[Discussion] Ballot SMC016: Equivalence with Ballots SC096 and SC097

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Stephen Davidson

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Mar 17, 2026, 7:06:06 PMMar 17
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Ballot SMC016: Equivalence with Ballots SC096 and SC097

Summary: 

 

This ballot maintains consistency between the S/MIME Baseline Requirements and the TLS Baseline Requirements with changes introduced by Ballots SC096 and SC097.  Specifically, this ballot:

* Creates a carve-out of the logging requirements for DNSSEC specifically, stating these are not in scope. For audit purposes, change management logging is able to confirm if the appropriate controls are in effect or not.

* Sunsets all remaining use of SHA-1 signatures in Certificates and CRLs. It is noted that most uses of SHA-1 signatures are already deprecated by SC097. With this ballot, all unexpired Subordinate CA Certificates issuing S/MIME containing the SHA-1 signature algorithm must be revoked. This proposal does not prohibit the use of SHA-1 to generate issuerKeyHash or issuerNameHash values as currently required by RFC 5019.

* Includes minor formatting corrections.


This ballot is proposed by Stephen Davidson (DigiCert) and endorsed by Martijn Katerbarg (Sectigo) and Ben Wilson (Mozilla).

— Motion Begins —

 

This ballot modifies the “Baseline Requirements for the Issuance and Management of Publicly-Trusted S/MIME Certificates” (“S/MIME Baseline Requirements”), based on Version 1.0.12.

 

MODIFY the Baseline Requirements as specified in the following Redline:

 

https://github.com/cabforum/smime/compare/be9a18ab2b48eb0cbff41d3a268202f700c06c05...32915d18f165e1702aa759d01cdceb231d262ec0

— Motion Ends —

This ballot proposes a Final Maintenance Guideline. The procedure for approval of this ballot is as follows:

Discussion (at least 7 days)

 

* Start time: March 17, 2026 at 23:00:00 UTC

* End time: March 25, 2026 at 18:00 UTC

 

Stephen Davidson

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Mar 25, 2026, 2:00:46 PM (7 days ago) Mar 25
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Voting for Approval

 

* Start time: March 25, 2026 at 18:00 UTC

* End time: April 1, 2026 at 18:00 UTC

 

 

Nome Huang

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Mar 26, 2026, 3:38:05 AM (7 days ago) Mar 26
to S/MIME Certificate WG - Public (CA/B Forum), Stephen Davidson
TrustAsia votes “Yes” on SMC-016.

黃晟(orca)

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Mar 26, 2026, 4:30:22 AM (7 days ago) Mar 26
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TWCA votes “Yes” on SMC-016.

 

 

Regards,

 

Sean Huang

Senior R&D Engineer
TEL
02-2370-8886#728
FAX02-2388-6720
Emailor...@twca.com.tw

10F., No. 85, Yanping South Road,

Taipei, Taiwan (R.O.C.)

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Stefan Selbitschka

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Mar 26, 2026, 4:30:56 AM (7 days ago) Mar 26
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rundQuadrat votes “Yes” on SMC-016.

On 3/25/26 19:00, 'Stephen Davidson' via S/MIME Certificate WG - Public (CA/B Forum) wrote:
> *Ballot SMC016: Equivalence with Ballots SC096 and SC097*
>
> *Summary: *
>
> **
>
> This ballot maintains consistency between the S/MIME Baseline Requirements and the TLS Baseline
> Requirements with changes introduced by Ballots SC096 and SC097.  Specifically, this ballot:
>
> * Creates a carve-out of the logging requirements for DNSSEC specifically, stating these are not in
> scope. For audit purposes, change management logging is able to confirm if the appropriate controls
> are in effect or not.
>
> * Sunsets all remaining use of SHA-1 signatures in Certificates and CRLs. It is noted that most uses
> of SHA-1 signatures are already deprecated by SC097. With this ballot, all unexpired Subordinate CA
> Certificates issuing S/MIME containing the SHA-1 signature algorithm must be revoked. This proposal
> does not prohibit the use of SHA-1 to generate issuerKeyHash or issuerNameHash values as currently
> required by RFC 5019.
>
> * Includes minor formatting corrections.
>
>
> This ballot is proposed by Stephen Davidson (DigiCert) and endorsed by Martijn Katerbarg (Sectigo)
> and Ben Wilson (Mozilla).
>
> — Motion Begins —
>
> This ballot modifies the “Baseline Requirements for the Issuance and Management of Publicly-Trusted
> S/MIME Certificates” (“S/MIME Baseline Requirements”), based on Version 1.0.12.
>
> MODIFY the Baseline Requirements as specified in the following Redline:
>
> https://github.com/cabforum/smime/compare/
> be9a18ab2b48eb0cbff41d3a268202f700c06c05...32915d18f165e1702aa759d01cdceb231d262ec0<https://
> github.com/cabforum/smime/compare/
> be9a18ab2b48eb0cbff41d3a268202f700c06c05...32915d18f165e1702aa759d01cdceb231d262ec0>
>
> — Motion Ends —
>
> This ballot proposes a Final Maintenance Guideline. The procedure for approval of this ballot is as
> follows:
>
> *Discussion (at least 7 days)*
>
> * Start time: March 17, 2026 at 23:00:00 UTC
>
> * End time: March 25, 2026 at 18:00 UTC
>
> *Voting for Approval *
>
> * Start time: March 25, 2026 at 18:00 UTC
>
> * End time: April 1, 2026 at 18:00 UTC
>
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Michael Guenther

