3-5456-5059
Norbert Associates
9F AIG Bldg. 1-1-3 Marunouchi, Chiyoda-Ku, Tokyo 100-0005 Japan
TEL: +813-4496-4850 FAX: +813-4496-4851
Okamura Asset Management
Shinjuku Park Tower 30th Floor, 3-7-1 Nishi Shinjuku, Shinjuku-Ku,
Tokyo 163-1030 Japan
TEL: +813-4580-2168 FAX: +813-4496-6417

http://www.okamuraam.com(Embedded image moved to file: pic09458.gif)


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Oracle Equity Management
2-2-8 Nanko-Kita, Suminoe-Ku, Osaka, Japan
Phone: 81-6-4560-4033 Fax: 81-6-6537-1696 or 81-6-6537-1633

http://www.oracleem.com(Embedded image moved to file: pic25967.gif)


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Palmer Brown Management Inc
5Floor, ThinkPark Tower, 2-1-1 Osaki, Shinagawa-ku, Tokyo 141-6005
Japan
TEL: +81-3-6688-7109 FAX: +81-3-6688-7089

http://www.palmer-brown.com(Embedded image moved to file:
pic08456.gif)open new window


Paragon Options Management
Level 9, Ariake Frontier Bldg. Tower B 3-1-25 Ariake, Koto-ku Tokyo
135-0063 Japan
Tel: +81-3-4570-7616 Fax: +81-3-4570-7616

http://paragonoptionsmanagement.com(Embedded image moved to file:
pic09405.gif)open new window


Park East Capital
Level 14, 1-2-9 Nishi Shimbashi, Minato-Ku, Tokyo 105-0003 Japan
TEL: +81-3-4496-4250 FAX: +81-3-4496-4251

http://www.parkeastcapital.com(Embedded image moved to file:
pic11531.gif)open new window


Penn Capital management Ltd
1-4-27 Shiromi, Chuo-ku, Osaka 540-8560 Japan
TEL: +81-6-4560-4030 FAX: +81-6-6537-1768

http://www.penncm.com(Embedded image moved to file: pic29962.gif)open


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Pollack and Quinn
Shinjuku Mitsui Building, 21st Floor, 2-1-1 Nishishinjukuku,
Shinjuku-ku, Tokyo 163-0421 Japan

http://www.pollackquinn.com(Embedded image moved to file:
pic26819.gif)open new window


Power Point Capital
1-5-1 Marounichi, Chiyoda-Ku, Tokyo 100-6520 Japan
Tel: +81-3-4520-9329 Fax: +81-3-4496-4989

http://www.powerpointcapital.com(Embedded image moved to file:
pic07975.gif)open new window


Premium Alliance Group
28F Shinagawa Intercity A, 2-15-1, Konan, Minato-Ku, Tokyo 108-6208
Japan
TEL: +813-5325-3223 FAX: +813-5325-3131
Profidex
Levels 9-11, AIG Building, 1-1-3 Marunouchi, Chiyoda-Ku, Tokyo
100-0005
TEL: +81-3-5288-5296 FAX: +81-3-4496-4835
Sachiko International
5-3-13 Minami Azabu, Minato-Ku, Tokyo 106-0047 Japan

http://www.sachint.net(Embedded image moved to file: pic10556.gif)


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Saitou Consulting Financial Solutions
2-2-2 Uchi-saiwai-cho Chiyoda-ku, Tokyo 150-6237 Japan
TEL: +81-3-4520-9303 FAX: +81-3-4496-4221

http://saitoucon.com(Embedded image moved to file: pic07531.gif)open


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Sakuma Group
105 Kowa Shiba Park Bldg, 3 F 1-1-11 Shiba Park, Minato-ku, Tokyo
105-0011

http://www.sakumagroup.com(Embedded image moved to file:
pic31495.gif)open new window


Scott Fitzgerald Group
Dogenzaka Kabuto Bldg., Dogenzaka Shibuya-Ku, Tokyo 150-0043
TEL: +813-4580-1689

http://www.scottfitzgeraldgroup.com(Embedded image moved to file:
pic08044.gif)open new window


Securities Intermediary Brokers (SIB)
Level 27, Tokyo Sankei Building, 1-7-2 Otemachi, Chiyoda-Ku, Tokyo
100-0004 Japan
TEL: +81-3-4550-6946

http://securitiesintermediarybrokers.jp(Embedded image moved to file:
pic30591.gif)?????????????


