Resubmission of INC -32

[CA ROHIT KUMAR]

Dear all,

Received this remarks for resubmission of SPICE........requesting your help in this regard

As per proviso to Rule 12 of Companies (Incorporation) Rules, 2014, in case pursuing of any of the objects of a company requires registration or approval from sectoral regulators such as RBI, SEBI, IRDAI etc., registration or approval, as the case may be, from such regulator shall be obtained by the proposed company before pursuing such objects. A declaration in this behalf is required to be submitted.

The Object are as below

1.To carry on the business or profession as Broker of Shares, Currency, Commodity, Derivatives and Mutual fund and also to act as Sub-Broker or Authorized Person or Agent of  Share Broking Company which is member of Stock Exchange NSE, BSE, NSE CDX,MCX.

2. Tax planning and consultancy services. to appoint Agents, sub-agents, managers, sale representatives on commission /salary for
transacting the main business of this company and to constitute, Franchise of the company in India.

3. To invest surplus money of company in shares, fixed deposit, bond debentures, commodities or securities of any other company.

4. To carry on the business or profession of Sub-Broker or Authorized Person or Agent of Share Broking Company which is member of
Stock Exchange NSE, BSE, MCX.
5. To carry on the business of Financial Products Distribution & Consultancy Services of All kind A-Mutual Funds Distribution, B-Corporate
Fixed Deposit and All types of Bonds.
6. To carry on business as insurance Agents/Advisor/Consultant in life insurance and general insurance.
7. To carry on the business of providing consultancy or advisory services related to project finance and personal finance, loan syndication,
to act as marketing /DSA agents of banks NBFC, financial institution and Financial service providers for providing Loans Services.
8. To Carry on the business of Career consultancy, Manpower Recruitment and Placement in Various Other Companies on commission
basis.

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Kind Regards,

Rohit Kumar

[Sarvajit S. Yadwad]

Hi,

Since share broker/derivative business comes under SEBI, you will have to take the approval of SEBI after the incorporation of Company but before commencing the actual business. At present, you will have to attach a declaration in this regard.

Sample declaration is attached.

 

Thanks & Regds,

CS Sarvajit S. Yadwad

9765144257

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[Manoj Sharma]

Just attach a NOC. I have attached 1 for your reference.

[CA ROHIT KUMAR]

Dear all,

Received this remarks for resubmission of SPICE........requesting your help in this regard

As per proviso to Rule 12 of Companies (Incorporation) Rules, 2014, in case pursuing of any of the objects of a company requires registration or approval from sectoral regulators such as RBI, SEBI, IRDAI etc., registration or approval, as the case may be, from such regulator shall be obtained by the proposed company before pursuing such objects. A declaration in this behalf is required to be submitted.

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Now the company want to work as advisor and sub broker (for which no approval is required) only but the problem is name was approved with broker as object also as advisor..............Can we resubmit the form removing all those objects for which approval is required and whether there is chance of getting company approved given that the Name was reserved Broker and sub broker as object as below:

To carry on the business or profession as Broker of Shares, Currency, Commodity, Derivatives and Mutual fund and also to act as Sub-Broker or Authorized Person or Agent of Share Broking Company which is member of Stock Exchange NSE, BSE, NSE CDX,MCX.

Requesting your help

[kartik bhatia]

You need to attach rule 12 declaration

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[Shiriti Kumari]

https://ask.compliancecalendar.in/need-help-for-rule-12-declaration-778

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