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LITERARY MOVEMENTS: INTRODUCTORY NOTES    

I. Classicism

Classicism, when applied generally, means clearness, elegance, symmetry, and repose produced by attention to traditional forms. It is sometimes synonymous with excellence or artistic quality of high distinction. More precisely, the term refers to the admiration and imitation of Greek and Roman literature, art, and architecture. Because the principles of classicism were derived from the rules and practices of the ancients, the term came to mean the adherence to specific academic canons.

Classicism: (1600 - 1800)

Classicism refers to the appreciation and imitation of Greek and Roman literature, art, and architecture. Although the term is normally used to describe art derived from ancient influences, it can also mean excellence, high artistic quality, and conservatism.

Classical art encompasses antiquity and later works inspired by it, the latter normally referred to as Neoclassical. Adherence to traditional aesthetic formalities was favored over expressionism and individuality. Classic art is distinguished by clarity, order, balance, unity, symmetry and dignity.

The first major classic revival occurred during the Renaissance period in Italy. In the 18th century, the Neoclassical movement was established following the archaeological discovery of ancient ruins at Herculaneum and Pompeii. The style’s leading artists included Michelangelo, Raphael, Correggio, and Mantegna during the Renaissance and Mengs and Winckelman during the Neoclassical period.

II. Scholasticism comes from the Latin word scholasticus, which means "that [which] belongs to the school", and was a method of learning taught by the academics (or schoolmen) of medieval universities circa 11001500. Scholasticism originally began to reconcile the philosophy of the ancient classical philosophers with medieval Christian theology. It is not a philosophy or theology in itself, but a tool and method for learning which puts emphasis on dialectical reasoning. The primary purpose of scholasticism was to find the answer to a question or resolve a contradiction. It is most well known in its application in medieval theology, but was eventually applied to classical philosophy and many other fields of study.

III. Medieval literature is a broad subject, encompassing essentially all written works available in Europe and beyond during the Middle Ages (encompassing the one thousand years from the fall of the Western Roman Empire ca. AD 500 to the beginning of the Florentine Renaissance in the late 15th century). The literature of this time was composed of religious writings as well as secular works. Just as in modern literature, it is a complex and rich field of study, from the utterly sacred to the exuberantly profane, touching all points in-between. Because of the wide range of time and place it is difficult to speak in general terms without oversimplification, and thus the literature is best characterized by its place of origin and/or language, as well as its genre.

IV. Renaissance Humanism

Humanism is the term generally applied to the predominant social philosophy and intellectual and literary currents of the period from 1400 to 1650. The return to favor of the pagan classics stimulated the philosophy of secularism, the appreciation of worldly pleasures, and above all intensified the assertion of personal independence and individual expression. Zeal for the classics was a result as well as a cause of the growing secular view of life. Expansion of trade, growth of prosperity and luxury, and widening social contacts generated interest in worldly pleasures, in spite of formal allegiance to ascetic Christian doctrine. Men thus affected -- the humanists -- welcomed classical writers who revealed similar social values and secular attitudes.

Historians are pretty much agreed on the general outlines of those mental attitudes and scholarly interests which are assembled under the rubric of humanism. The most fundamental point of agreement is that the humanist mentality stood at a point midway between medieval supernaturalism and the modern scientific and critical attitude. Medievalists see humanism as the terminal product of the Middle Ages. Modern historians are perhaps more apt to view humanism as the germinal period of modernism.

Perhaps the most we can assume is that the man of the Renaissance lived, as it were, between two worlds. The world of the medieval Christian matrix, in which the significance of every phenomenon was ultimately determined through uniform points of view, no longer existed for him. On the other hand, he had not yet found in a system of scientific concepts and social principles stability and security for his life. In other words, Renaissance man may indeed have found himself suspended between faith and reason.

As the grip of medieval supernaturalism began to diminish, secular and human interests became more prominent. The facts of individual experience in the here and now became more interesting than the shadowy afterlife. Reliance upon faith and God weakened. Fortuna (chance) gradually replaced Providence as the universal frame of reference. The present world became an end in itself instead of simply preparation of a world to come. Indeed, as the age of Renaissance humanism wore on, the distinction between this world (the City of Man) and the next (the City of God) tended to disappear.

Beauty was believed to afford at least some glimpse of a transcendental existence. This goes far to explain the humanist cult of beauty and makes plain that humanism was, above everything else, fundamentally an aesthetic movement. Human experience, man himself, tended to become the practical measure of all things. The ideal life was no longer a monastic escape from society, but a full participation in rich and varied human relationships.