Select Capital Management
9F AIG Bldg. 2-18-6 Nihonbashi, Chiyoda-Ku, Tokyo 103-0027 Japan
Smart Trade Group
Level 28 Shinagawa Intercity A, 2-15-1, Konan, Minato-Ku, Tokyo
108-6208 Japan
TEL: +81-3-4550-0340 FAX: +81-3-4496-4 271

http://www.smarttradegroup.com(Embedded image moved to file:
pic26803.gif)open new window


Smith and White Transfer Agents LTD.
1-2-9 Nishi Shimbashi, Minato-Ku, Tokyo 105-0003. Japan
TEL: +81-3-4520-6369

http://www.sw-transferservices.com(Embedded image moved to file:
pic03388.gif)open new window


Source One International
Level 11, Aoyama Palacio Tower 3-6-7 Kita-Aoyama, Minato-Ku, Tokyo
107-0061 Japan
TEL: +81-3-4520-6306 FAX: +81-3449-64129

http://www.sourceoneinternational.com/index.html(Embedded image moved
to file: pic18915.gif)open new window


Sovereign Global Trading
Level 21, Shiodome Shibarikyu Building, 1-2-3, Kaigan, Shiodome,
Minato-ku, Tokyo 105-0022 Japan
TEL: +813-5403-6368

http://www.sovtrading.com(Embedded image moved to file: pic07450.gif)


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Sukumo Group
TEL: +81-3-5219-1528
Sun Worldwide
TEL: +81-3-4550-0325 FAX: +81-3-4496-6375

http://www.sunworldwide.com(Embedded image moved to file:
pic12319.gif)?????????????


Taiyo Financial
Toyo-cho, Shinei Bldg.12F 4-chome 3-1 Toyo, Koto-ku,Tokyo 135-0016
TEL: +81-3-4550-0458 FAX: +81-3-4496-4494

http://www.taiyofinancial.com(Embedded image moved to file:
pic06272.gif)open new window


Takahashi Nakamura Associate
1-11-1 Marunouchi, Chiyoda-ku, Tokyo 100-6208 Japan
TEL: +81-3-4550-0322

http://www.takahashinakamura.com(Embedded image moved to file:
pic25791.gif)open new window


Takeda Financial Co.Ltd
Kawase Bldg 3-17-5 Shinjuku, Shinjuku-ku, Tokyo 160-0022
TEL: +81-3-4520-9327 FAX: +81-3-4496-4332

http://www.takedafinancial.com/contact(Embedded image moved to file:
pic29383.gif)open new window


Takeshi Financial
6-2-4 Akasaka, Minato-Ku, Tokyo 107-6245 Japan
FAX: +81-3-4496-4347

http://www.takeshifinance.com(Embedded image moved to file:
pic10133.gif)open new window


Talbot and Reese, Inc
Shinjuku Monolith, 16th Floor, 2-3-1 Nishi Shinjuku, Shinjuku-Ku,
Tokyo 163-0916 Japan
TEL: +81-3-4580-2055 FAX: +81-3-4496-5096

http://www.talbotreese.com(Embedded image moved to file:
pic01775.gif)open new window


Tanaka Securities
1-40-4 Kamiosaki, Minato-Ku, Tokyo 105-0011 Japan

http://www.tanasecure.com(Embedded image moved to file: pic24642.gif)


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Tech-Link International Limited
Teikoku Commodities
Shin-Marunouchi Bidg,1-5-1Marunouchi,Chiyoda-ku,Tokyo 100-6590
TEL:+81-3-4520-9237

http://www.teikokucommodities.com(Embedded image moved to file:
pic23569.gif)open new window


The Stockton Group
502 Ohashi-Building, 1-16, Kanda-Sakumacho, Chiyoda-ku, Tokyo
101-0025 Japan
TEL: +81-3-4496-5110 FAX: +81-3-4496-5111 , +81-3-4496-5112
Thomas Castle Management
8th Floor, Kasumigaseki Building, 3-2-5 Kasumigaseki, Chiyoda-Ku,
Tokyo 100-6010 Japan
TEL: +81-3-4580-1758 FAX: +81-3-4496-4046

http://www.thomas-castle.com(Embedded image moved to file:
pic18300.gif)open new window


