Re: [SCHOLCOMM] Help requested in identifying articles on OA Policies and IRs

[Stevan Harnad]

A few references you missed, Andree:

Swan, A; Gargouri, Y; Hunt, M; & Harnad, S (2015) Open Access Policy: Numbers, Analysis, Effectiveness. Pasteur4OA Workpackage 3 Report. http://eprints.soton.ac.uk/375854/

Harnad, S (2015) Open Access: What, Where, When, How and Why. In: Ethics, Science, Technology, and Engineering: An International Resource eds. J. Britt Holbrook & Carl Mitcham, (2nd edition of Encyclopedia of Science, Technology, and Ethics, Farmington Hills MI: MacMillan Reference) http://eprints.soton.ac.uk/361704/

Harnad, S (2015) Optimizing Open Access Policy. The Serials Librarian, 69(2), 133-141 http://eprints.soton.ac.uk/381526/ 

Vincent-Lamarre, P, Boivin, J, Gargouri, Y, Larivière, V & Harnad,  (2016) Estimating Open Access Mandate Effectiveness: The MELIBEA Score.Journal of the  Association for Information Science and Technology (JASIST)  67 (in press) http://eprints.soton.ac.uk/370203/

SH

On Wed, Oct 5, 2016 at 2:14 AM, Danny Kingsley <da...@cam.ac.uk> wrote:

Hi all,

While I have issues with what is happening with the UK OA policies (I very much disagree with the amount we are spending on hybrid), there is no doubt they work. At Cambridge University we have received our 10,000th submission  - that’s a unique article that is eligible to be claimed for the next Research Excellence Framework - into Apollo, the Cambridge repository. This is since we started our OA service on 1 April 2013 in response to the RCUK policy.

https://unlockingresearch.blog.lib.cam.ac.uk/?p=949

We are receiving 50% of all of the research outputs produced by the University as a result of these funder policies.

Researchers will not do it on their own. Institutions and funders need to decide if they want research to be available open access and if they do they need to both mandate it and also provide support within institutions to manage the processing.

Regards,

Danny

Dr Danny Kingsley
Head, Office of Scholarly Communication
Cambridge University Library
West Road, Cambridge CB39DR
P: +44 (0) 1223 747 437
M: +44 (0) 7711 500 564
E: da...@cam.ac.uk
T: @dannykay68
B: https://unlockingresearch.blog.lib.cam.ac.uk/
S: http://www.slideshare.net/DannyKingsley
ORCID iD: 0000-0002-3636-5939

On 4 Oct 2016, at 21:26, Andree Rathemacher <and...@uri.edu> wrote:

Hi scholcomm folks,

Julia Lovett and I are working on an article, based on a survey of University of Rhode Island faculty, on faculty attitudes about compliance with our permissions-based OA policy.

As Christine Fruin and Shan Sutton noted in their recent C&RL article, there is not a whole lot out there on North American institutional OA policies. I've done LISTA, Scopus, and Web of Science searches, but I'm wondering if I've missed any reports, chapters, or other perhaps less-traditional outputs that have anything to do with faculty author attitudes towards and compliance with OA policies. I'll paste my current bibliography below so you can see what I have.

Also, in the article, we would like to briefly make the point that librarians have long struggled with filling their IRs. There are many, many articles out there looking at specific cases, but I was hoping for a literature review or recent comprehensive article, if anyone knows of one. Of course there is the recent Van de Velde blog post and Poynder interview with Lynch. 

Thanks so much for any help you can provide.

List is below. Please excuse cross-posting to the COAPI list.