The dominating element in the finest classical culture was aesthetic rather than supernatural or scientific. In the later Middle Ages urban intellectuals were well on the road to the recovery of an aesthetic and secular view of life even before the full tide of the classical revival was felt. It was only natural, then, that pagan literature, with its emotional and intellectual affinity to the new world view, should accelerate the existing drift toward secularism and stimulate the cult of humanity, the worship of beauty, and especially the aristocratic attitude.

Almost everywhere, humanism began as a rather pious, timid, and conservative drift away from medieval Christianity and ended in bold independence of medieval tradition. Desiderius Erasmus (1466-1536), one of the greatest humanists, occupied a position midway between extreme piety and frank secularism. Francesco Petrarch (1304-1374) represented conservative Italian humanism. Robust secularism and intellectual independence reached its height in Niccolo Machiavelli (1469-1527) and Francesco Guicciardini (1483-1540). Rudolphus Agricola (1443-1485) may be regarded as the German Petrarch. In England, John Colet (c.1467-1519) and Sir Thomas More (1478-1535) were early or conservative humanists, Francis Bacon (1561-1626) represented later or agnostic and skeptical humanism. In France, pious classicists like Lefèvre d'Étaples (1453-1536) were succeeded by frank, urbane, and devout skeptics like Michel Montaigne (1533-1592) and bold anti-clerical satirists like François Rabelais (c.1495-1533).

Humanistic contributions to science consisted mainly in the recovery of Greek scientific literature which evinced a more accurate and acceptable body of facts and ideas than most medieval scientific works. However, we should not exaggerate the humanist contribution in this field. Everything of value, for instance, in Galen (c.130-201) had long been incorporated into medieval medicine. The scientific treatises of Aristotle, Euclid, and Ptolemy were translated into Latin and known to scholars before the Renaissance. Moreover, Islamic scholars had already introduced most Attic and Hellenistic science into western Europe, often with vast improvements on the original.

Humanism embodied the mystical and aesthetic temper of a pre-scientific age. It did not free the mind from subservience to ancient authority. If the humanists revered Aristotle less than the Schoolmen did, they worshipped Neoplatonism, the Cabala, and Cicero more. They shifted authorities rather then dismissed them. Even Aristotle, the greatest of Scholastic authorities, did not lack humanist admirers. The great libraries assembled by wealthy patrons of literature like Cosimo de' Medici, Pope Nicholas V, and the Duke of Urbino, devoted much space to the Church Fathers and the Scholastic philosophers. The humanists did, however, read their authorities for aesthetic pleasure as well as moral uplift.

The intellectuals of antiquity, in contrast to the Christians, were relatively unconcerned about the supernatural world and the eternal destiny of the soul. They were primarily interested in a happy, adequate, and efficient life here on earth. Hellenic philosophy was designed to teach man how to live successfully rather than how to die with the assurance of ultimate salvation. This pagan attitude had been lost for about one thousand years, when Europe followed the warning of Augustine against becoming too engrossed in earthly affairs, lest assurance of successful entry into the New Jerusalem be jeopardized. Humanism directly and indirectly revived the pagan scale of virtues.

When men like Petrarch and his fellow humanists read pagan literature, they were infected with the secular outlook of the Greeks and Romans. Even rather pious humanists became enamored of what Augustine branded the City of Man. Petrarch, a devout Christian, worshipped the pagan eclecticism of Cicero. Erasmus suggested that such titles as St. Socrates and St. Cicero were not inappropriate or sacrilegious, and openly preferred the pagans to the Schoolmen. "Whatever is pious and conduces to good manners ought not to be called profane," he wrote.

The first place must indeed be given to the authority of the Scriptures; but, nevertheless, I sometimes find some things said or written by the ancients, nay, even by the heathens, nay, by the poets themselves, so chastely, so holily, and so divinely, that I cannot persuade myself but that, when they wrote them, they were divinely inspired, and perhaps the spirit of Christ diffuses itself farther than we imagine; and that there are more saints than we have in our catalogue. To confess freely among friends, I can't read Cicero on Old Age, on Friendship, his Offices, or his Tusculan Questions, without kissing the book, without veneration towards the divine soul. And, on the contrary, when I read some of our modern authors, treating of Politics, Economics, and Ethics, good God! how cold they are in comparison with these! Nay, how do they seem to be insensible of what they write themselves! So that I had rather lose Scotus and twenty more such as he (fancy twenty subtle doctors!) than one Cicero or Plutarch. Not that I am wholly against them either; but, because, by the reading of the one, I find myself become better, whereas I rise from the other, I know not how coldly affected to virtue, but most violently inclined to cavil and contention.