Thomas Moore
Fukoku Seimei Bldg, 2-2-2, Uchisaiwai-cho, Chiyoda-ku, Tokyo 100-0011
Japan
TEL: +81-3 4520 9682 FAX: +81-3 4496 6466

http://www.thomasmoore.biz(Embedded image moved to file:
pic17954.gif)open new window


Trinity Ventures
502 Hillsidekagurazaka, 3-6-10 Kagurazaka, Shinjuku-Ku, Tokyo
162-0825 Japan
TEL: +813-4496-5041 FAX : +813-4496-5042

http://www.trinity-ventures.com(Embedded image moved to file:
pic12078.gif)open new window


Vantage Pro Asset Management
Level 7, Wakamatsu Building, 3-3-6 Nihonbashi-Honcho, Chuo-Ku, Tokyo
103-0023 Japan
TEL: +81- 3- 6202- 2913 FAX: +81 -3- 6202- 2912

http://www.vantagepro.jp(Embedded image moved to file: pic03585.gif)


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Waldon McLean Associates
Toranomon Yatsuka Building, 1-1-11 Atago, Minato-Ku, Tokyo 105-0002
Japan
TEL: +81-3-4580-1656 FAX : +81-3-4580-1721

http://www.waldonmclean.com(Embedded image moved to file:
pic02257.gif)open new window


Warren and Baker
TEL: +81-3-5219-1531
Webb Capital Partners
Atago Green Hills MORI Tower 37F, 2-5-1 Atago Minato-ku, Tokyo
150-6237 Japan,
TEL: +81-3-4520-8985 FAX: +81-3-4496-4825
Western Pacific Advisor, Inc
Tokyo Otemachi 1st Square 4/F East Tower, 1-5-1, Otemachi,
Chiyoda-ku, Tokyo 100-004 Japan
Tel: 81-3-4520-9775 Fax: 81-3-4520-9776

http://www.westpacificadvisors.com(Embedded image moved to file:
pic25333.gif)open new window


Westernfield Holding
Shinjuku Park Tower S 20/F, 3-7-1, Nishi-Shinjuku, Shinjuku-ku, Tokyo
163-1035 Japan
TEL: +81-3-4520-9532 FAX: +81-3-4496-6474

http://www.western-field.com(Embedded image moved to file:
pic00893.gif)open new window


Yamato & Associates
koraku Mori Bldg 9F, 1-4-14, Koraku, Bunkyo-Ku, Tokyo 112-004 Japan

http://www.yamatoandassociates.com(Embedded image moved to file:
pic10490.gif)open new window


Yoshida, Wells & Associates
29-8, Hamamatsu-cho 1-chome, Minato-ku, Tokyo 105-0013
TEL: +81-3-4496-4430

http://yoshidawells.com(Embedded image moved to file: pic10103.gif)


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Yutaka Commodities,Inc
Higashishinbashi 1-chome Minato-ku Tokyo105-0021
TEL: +81-3-4520-9234 FAX: +81-3-4496-4685

http://www.yutakacommodities.com/ (Embedded image moved to file:
pic04750.gif)open new window


In addition, we have discovered fictitious regulators and
securities/financial exchanges as listed below. The regulators and
exchanges below do not exist.


Asian Carbon Trade Exchange
Level 9, Edobori Center Building, 2-1-1, Edobori, Nishi-Ku, Osaka
550-0002 Japan
TEL: +816-6225-1319

http://www.asiancarbontrade.com(Embedded image moved to file:
pic17233.gif)open new window


Central Exchange Bureau
Level 16, Yebisu Garden Place Tower, 4-8-3 Ebisu, Shibuya-ku, Tokyo
150-6018 Japan
TEL: +81-3-4580-1629

http://cexb.org(Embedded image moved to file: pic10722.gif)open new


window
Central Registration Department
HSBC Building 11-1, Nihonbashi3-choume,Chuo-ku,103-0027
Commodities Futures Trade Board

http://www.cftb.jp(Embedded image moved to file: pic24271.gif)open


new window
Eastern Equity Division
Level 9, Ariake Frontier Bldg. Tower B, 3-1-25 Ariake, Koto-ku Tokyo
135-0063 Japan
TEL: +81-3-4520-9242 FAX: +81-3-6385-7636

http://www.easterned.org(Embedded image moved to file: pic19611.gif)
?????????????


Equity Management Bureau
Intercity Tower A, Level 18, Shinagawa, 2-15-1 Konan, Minato-Ku,
Tokyo 108-6028 Japan
TEL: +81-3-4520-9427 FAX: +81-3-6385-7542

http://www.eqmb.org(Embedded image moved to file: pic18990.gif)???
??????????