Best,

Andrée

OPEN ACCESS POLICY IMPLEMENTATION

Anderson, R. (2016). Why are there virtually no mandatory open access policies at American universities? Learned Publishing 29(3), 215-218. http://dx.doi.org/10.1002/leap.1034

Armbruster, C. (2011). Open access policy implementation: First results compared. Learned Publishing 24(4), 311-324. http://dx.doi.org/10.1087/20110409

Awre, C., Beeken, A., Jones, B., Stainthorp, P., & Stone, G. (2016). Communicating the open access policy landscape. Insights 29(2), 126-132. http://dx.doi.org/10.1629/uksg.308

Duranceau, E. F., & Kriegsman, S. (2016). Campus open access policy implementation models and implications for IR services. In B. B. Callicott, D. Scherer, & A. Wesolkek (Eds.), Making Institutional Repositories Work (pp. 87-106). Charleston insights in library, archival, and information sciences. West Lafayette, IN: Purdue University Press.

Duranceau, E. F., & Kriegsman, S. (2013). Implementing open access policies using institutional repositories. In P. Bluh, C. Hepfer, & M. L. Ramírez (Eds.), The Institutional Repository: Benefits and Challenges (pp. 81-105). ALCTS papers on library technical services and collections 18. Chicago: Association for Library Collections & Technical Services, American Library Association. Retrieved from http://www.ala.org/alcts/sites/ala.org.alcts/files/content/resources/papers/ir_ch05_.pdf

Emmett, A., & Peterson, T. (2010). Achieving consensus on the University of Kansas open-access policy. Research Library Issues 269, 5-7.

Emmett, A., Stratton, J., Peterson, A. T., Church-Duran, J., & Haricombe, L. (2011). Toward open access: It takes a village. Journal of Library Administration 51(5/6), 557-579. http://dx.doi.org/10.1080/01930826.2011.589345

Fruin, C., & Sutton, S. (2016). Strategies for success: Open access policies at North American educational institutions. College & Research Libraries 77(4), 469-499. http://dx.doi.org/10.5860/crl.77.4.469

Gilbert, J., Kinger, M., & Kullman, L. (2011). Implementing an open access policy at Chalmers Institute of Technology. IATUL Annual Conference Proceedings 21, 1-9.

Kern, B., & Wishnetsky, S. (2014). Adopting and implementing an open access policy: The library’s role. Serials Librarian 66(1-4), 196-203. http://dx.doi.org/10.1080/0361526X.2014.880035

Kipphut-Smith, S. (2014). Engaging in a campus-wide conversation about open access. Texas Library Journal 90(2), 70-71.

Kipphut-Smith, S. (2014). “Good enough”: Developing a simple workflow for open access policy implementation. College & Undergraduate Libraries 21(3/4), 279-294. http://dx.doi.org/10.1080/10691316.2014.932263

Ludwig, D. (2010). Open access at the University of Kansas. College & Research Libraries News 71(7), 360-363, 384.

McGuigan, G. S. (2015). The NIH Public Access Policy and federally funded research: An analysis of problem recognition and agenda setting. Journal of Academic Librarianship 41(1), 54-60. http://dx.doi.org/10.1016/j.acalib.2014.09.014

Miller, J. (2011). Open access and liberal arts colleges: Looking beyond research institutions. College & Research Libraries News 72(1), 16-30.

Shieber, S. (2009, June 30). University open-access policies as mandates [Blog post]. Retrieved from  https://blogs.harvard.edu/pamphlet/2009/06/30/university-open-access-policies-as-mandates/

Smith, K. (2012). Why open access? The policy environment and process on one university campus. Insights 25(3), 246-250. http://dx.doi.org/10.1629/2048-7754.25.3.246

Taylor, A. (2013). Technical services report: Opening access for a new era of scholarly publishing. A report of the ALCTS Continuing Resources Section, Access to Continuing Resources Interest Group program, American Library Association Annual conference, Anaheim, June 2012. Technical Services Quarterly 30(2), 217-219. http://dx.doi.org/10.1080/07317131.2013.759833

Vandegrift, M., & Colvin, G. (2012). Relational communications. College & Research Libraries News 73(7), 386-389.