The leading intellectual trait of the era as the recovery, to a certain degree, of the secular and humane philosophy of Greece and Rome. Another humanist trend which cannot be ignored was the rebirth of individualism, which, developed by Greece and Rome to a remarkable degree, had been suppressed by the rise of a caste system in the later Roman Empire, by the Church and by feudalism in the Middle Ages. The Church asserted that rampant individualism was identical with arrogance, rebellion, and sin. Medieval Christianity restricted individual expression, fostered self-abnegation and self-annihilation, and demanded implicit faith and unquestioning obedience. Furthermore, the Church officially ignored man and nature.

In other ways medieval civilization suppressed the ego. In the feudal regime the isolated individual had little standing. He acquired status and protection mainly as a member of a definite group, whether lordly or servile. The manorial system revolved around the community rather than the individual. When the cities through off the yoke of feudalism, they promised collective and corporate liberty rather than individual freedom. In commercial relations group life was paramount, both in the town guilds and the peasant villages on manorial estates. Everything was regulated by law and custom. The individual who attempted to challenge authority and tradition, in matters of thought or action, was either discouraged or crushed.

The period from the 14th century to the 17th worked in favor of the general emancipation of the individual. The city-states of northern Italy had come into contact with the diverse customs of the East, and gradually permitted expression in matters of taste and dress. The writings of Dante, and particularly the doctrines of Petrarch and humanists like Machiavelli, emphasized the virtues of intellectual freedom and individual expression. In the essays of Montaigne the individualistic view of life received perhaps the most persuasive and eloquent statement in the history of literature and philosophy.

Individualism and the instinct of curiosity were vigorously cultivated. Honest doubt began to replace unreasoning faith. The skeptical viewpoint proposed by Abelard reached high development and wide acceptance among the humanists. Finally, the spirit of individualism to a certain degree incited the Protestant revolt, which, in theory at least, embodied a thorough application of the principle of individualism in religion.

It need not be supposed that the emancipation of the ego was wholly beneficial to the human race. Yet, that aspect of humanism which combated the sovereignty of tyrant, feudal lord, class, corporation, and tradition, has, for better or worse, had a tremendous influence upon the subsequent history of Europe. Indeed, it was during the humanist era that the freedom of individual expression and opposition to authority was first brought to the surface and became an integral part of the western intellectual tradition.

V. Neo-Classicism

The English Neoclassical movement, predicated upon and derived from both classical and contemporary French models, (see Boileau's L'Art Poetique (1674) and Pope's "Essay on Criticism" (1711) as critical statements of Neoclassical principles) embodied a group of attitudes toward art and human existence--ideals of order, logic, restraint, accuracy, "correctness," "restraint," decorum, and so on, which would enable the practitioners of various arts to imitate or reproduce the structures and themes of Greek or Roman originals. Though its origins were much earlier (the Elizabethan Ben Jonson, for example, was as indebted to the Roman poet Horace as Alexander Pope would later be), Neoclassicism dominated English literature from the Restoration in 1660 until the end of the eighteenth century, when the publication of Lyrical Ballads (1798) by Wordsworth and Coleridge marked the full emergence of Romanticism.

For the sake of convenience the Neoclassic period can be divided into three relatively coherent parts: the Restoration Age (1660-1700), in which Milton, Bunyan, and Dryden were the dominant influences; the Augustan Age (1700-1750), in which Pope was the central poetic figure, while Defoe, Richardson, Fielding, and Smollett were presiding over the sophistication of the novel; and the Age of Johnson(1750-1798), which, while it was dominated and characterized by the mind and personality of the inimitable Dr. Samuel Johnson, whose sympathies were with the fading Augustan past, saw the beginnings of a new understanding and appreciation of the work of Shakespeare, the development, by Sterne and others, of the novel of sensibility, and the emergence of the Gothic school--attitudes which, in the context of the development of a cult of Nature, the influence of German romantic thought, religious tendencies like the rise of Methodism, and political events like the American and French revolutions -- established the intellectual and emotional foundations of English Romanticism.

To a certain extent Neoclassicism represented a reaction against the optimistic, exuberant, and enthusiastic Renaissance view of man as a being fundamentally good and possessed of an infinite potential for spiritual and intellectual growth. Neoclassical theorists, by contrast, saw man as an imperfect being, inherently sinful, whose potential was limited. They replaced the Renaissance emphasis on the imagination, on invention and experimentation, and on mysticism with an emphasis on order and reason, on restraint, on common sense, and on religious, political, economic and philosophical conservatism. They maintained that man himself was the most appropriate subject of art, and saw art itself as essentially pragmatic--as valuable because it was somehow useful--and as something which was properly intellectual rather than emotional.

