Pas-5 filing for Allotment in a private limited company with ROC

[R V Seckar]

Dear All,

Pas-5 is to filed as an attachment in case of listed companies. In case of a private limited company , Pas-5 need not to be filed as an attachment but company has to maintain the same as separate records.

Please clarify my understanding is correct?

Regards

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R.V.Seckar

Mobile- 09848915177

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[sravanthi g]

Sir, you need to attach PAS 5 even in case of Private Cos. The same has to be enclosed in PAS 3. 

Thanks & Regards,

CS Sravanthi Raviteja

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[R Shanmugaraja]

It is my option:

When Section 42 of the Companies 2013, applies to all companies, even the private companies also need to file PAS-5 along with PAS-4 with the registrar. As per section 42 read with proviso of rule 14(3) of Companies (Prospectus and allotment of securities) Rules, a copy of PAS-5 along with PAS-4 shall be filed with the registrar within 30 days of circulation of private placement offer letter. therefore it maybe inferred that PAS-5 along with PAS-4 may be filed with registrar.

If it is listed company, do one more compliance, it has to intimate SEBI within a period of thirty days of circulation of the private placement offer letter.

 

Thanks and Regards
R.Shanmugaraja. B.com, ACS.
Company Secretary
Mobile: 9789604604

[R V Seckar]

Thanks Mr Shanmugaraja and Miss S Ravanthi 

For your feedbacks.

Regards

[santhosh kumar]

U need to file pas 5 & 4 in GLN2 to ROC.

[ALPESH DHANDHLYA (PCS Ahmedabad)]

Santosh Kumar ji us correct.