Van Noorden, R. (2014). Funders punish open-access dodgers. Nature 508, 161. http://dx.doi.org/10.1038/508161a

Wesolek, A. (2014). Bridging the gap between Digital Measures and Digital Commons in support of open access: Or, how I learned to stop worrying and love human mediation. Collection Management 39(1), 32-42. http://dx.doi.org/10.1080/01462679.2014.860856

Xia, J., Gilchrist, S. B., Smith, N. X. P., Kingery, J. A., Radecki, J. R., Wilhelm, R. L., Harrison, K. C., Ashby, M. L., & Mahn, A. J. A review of open access self-archiving mandate policies. portal: Libraries and the Academy 12(1), 85-102. http://dx.doi.org/10.1353/pla.2012.0000

INSTITUTIONAL REPOSITORIES - PROBLEMS FILLING THEM

(looking for overviews / reviews)

Armstrong, M. (2014). Institutional repository management models that support faculty research dissemination. OCLC Systems & Services 30(1), 43-51. http://dx.doi.org/10.1108/OCLC-07-2013-0028

Carr, L., & Brody, T. (2007). Size isn’t everything: Sustainable repositories as evidenced by sustainable deposit profiles. D-Lib Magazine 13(7/8). http://dx.doi.org/10.1045/july2007-carr

Chant, I. (2016). Increasing IR participation. Library Journal 141(3), 20-21.

Davis, P. M., & Connolly, M. J. L. (2007). Institutional repositories: Evaluating the reasons for non‐use of Cornell University’s installation of DSpace. D-Lib Magazine 13(3/4). http://dx.doi.org/10.1045/march2007-davis

Review of Davis & Connolly article:

Blythe, K. (2007). The academic reward system is the primary influence toward faculty non-participation in institutional repositories. Evidence Based Library & Information Practice 2(4), 70-72.

Ferreira, M., Rodrigues, E., Baptista, A. A., & Saraiva, R. (2008). Carrots and sticks: Some ideas on how to create a successful institutional repository. D-Lib Magazine 14 (1/2). http://dx.doi.org/10.1045/january2008-ferreira

Jain, P. (2011). New trends and future applications/directions of institutional repositories in academic institutions. Library Review 60(2), 125-141. http://dx.doi.org/10.1108/00242531111113078

Lagzian, F., Abrizah, A., & Wee, M. C. (2015). Critical success factors for institutional repositories implementation. Electronic Library 33(2), 196-209. http://dx.doi.org/10.1108/EL-04-2013-0058

March, R. M. (2015). The role of institutional repositories in developing the communication of scholarly research. OCLC Systems & Services 31(4), 163-195. http://dx.doi.org/10.1108/OCLC-04-2014-0022

Nicholas, D., Rowlands, I., Watkinson, A., Brown, D., Russell, B., & Jamali, H. R. (2013). Have digital repositories come of age? The views of library directors. Webology 10(2), 1-16. Retrieved from http://www.webology.org/2013/v10n2/a111.pdf

Poynder, R. (2016, September 22). Q&A with CNI’s Clifford Lynch: Time to re-think the institutional repository? [Blog post]. Retrieved from http://poynder.blogspot.co.uk/2016/09/q-with-cnis-clifford-lynch-time-to-re_22.html

Salo, D. (2008). Innkeeper at the roach motel. Library Trends 57(2), 98-123. http://dx.doi.org/10.1353/lib.0.0031

Van de Velde, E. (2016, July 24). Let IR RIP [Blog post]. Retrieved from http://scitechsociety.blogspot.com/2016/07/let-ir-rip.html

--

Andrée Rathemacher  |  Professor / Head, Acquisitions
University Libraries, University of Rhode Island  |  (401) 874-5096  |  and...@uri.edu 

Dr Danny Kingsley
Head, Office of Scholarly Communication
Cambridge University Library
West Road, Cambridge CB39DR
P: +44 (0) 1223 747 437
M: +44 (0) 7711 500 564
E: da...@cam.ac.uk
T: @dannykay68
B: https://unlockingresearch.blog.lib.cam.ac.uk/
S: http://www.slideshare.net/DannyKingsley
ORCID iD: 0000-0002-3636-5939