Hence their emphasis on proper subject matter; and hence their attempts to subordinate details to an overall design, to employ in their work concepts like symmetry, proportion, unity, harmony, and grace, which would facilitate the process of delighting, instructing, educating, and correcting the social animal which they believed man to be. Their favorite prose literary forms were the essay, the letter, the satire, the parody, the burlesque, and the moral fable; in poetry, the favorite verse form was the rhymed couplet, which reached its greatest sophistication in heroic couplet of Pope; while the theatre saw the development of the heroic drama, the melodrama, the sentimental comedy, and the comedy of manners. The fading away of Neoclassicism may have appeared to represent the last flicker of the Enlightenment, but artistic movements never really die: many of the primary aesthetic tenets of Neoclassicism, in fact have reappeared in the twentieth century -- in, for example, the poetry and criticism of T. S. Eliot -- as manifestations of a reaction against Romanticism itself: Eliot saw Neo-classicism as emphasising poetic form and conscious craftsmanship, and Romanticism as a poetics of personal emotion and "inspiration," and pointedly preferred the former.

VI. Romanticism

If the Enlightenment was a movement which started among a tiny elite and slowly spread to make its influence felt throughout society, Romanticism was more widespread both in its origins and influence. No other intellectual/artistic movement has had comparable variety, reach, and staying power since the end of the Middle Ages.

Beginning in Germany and England in the 1770s, by the 1820s it had swept through Europe, conquering at last even its most stubborn foe, the French. It traveled quickly to the Western Hemisphere, and in its musical form has triumphed around the globe, so that from London to Boston to Mexico City to Tokyo to Vladivostok to Oslo, the most popular orchestral music in the world is that of the romantic era. After almost a century of being attacked by the academic and professional world of Western formal concert music, the style has reasserted itself as neoromanticism in the concert halls. When John Williams created the sound of the future in Star Wars, it was the sound of 19th-century Romanticism--still the most popular style for epic film soundtracks.

Beginning in the last decades of the 18th century, it transformed poetry, the novel, drama, painting, sculpture, all forms of concert music (especially opera), and ballet. It was deeply connected with the politics of the time, echoing people's fears, hopes, and aspirations. It was the voice of revolution at the beginning of the 19th century and the voice of the Establishment at the end of it.

This last shift was the result of the triumph of the class which invented, fostered, and adopted as its own the romantic movement: the bourgeoisie. To understand why this should have been so, we need to look more closely at the nature of the style and its origins.

Origins:

Folklore and Popular Art

Some of the earliest stirrings of the Romantic movement are conventionally traced back to the mid-18th-century interest in folklore which arose in Germany--with Jakob and Wilhelm Grimm collecting popular fairy tales and other scholars like Johann Gottfried von Herder studying folk songs--and in England with Joseph Addison and Richard Steele treating old ballads as if they were high poetry. These activities set the tone for one aspect of Romanticism: the belief that products of the uncultivated popular imagination could equal or even surpass those of the educated court poets and composers who had previously monopolized the attentions of scholars and connoisseurs.

Whereas during much of the 17th and 18th centuries learned allusions, complexity and grandiosity were prized, the new romantic taste favored simplicity and naturalness; and these were thought to flow most clearly and abundantly from the "spontaneous" outpourings of the untutored common people. In Germany in particular, the idea of a collective Volk (people) dominated a good deal of thinking about the arts. Rather than paying attention to the individual authors of popular works, these scholars celebrated the anonymous masses who invented and transmuted these works as if from their very souls. All of this fantasizing about the creative folk process reflected precious little knowledge about the actual processes by which songs and stories are created and passed on and created as well an ideology of the essence of the German soul which was to be used to dire effect by the Nazis in the 20th century.

Nationalism

The natural consequence of dwelling on creative folk genius was a good deal of nationalism. French Romantic painting is full of themes relating to the tumultuous political events of the period and later Romantic music often draws its inspiration from national folk musics. Goethe deliberately places German folkloric themes and images on a par with Classical ones in Faust.

Shakespeare

But one of the early effects of this interest in the folk arts seems particularly strange to us moderns: the rise and spread of the reputation of William Shakespeare. Although he is regarded today as the epitome of the great writer, his reputation was at first very different. Shakespeare was a popular playwright who wrote for the commercial theater in London. He was not college-educated, and although his company had the sponsorship of King James, his work was not entirely "respectable."

