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[Malcolm Lozada]

Heres the story: When I do my initial stretch of the image, these weird rectangles appear in the image. I thought these were artifacts from deep sky stacker but I can watch them get added to the image after the stretch process, and once I see them in the image, if I ctrl-z, they go away.

Over the years I've been lurking around the Linux kernel and have investigated the TCP code many times. But when recently we were working on Optimizing TCP for high WAN throughput while preserving low latency, I realized I have gaps in my knowledge about how Linux manages TCP receive buffers and windows. As I dug deeper I found the subject complex and certainly non-obvious.

In this blog post I'll share my journey deep into the Linux networking stack, trying to understand the memory and window management of the receiving side of a TCP connection. Specifically, looking for answers to seemingly trivial questions:

First, there is the buffer budget limit. ss manpage calls it skmem_rb, in the kernel it's named sk_rcvbuf. This value is most often controlled by the Linux autotune mechanism using the net.ipv4.tcp_rmem setting:

Alternatively it can be manually set with setsockopt(SO_RCVBUF) on a socket. Note that the kernel doubles the value given to this setsockopt. For example SO_RCVBUF=16384 will result in skmem_rb=32768. The max value allowed to this setsockopt is limited to meager 208KiB by default:

The upper limit for the window is configured by tcp_adv_win_scale setting. By default, the window is set to at most 50% of the "free" space. The value can be clamped further by the TCP_WINDOW_CLAMP option or an internal rcv_ssthresh variable.

Our first question was "How much data can a server receive?". A naive reader might think it's simple: if the server has a receive buffer set to say 64KiB, then the client will surely be able to deliver 64KiB of data!

But this is totally not how it works. To illustrate this, allow me to temporarily set sysctl tcp_adv_win_scale=0. This is not a default and, as we'll learn, it's the wrong thing to do. With this setting the server will indeed set 100% of the receive buffer as an advertised window.

As you can see, skmem_rb is 65536 and skmem_r is 73984, which is 8448 bytes over! When this happens we have an even bigger issue on our hands. At around the 62nd packet we have an advertised window of 3072 bytes, but while packets are being sent, the receiver is unable to process them! This is easily verifiable by inspecting an nstat TcpExtTCPRcvQDrop counter:

In our run 13 packets were dropped. This variable counts a number of packets dropped due to either system-wide or per-socket memory pressure - we know we hit the latter. In our case, soon after the socket memory limit was crossed, new packets were prevented from being enqueued to the socket. This happened even though the TCP advertised window was still open.

This results in an interesting situation. The receiver's window is open which might indicate it has resources to handle the data. But that's not always the case, like in our example when it runs out of the memory budget.

The sender will think it hit a network congestion packet loss and will run the usual retry mechanisms including exponential backoff. This behavior can be looked at as desired or undesired, depending on how you look at it. On one hand no data will be lost, the sender can eventually deliver all the bytes reliably. On the other hand the exponential backoff logic might stall the sender for a long time, causing a noticeable delay.

We now understand that Linux can't just advertise 100% of the memory budget as an advertised window. Some budget must be reserved for metadata and such. The upper limit of window size is expressed as a fraction of the "free" socket budget. It is controlled by tcp_adv_win_scale, with the following values:

TCP Coalesce is a very effective measure and works behind the scenes at all times. In the bottom chart, the packets where the coalesce was engaged are shown with a pink line. You can see - the skmem_r bumps (blue line) are clearly correlated with a lack of coalesce (pink line)! The nstat TcpExtTCPRcvCoalesce counter might be helpful in debugging coalesce issues.

The TCP Collapse is a bigger gun. Mike wrote about it extensively, and I wrote a blog post years ago, when the latency of TCP collapse hit us hard. In the chart above, the collapse is shown as a red circle. We clearly see it being engaged after the socket memory budget is reached - from packet number 63. The nstat TcpExtTCPRcvCollapsed counter is relevant here. This value growing is a bad sign and might indicate bad latency spikes - especially when dealing with larger buffers. Normally collapse is supposed to be run very sporadically. A prominent kernel developer describes this pessimistic situation:

If the memory budget remains exhausted after the collapse, Linux will drop ingress packets. In our chart it's marked as a red "X". The nstat TcpExtTCPRcvQDrop counter shows the count of dropped packets.

