US-NY: NY-Securities Operations Risk Specialist

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Job Title: Securities Operations Risk Specialist
Job Location: NY: NY
Pay Rate: competitive
Job Length: full time
Start Date: 2008-05-16

Company Name: Adams Consulting Group, LLC/ACG Resource
Contact: Len Adams
Phone: 212-566-7600
Fax: 212-566-7877

Description: Operations Risk Specialist
Seekign a candidate with 5 plus years experience in securities operations with an emphasis in fixed income and equities processing. Ideal candidate will have a strong knowledge of the PROCESSES and PROCEDURES as they relate to regulatory compliance ( specifically Rule 15C33 and other custody related regs). Candidate can have a combination of operations and compliance experience. Will review existing operational processes to determine risk relative to regulatory compliance and make recommendations for improvement where necessary. S27 a plus. Comp $100-140K Flex

 

Please refer to Job code 6544 when responding to this ad.

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