Academic critics at first scorned his indiscipline, his rejection of their concepts of drama which were derived in part from ancient Roman and Greek patterns. A good play should not mix comedy with tragedy, not proliferate plots and subplots, not ramble through a wide variety of settings or drag out its story over months or years of dramatic time; but Shakespeare's plays did all these things. A proper serious drama should always be divided neatly into five acts, but Shakespeare's plays simply flowed from one scene to the next, with no attention paid to the academic rules of dramatic architecture (the act divisions we are familiar with today were imposed on his plays by editors after his death).

If the English romantics exalted Shakespeare's works as the greatest of their classics, his effect on the Germans was positively explosive. French classical theater had been the preeminent model for drama in much of Europe; but when the German Romantics began to explore and translate his works, they were overwhelmed. His disregard for the classical rules which they found so confining inspired them. Writers like Friedrich von Schiller and Goethe created their own dramas inspired by Shakespeare. Faust contains many Shakespearian allusions as well as imitating all of the nonclassical qualities enumerated above.

Because Shakespeare was a popular rather than a courtly writer, the Romantics exaggerated his simple origins. In fact he had received an excellent education which, although it fell short of what a university could offer, went far beyond what the typical college student learns today about the classics. In an age drunk on the printing and reading of books he had access to the Greek myths, Roman and English history, tales by Italian humanists and a wide variety of other materials. True, he used translations, digests, and popularizations; but he was no ignoramus.

To the Romantics, however, he was the essence of folk poetry, the ultimate vindication of their faith in spontaneous creativity. Much of the drama of the European 19th century is influenced by him, painters illustrated scenes from his plays, and composers based orchestral tone poems and operas on his narratives.

The Gothic Romance

Another quite distinct contribution to the Romantic movement was the Gothic romance. The first was Horace Walpole's Castle of Otranto (1765), set in a haunted castle and containing various mysterious apparitions such as a gigantic mailed fist. This sort of thing was popularized by writers like Ann Radcliffe and M. L. Lewis (The Monk) and eventually spread abroad to influence writers like Eugène Sue (France) and Edgar Allan Poe (the U.S.). Rejecting the Enlightenment ideal of balance and rationalism, readers eagerly sought out the hysterical, mystical, passionate adventures of terrified heroes and heroines in the clutches of frightening, mysterious forces. The modern horror novel and woman's romance are both descendants of the Gothic romance, as transmuted through such masterworks as Charlotte Bronte's Jane Eyre and her sister Emily's Wuthering Heights. Another classic Gothic work, Mary Shelley's Frankenstein, is often cited as a forerunner of modern science fiction.

Medievalism

The Gothic novel embraced the Medieval ("Gothic") culture so disdained by the early 18th century. Whereas classical art looked back constantly to the ancient Greeks and Romans, the Romantics celebrated for the first time since the Renaissance the wilder aspects of the creativity of Western Europeans from the 12th through the 14th centuries: stained glass in soaring cathedrals, tales of Robin Hood and his merry men, and--above all--the old tales of King Arthur and the knights of the round table. This influence was to spread far beyond the Gothic romance to all artistic forms in Europe, and lives on in the popular fantasy novels of today. Fairies, witches, angels--all the fantastic creatures of the Medieval popular imagination came flooding back into the European arts in the Romantic period (and all are present in Faust).

The longing for "simpler" eras not freighted with the weight of the Classical world gave rise to a new form: the historical novel. Sir Walter Scott (1771-1832) was by far its most successful practitioner. Although credit for writing the first historical novel should probably go to Madame de Lafayette for her La Princess de Clèves (1678), Scott is generally considered to have developed the form as we know it today. Almost forgotten now, his novels like The Bride of Lammermoor and Ivanhoe nevertheless inspired writers, painters, and composers in Germany, France, Italy, Russia and many other lands.

Emotion

The other influential characteristic of the Gothic romance was its evocation of strong, irrational emotions--particularly horror. Whereas Voltaire and his comrades had abhorred "enthusiasm" and strove to dispel the mists of superstition; the Gothic writers evoked all manner of irrational scenes designed to horrify and amaze. Romantic writers generally also prized the more tender sentiments of affection, sorrow, and romantic longing. In this they were inspired by certain currents contemporaneous with the Enlightenment, in particular the writings of Voltaire's arch-rival, Jean-Jacques Rousseau.