You can see the kernel hitting TCP collapse multiple times, which is totally undesired. Each time a collapse kernel is likely to rewrite the full receive buffer. This whole kernel machinery, from reserving some space for metadata with tcp_adv_win_scale, via using coalesce to reduce the memory cost of each packet, up to the rcv_ssthresh limit, exists to avoid this very case of hitting collapse too often.

The kernel machinery most often works fine, and TCP collapse is rare in practice. However, we noticed that's not the case for certain types of traffic. One example is websocket traffic with loads of tiny packets and a slow reader. One kernel comment talks about such a case:

Notice that the rcv_ssthresh line dropped down on the TCP collapse. This variable is an internal limit to the advertised window. By dropping it the kernel effectively says: hold on, I mispredicted the packet cost, next time I'm given an opportunity I'm going to open a smaller window. Kernel will advertise a smaller window and be more careful - all of this dance is done to avoid the collapse.

Early in the connection you can see rcv_win being continuously updated with each received packet. This makes sense: while the rcv_ssthresh and tcp_adv_win_scale restrict the advertised window to never exceed 32KiB, the window is sliding nicely as long as there is enough space. At packet 18 the receiver stops updating the window and waits a bit. At packet 32 the receiver decides there still is some space and updates the window again, and so on. At the end of the flow the socket has 56KiB of data. This 56KiB of data was received over a sliding window reaching at most 32KiB .

The saw blade pattern of rcv_win is enabled by delayed ACK (aka QUICKACK). You can see the "acked" bytes in red dashed line. Since the ACK's might be delayed, the receiver waits a bit before updating the window. If you want a smooth line, you can use quickack 1 per-route parameter, but this is not recommended since it will result in many small ACK packets flying over the wire.

In this blog post, we discussed a seemingly simple case of a TCP sender filling up the receive socket. We tried to address two questions: with our isolated setup, how much data can be sent, and how quickly?

With the default settings of net.ipv4.tcp_rmem, Linux initially sets a memory budget of 128KiB for the receive data and metadata. On my system, given full-sized packets, it's able to eventually accept around 113KiB of application data.

Then, we showed that the receive window is not fully opened immediately. Linux keeps the receive window small, as it tries to predict the metadata cost and avoid overshooting the memory budget, therefore hitting TCP collapse. By default, with the net.ipv4.tcp_adv_win_scale=1, the upper limit for the advertised window is 50% of "free" memory. rcv_ssthresh starts up with 64KiB and grows linearly up to that limit.

I hope this blog post is helpful and explains well the relationship between the buffer size and advertised window on Linux. Also, it describes the often misunderstood rcv_ssthresh which limits the advertised window in order to manage the memory budget and predict the unpredictable cost of metadata.

I wrote a blog post recently about how Visual Studio can be used to review memory dumps. In my example I introduced the idea of tracking down a Stack Overflow exception from the perspective of property get, however, I imagine most real instances of Stack Overflows occur in faulty method somewhere really deep in the stack.

Traversing the entire Call Stack would be an incredibly expensive process, that is why neither WinDbg nor Visual Studio do this automatically. In fact the Visual Studio Call Stack windows defaults to a maximum 5000 call frames. While WinDbg allows you to move deeper into the call stacks manually.The problem with investigating a Stack Overflow Exception in Visual Studio is that you blow by that 5000 frames limit really quickly.Modify the MaxFrames propertyThankfully you can change the viewable frames in the Call Stack window for Visual Studio by editing the package definition. You can find the package here (based on your own install path):%VSINSTALLPATH%\Common7\IDE\CommonExtensions\Platform\Debugger\VSDebugEng_Impl_Engine.pkgdefFind the MaxFrames property and note the hexadecimal value defaults 00001388 (which is 5000 in decimal). Change the value to a really high hexadecimal number of your choosing, close all VS instances and run devenv.exe /setup from the VS command line to ensure it gets picked up. Please note again that Call stack checks are very expensive so after you are done I would recommend resetting the MaxFrames value back to its default. Share on Twitter Facebook LinkedIn Comment Section Comments are closed.

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