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Mar 26, 2026, 7:55:31 AM (7 days ago) Mar 26
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smime.p7m

Dimitris Zacharopoulos (HARICA)

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Mar 26, 2026, 8:09:08 AM (7 days ago) Mar 26
to 'Stephen Davidson' via S/MIME Certificate WG - Public (CA/B Forum)
HARICA votes "yes" to ballot SMC016.
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Ruiter, Albert de

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Mar 26, 2026, 8:12:33 AM (7 days ago) Mar 26
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PKIoverheid Logius votes "yes" to ballot SMC016.

 


Albert de Ruiter

Policy Authority PKIoverheid

 

Logius

 

Dienst Digitale Samenleving

Ministerie van Binnenlandse Zaken en Koninkrijksrelaties

........................................................................

M 06-22796535

Albert...@logius.nl

www.logius.nl

 

........................................................................

Logius is continu op zoek naar nieuwe collega’s. Bekijk alle vacatures op onze website.

Samen zorgen we voor een digitale overheid die werkt voor iedereen

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Adriano Santoni

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Mar 26, 2026, 9:08:03 AM (6 days ago) Mar 26
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Actalis votes "yes" to ballot SMC016. 

Il 25/03/2026 19:00, 'Stephen Davidson' via S/MIME Certificate WG - Public (CA/B Forum) ha scritto:
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Pedro FUENTES

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Mar 26, 2026, 9:35:00 AM (6 days ago) Mar 26
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OISTE votes Yes to SMC016

 
From: 'Stephen Davidson' via S/MIME Certificate WG - Public (CA/B Forum) <smcwg-...@groups.cabforum.org> 

Sent: Wednesday, March 25, 2026 7:00 PM
To: smcwg-...@groups.cabforum.org
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Tim Hollebeek

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Mar 26, 2026, 10:36:06 AM (6 days ago) Mar 26
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Ben Wilson

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Mar 26, 2026, 2:57:41 PM (6 days ago) Mar 26
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Mozilla votes "yes" on Ballot SMC-016.

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Scott Rea

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Mar 26, 2026, 3:03:29 PM (6 days ago) Mar 26
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eMudhra votes YES on SMC016

From: 'Stephen Davidson' via S/MIME Certificate WG - Public (CA/B Forum) <smcwg-...@groups.cabforum.org>
Date: Wednesday, 25 March 2026 at 9:01 PM
To: smcwg-...@groups.cabforum.org <smcwg-...@groups.cabforum.org>
Subject: [Smcwg-public] [Voting for Approval] Ballot SMC016: Equivalence with Ballots SC096 and SC097

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Tom Zermeno

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Mar 26, 2026, 4:24:49 PM (6 days ago) Mar 26
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SSL.com votes “Yes” on SMC016.

  • Tom Z. 

  • SSL.com
From: 'Stephen Davidson' via S/MIME Certificate WG - Public (CA/B Forum) <smcwg-...@groups.cabforum.org>
Date: Wednesday, March 25, 2026 at 1:00 PM
To: smcwg-...@groups.cabforum.org <smcwg-...@groups.cabforum.org>
Subject: [Smcwg-public] [Voting for Approval] Ballot SMC016: Equivalence with Ballots SC096 and SC097

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Mrugesh Chandarana

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Mar 27, 2026, 8:16:55 PM (5 days ago) Mar 27
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IdenTrust votes "Yes" on SMC016.

From: 'Stephen Davidson' via S/MIME Certificate WG - Public (CA/B Forum) <smcwg-...@groups.cabforum.org>
Sent: Wednesday, March 25, 2026 11:00 AM
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Subject: [External][Possible SPAM][Smcwg-public] [Voting for Approval] Ballot SMC016: Equivalence with Ballots SC096 and SC097
 
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Ashish Dhiman

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Mar 29, 2026, 9:27:17 PM (3 days ago) Mar 29
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GlobalSign Votes Yes SMC016

 

Ashish

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大野 文彰

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Mar 30, 2026, 12:37:21 AM (3 days ago) Mar 30
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SECOM Trust Systems votes YES on Ballot SMC016.

 

Best regards,

 

ONO Fumiaki / 大野 文彰

(Japanese name order: family name first, in uppercase)

SECOM Trust Systems CO., LTD.