Rousseau

Rousseau was a moody, over-sensitive, even paranoid sort of fellow, much given to musing on his own feelings. Like the Englishman Samuel Richardson, he explored in his fiction the agonies of frustrated love--particularly in his sensationally successful novel The New Heloise--and celebrated the peculiar refinement of feeling the English called "sensibility" which we call "sensitivity." Of all aspects of Romantic fiction, the penchant for tearful sentimental wallowing in the longings and disappointments of frustrated protagonists is most alien to modern audiences. Only in opera and film where the power of music is summoned to reinforce the emotions being evoked can most modern audiences let themselves go entirely, and then only within limits.

The great minds of the 20th century have generally rejected sentimentalism, even defining its essence as false, exaggerated emotion; and we tend to find mawkish or even comical much that the Romantic age prized as moving and beautiful. Yet there was more than cheap self-indulgence and escapism in this fevered emotionalism. Its proponents argued that one could be morally and spiritually uplifted by cultivating a greater sensitivity to feelings. The cultivation of empathy for the sufferings of others could even be a vehicle for social change, as in the works of Charles Dickens. That this emotionalism was sometimes exaggerated or artificial should not obscure the fact that it also contained much that was genuine and inspiring. It is not clear that we have gained so much by prizing in our modern literature attitudes of cynicism, detachment, and ruthlessness.

Of all the emotions celebrated by the Romantics, the most popular was love. Although the great Romantic works often center on terror or rage, the motive force behind these passions is most often a relationship between a pair of lovers. In the classical world love had been more or less identical with sex, the Romans treating it in a particularly cynical manner. The Medieval troubadours had celebrated courtly adultery according to a highly artificial code that little reflected the lives of real men and women while agreeing with physicians that romantic passion was a potentially fatal disease. It was the romantics who first celebrated romantic love as the natural birthright of every human being, the most exalted of human sentiments, and the necessary foundation of a successful marriage. Whether or not one agrees that this change of attitude was a wise one, it must be admitted to have been one of the most influential in the history of the world.

This is not the place to trace the long and complex history of how the transcendent, irrational, self-destructive passion of a Romeo and Juliet came to be considered the birthright of every European citizen; but this conviction which continues to shape much of our thinking about relationships, marriage, and the family found its mature form during the Romantic age. So thoroughly has love become identified with romance that the two are now generally taken as synonyms, disregarding the earlier associations of "romance" with adventure, terror, and mysticism.

Exoticism

Another important aspect of Romanticism is the exotic. Just as Romantics responded to the longing of people for a distant past, so they provided images of distant places. The distances need not be terribly great: Spain was a favorite "exotic" setting for French Romantics, for instance. North Africa and the Middle East provided images of "Asia" to Europeans. Generally anywhere south of the country where one was resided was considered more relaxed, more colorful, more sensual.

Such exoticism consisted largely of simple stereotypes endlessly repeated, but the Romantic age was also a period in which Europeans traveled more than ever to examine at first hand the far-off lands of which they had read. Much of this tourism was heavily freighted with the attitudes fostered by European colonialism, which flourished during this period. Most "natives" were depicted as inevitably lazy, unable to govern themselves while those who aspired to European sophistication were often derided as "spoiled." Many male travelers viewed the women of almost any foreign land one could name as more sexually desirable and available than the women at home, and so they are depicted in fiction, drama, art, and opera.

Just as Scott was the most influential force in popularizing the romantic historical novel, exoticism in literature was inspired more by Lord Byron--especially his Childe Harold's Pilgrimage (1812-1818)--than by any other single writer. Whereas the Romantic lyric poetry of Coleridge, Shelley, Keats and Wordsworth had a negligible influence outside of their native tongue, the sweep of Byron's longer poems translated well into other languages and other artistic media.

Romantic exoticism is not always in tension with Romantic nationalism, for often the latter focussed on obscure folk traditions which were in themselves exotic to the audiences newly exposed to them. Goethe's witches were not more familiar to his audience because they were Germanic, unlike, say, the Scottish witches in Macbeth.

Religion

One of the most complex developments during this period is the transformation of religion into a subject for artistic treatment far removed from traditional religious art. The Enlightenment had weakened, but hardly uprooted, established religion in Europe. As time passed, sophisticated writers and artists were less and less likely to be conventionally pious; but during the Romantic era many of them were drawn to religious imagery in the same way they were drawn to Arthurian or other ancient traditions in which they no longer believed. Religion was estheticized, and writers felt free to draw on Biblical themes with the same freedom as their predecessors had drawn on classical mythology, and with as little reverence.