Equity Trading International Commission (ETIC)
35F, Sunshine 50, 2-1-1, Higashi Ikebukuro, Toshima-ku, Tokyo
170-6045 Japan
TEL: +81-3-4578-9022

http://www.etic.org(Embedded image moved to file: pic30338.gif)open
new window
http://www.eqtic.org(Embedded image moved to file: pic21641.gif)??
???????????


Financial Trading Commission
Level 20, 1-3-3 Kaigan, Tokyo 105-0022 Japan
TEL:+81-3-4588-8710

http://www.fintco.org(Embedded image moved to file: pic23258.gif)open


new window
International Acquisition Authority
Level 4, Wakamatsu Building, 3-3-6 Nihonbashi-Honcho, Chuo-Ku, Tokyo
103-0023 Japan
TEL: +81-3-4578-9693

http://interaa.org(Embedded image moved to file: pic19047.gif)???
??????????


International Association of Securites Varification
4-9-7 Roppongi Minato-ku Tokyo,106-0032
TEL: +81-3-4588-8764 FAX: +81-3-4580-7166
International Equities Administrators
2-12-4 Toranomon, Minato-ku Tokyo,105-0001
TEL: +81-3-4550-0335 FAX:+81-3-4496-4455
International Equity Regulation Department
12/F, Tokyo Bankers Club Building, 1-2-1, Marunouchi, Chiyoda-ku,
Tokyo 100-0005 Japan

http://interd.org(Embedded image moved to file: pic02352.gif)open new


window
International Exchange Regulatory Agency
Yokohama Business Park 134 Godo-Cho, Kanagawa, Tokyo, Japan
TEL: +81-3-4520-9560 FAX:+81-3-6385-7549

http://www.intexra.org(Embedded image moved to file: pic09658.gif)


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International Securities Commission
Siodome Sumitomo Building 14th Floor 1-9-2 Higashi-Shimbashi
Minato-ku Tokyo,105-0021
TEL: +81-3-4590-3164 FAX: +81-3-4496-6333

http://www.intersc.org(Embedded image moved to file: pic00479.gif)


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International Stock Regulators Board
Marunouchi Bidg.23G,3-2-4 Marunouchi,Chiyoda-ku,Tokyo,100-6323
TEL: +81-3-4550-0331

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International Trade Advisory Committee
Ginza Fugetsudo Building, 104-0061 Tokyo, Japan
Fax: +81-3-6385-7514

http://intl-tradeac.com(Embedded image moved to file: pic32683.gif)?
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International Trading Bureau
Izumi Garden Tower 18th Floor 1-6-1 Roppongi, Minato-ku, Tokyo
106-6018
TEL: +81-3-4588-8763
Japan Futures Trading Board

http://www.jftb.org/eng(Embedded image moved to file: pic10002.gif)


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Mergers & Acquisitions Regulatory Commission (MAREGCOM)
Level 14, Hibiya Central Building, 1-2-9 Nishi Shimbashi, Minato-Ku,
Tokyo 105-0003
TEL: +81-3-4580-2174

http://www.maregcom.org(Embedded image moved to file: pic15568.gif)


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Nikkei Securities Exchange Group
15th Fl. Tokyo Exchange Bldg Nihonbashi Kabutocho, Chuo-ku, Tokyo,
Japan
TEL: +81-3-9588-5988 Fax: +81-3-9588-2989

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The Financial Services Regulatory Authority

http://fsra.jp(Embedded image moved to file: pic16895.gif)open new


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The Tokyo Futures and Options Exchange
166-0002 Koenji-Kita, Suginami-Ku, Tokyo, 166-0002

http://www.tfox.jp(Embedded image moved to file: pic06135.gif)open


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Tokyo Commodities Futures Exchange
3-43-13 Koenji-Kita, Suginami-Ku, Tokyo, Japan

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Tokyo Commodities Trading Authority
Dai-ichi Tekko Building, Chiyoda-ku, Tokyo 100-0005 Japan

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Tokyo Futures Trading Board
Level 16 & 27, Shiroyama Trust Tower 4-3-1 Toranomon, Minato-ku,
Tokyo 105-6016 (Level 16) 105-6027 (Level 27) Japan

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Tokyo World Future Exchange

http://www.twfex.com(Embedded image moved to file: pic22194.gif)open
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