 

From: 'Stephen Davidson' via S/MIME Certificate WG - Public (CA/B Forum) <smcwg-...@groups.cabforum.org>

Sent: Thursday, March 26, 2026 3:00 AM
To: smcwg-...@groups.cabforum.org

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Martijn Katerbarg

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Mar 30, 2026, 4:08:57 AM (3 days ago) Mar 30
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Sectigo votes YES on SMC016

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Henschel, Andreas

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Mar 30, 2026, 6:50:19 PM (2 days ago) Mar 30
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D-Trust votes yes on Ballot SMC016

 

KR,

Andreas

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Hazhar Ismail

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Mar 31, 2026, 3:49:58 AM (yesterday) Mar 31
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MSC Trustgate votes “Yes” on SMC016.

Best regards,

Hazhar Ismail

 


From: 'Stephen Davidson' via S/MIME Certificate WG - Public (CA/B Forum) <smcwg-...@groups.cabforum.org>
Sent: Thursday, 26 March, 2026 2:00 AM
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Subject: [Smcwg-public] [Voting for Approval] Ballot SMC016: Equivalence with Ballots SC096 and SC097
 
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Lahtiharju, Pekka

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Mar 31, 2026, 6:44:45 AM (yesterday) Mar 31
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Telia Company votes yes on Ballot SMC016.

 

Pekka Lahtiharju


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Kateryna Aleksieieva

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Mar 31, 2026, 7:02:45 AM (yesterday) Mar 31
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Certum votes YES on Ballot SMC016

 

With regards,
Kateryna Aleksieieva

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陳立群

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4:53 AM (16 hours ago) 4:53 AM
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Chunghwa Telecom Votes Yes on Ballot SMC016: Equivalence with Ballots SC096 and SC097. Thanks.

 

Li-Chun Chen

Chunghwa Telecom

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Stephen Davidson

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1:48 PM (7 hours ago) 1:48 PM
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Based on the current results, the ballot has PASSED. Please use the below generated email to send the results to the member list:

 

The voting period for SMC016: Equivalence with Ballots SC096 and SC097 has completed. The ballot has: PASSED

 

Voting Results


Certificate Issuers


19 votes in total:
 * 19 voting YES: Actalis S.p.A., Asseco Data Systems SA (Certum), Chunghwa Telecom, DigiCert, D-TRUST, eMudhra, GlobalSign, HARICA, IdenTrust, Logius PKIoverheid, MSC Trustgate Sdn Bhd, OISTE Foundation, SECOM Trust Systems, Sectigo, SSL.com, SwissSign, Telia Company, TrustAsia, TWCA
 * 0 voting NO:
 * 0 ABSTAIN:

Certificate Consumers


2 votes in total:
 * 2 voting YES: Mozilla, rundQuadrat
 * 0 voting NO:
 * 0 ABSTAIN:

 

Bylaws Requirements

1. Bylaw 2.3(6) requires:
 * In order for a ballot to be adopted by the Forum, twothirds (2/3) or more of the votes cast by the Voting Members in the Certificate Issuer category must be in favor of the ballot. This requirement was MET.
 * at least fifty percent (50%) plus one (1) of the votes cast by the Voting Members in the Certificate Consumer category must be in favor of the ballot. This requirement was MET.
 * At least one (1) Voting Member in each category must vote in favor of a ballot for the ballot to be adopted. This requirement was MET.
2. Bylaw 2.3(7) requires:
 * A ballot result will be considered valid only when more than half of the number of currently active Voting Members has participated. The number of currently active Voting Members is the average number of Voting Member organizations that have participated in the previous three (3) Forum Meetings and Forum Teleconferences.
  * the quorum was 9 for this ballot. This requirement was MET.

This ballot now enters the IP Rights Review Period to permit members to review the ballot for relevant IP rights issues. This will be notified in a separate email.

 

Stephen Davidson

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2:04 PM (7 hours ago) 2:04 PM
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NOTICE OF REVIEW PERIOD

This Review Notice is sent pursuant to Section 4.1 of the CA/Browser Forum’s Intellectual Property Rights Policy (v1.3). This Review Period of 30 days is for one Final Maintenance Guidelines. The complete Draft Maintenance Guideline that is the subject of this Review Notice is attached to this email, both in red-line and changes-accepted draft format.

Summary of Review


Ballot for Review: Ballot SMC016: Equivalence with Ballots SC096 and SC097

Start of Review Period: 2026-04-01 19:00:00 UTC
End of Review Period: 2026-05-01 19:00:00 UTC

Members with any Essential Claim(s) to exclude must forward a written Notice to Exclude Essential Claims to the Working Group Chair (email to stephen.davidson at digicert.com) and also submit a copy to the CA/B Forum public mailing list (email to public at cabforum.org) before the end of the Review Period.

For details, please see the current version of the CA/Browser Forum Intellectual Property Rights Policy.
(An optional template for submitting an Exclusion Notice is available at https://cabforum.org/wp-content/uploads/Template-for-Exclusion-Notice.pdf)

 

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