Faust begins and ends in Heaven, has God and the devil as major characters, angels and demons as supporting players, and draws on wide variety of Christian materials, but it is not a Christian play. The Enlightenment had weakened the hold of Christianity over society to the extent that some at least, like Goethe, no longer felt the need to engage in the sort of fierce battles with it Voltaire had fought, but felt instead free to play with it. A comparable attitude can be seen in much of the work of the English Pre-Raphaelite painters who began in mid-century to treat Christian subjects in the context of charmingly "naive" Medievalism.

The mixture of disbelief in and fascination with religion evident in such works illustrates a general principal of intellectual history: artistic and social movements almost never behave like rigid clock pendulums, swinging all the way from one direction to another. A better metaphor for social change is the movement of waves on a beach, in which an early wave is receding while another advances over it, and elements of both become mixed together. For all that many of its features were reactions against the rationalist Enlightenment, Romanticism also incorporated much from the earlier movement, or coexisted with the changes it had brought about.

Individualism

One of the most important developments of this period is the rise in the importance of individualism. Before the 18th Century, few Europeans concerned themselves with discovering their own individual identities. They were what they had been born: nobles, peasants, or merchants. As mercantalism and capitalism gradually transformed Europe, however, it destablized the old patterns. The new industrialists naturally liked to credit themselves for having built their large fortunes and rejected the right of society to regulate and tax their enterprises. Sometimes they tried to fit into the traditional patterns by buying noble titles; but more and more often they developed their own tastes in the arts and created new social and artistic movements alien to the old aristocracy. This process can be seen operating as early as the Renaissance in the Netherlands.

The changing economy not only made individualism attractive to the newly rich, it made possible a free market in the arts in which entrepreneurial painters, composers, and writers could seek out sympathetic audiences to a pay them for their works, no longer confined to handful of Church and aristocratic patrons who largely shared the same values. They could now afford to pursue their individual tastes in a way not possible even in the Renaissance.

It was in the Romantic period--not coincidentally also the period of the industrial revolution--that such concern with individualism became much more widespread. Byron in literature and Beethoven in music are both examples of romantic individualism taken to extremes. But the most influential exemplar of individualism for the 19th century was not a creative artist at all, but a military man: Napoleon Bonaparte. The dramatic way in which he rose to the head of France in the chaotic wake of its bloody revolution, led his army to a series of triumphs in Europe to build a brief but influential Empire, and created new styles, tastes, and even laws with disregard for public opinion fascinated the people of the time. He was both loved and hated; and even fifty years after his death he was still stimulating authors like Dostoyevsky, who saw in him the ultimate corrosive force which celebrated individual striving and freedom at the expense of responsibility and tradition.

We call the reckless character who seeks to remold the world to his own desires with little regard for morality or tradition "Faustian," after Goethe's character, but he might as well be called "Napoleonic."

The modern fascination with self-definition and self-invention, the notion that adolescence is naturally a time of rebellion in which one "finds oneself," the idea that the best path to faith is through individual choice, the idea that government exists to serve the individuals who have created it: all of these are products of the romantic celebration of the individual at the expense of society and tradition.

Nature

The subject of the relationship of Romanticism to nature is a vast one which can only be touched on here. There has hardly been a time since the earliest antiquity that Europeans did not celebrate nature in some form or other, but the attitudes toward nature common in the Western world today emerged mostly during the Romantic period. The Enlightenment had talked of "natural law" as the source of truth, but such law was manifest in human society and related principally to civic behavior. Unlike the Chinese and Japanese, Europeans had traditionally had little interest in natural landscapes for their own sake. Paintings of rural settings were usually extremely idealized: either well-tended gardens or tidy versions of the Arcadian myth of ancient Greece and Rome.

Here again, Rousseau is an important figure. He loved to go for long walks, climb mountains, and generally "commune with nature." His last work is called Les Rêveries du promeneur solitaire (Reveries of a Solitary Walker). Europe had become more civilized, safer, and its citizens now felt freer to travel for the simple pleasure of it. Mountain passes and deep woods were no longer merely perilous hazards to be traversed, but awesome views to be enjoyed and pondered. The violence of ocean storms came to be appreciated as an esthetic object in any number of paintings, musical tone poems, and written descriptions, as in the opening of Goethe's Faust.

None of this had been true of earlier generations, who had tended to view the human and the natural as opposite poles, with the natural sometimes exercising an evil power to degrade and dehumanize those who were to drawn to it. The Romantics, just as they cultivated sensitivity to emotion generally, especially cultivated sensitivity to nature. It came to be felt that to muse by a stream, to view a thundering waterfall or even confront a rolling desert could be morally improving. Much of the nature writing of the 19th century has a religious quality to it absent in any other period. This shift in attitude was to prove extremely powerful and long-lasting, as we see today in the love of Germans, Britons and Americans for wilderness.

It may seem paradoxical that it was just at the moment when the industrial revolution was destroying large tracts of woods and fields and creating an unprecedentedly artificial environment in Europe that this taste arose; but in fact it could probably have arisen in no other time. It is precisely people in urban environments aware of the stark contrast between their daily lives and the existence of the inhabitants of the wild who romanticise nature. They are attracted to it precisely because they are no longer unselfconsciously part of it. Faust, for instance, is powerfully drawn to the moonlit landscape outside his study at the beginning of Goethe's play largely because he is so discontented with the artificial world of learning in which he has so far lived.

Victorianism

Scholars of English literature are prone to make much of the distinction between the Romantic and Victorian Ages, but for our purposes the latter is best viewed as merely a later stage of the former. The prudish attitudes popularly associated with Queen Victoria's reign are manifest in Germany and--to a lesser extent--in France as well. Victoria did not create Victorianism, she merely exemplified the temper of the time. But throughout the Victorian period the wild, passionate, erotic, even destructive aspects of Romanticism continue in evidence in all the arts.

Reactions

Like the Enlightenment, Romanticism calls forth numerous counter-movements, like Realism, Impressionism, Neo-classicism, etc.; but like the Enlightenment, it also keeps on going. None of these were entirely to replace the Romantic impulse. Hard-bitten naturalism in fiction and film coexists today with sweeping romanticism; there are large audiences for both. The contemporary vogue for "Victorian" designs is just one of many examples of the frequent revivals of Romantic tastes and styles that have recurred throughout the twentieth century.

Looking back over the list of characteristics discussed above one can readily see that despite the fact that Romanticism was not nearly as coherent a movement as the Enlightenment, and lacked the sort of programmatic aims the latter professed, it was even more successful in changing history--changing the definition of what it means to be human.

VII. Realism and Naturalism

As intellectual and artistic movements 19th-Century Realism and Naturalism are both responses to Romanticism but are not really comparable to it in scope or influence.

In Fiction

Realism's most important influences have been on fiction and the theater. It is perhaps unsurprising that its origins can be traced to France, where the dominant official neoclassicism had put up a long struggle against Romanticism. Since the 18th century the French have traditionally viewed themselves as rationalists, and this prevailing attitude in intellectual circles meant that Romanticism led an uneasy existence in France even when allied with the major revolutionary movements of 1789 and 1830.

Balzac

Novelist Honoré de Balzac3 is generally hailed as the grandfather of literary Realism in the long series of novels and stories he titled La Comédie humaine (The Human Comedy), and which attempted systematically to render a portrait of all aspects of the France of his time from the lowest thief or prostitute to the highest aristocrat or political leader. The title of the series was chosen to contrast with Dante's Divine Comedy, which had portrayed everything except the earthly human realm.

His attention to detail was obsessive, with long passages of description of settings being a characteristic feature of his work. Today readers resist such descriptive writing, but before films and television were invented, it had a magical effect on people, causing the world depicted to explode from the page in an almost tangible fashion. It is important to remember in reading all 19th-century fiction that those people who had the time and inclination to read novels at all generally had a lot of time to kill, and none of the cinematic and electronic distractions which have largely replaced recreational reading in our time. They welcomed lengthy novels (often published serially, over a series of weeks or even months) in the same way we greet a satisfying television series which becomes a staple of our lives.

Like such a television series, his works also incorporated a device for maintaining his audience: the continual reappearance of certain characters from one work to the next--now as protagonists, now as secondary figures. The idea is an old one, going back to classic bodies of work such as the Homeric epics and the Medieval Arthurian romances; but it had a different effect in Balzac's work: readers could recognize a slightly altered version of the world they themselves inhabited as they moved from story to story.

What is not realistic about Balzac's fiction is his plots, filled with sensational conspiracies and crimes and wildly improbable coincidences. Balzac's works are still essentially Romantic creations with a Realistic veneer.

Gustave Flaubert

It was Gustave Flaubert who in 1857 produced the seminal work from which later literary Realism was to flow: Madame Bovary.4 Flaubert had begun his writing career as most young authors in his time did, as a Romantic, laboring on a tale of Medieval mysticism which was eventually published as La Tentation de Saint Antoine (The Temptation of Saint Anthony). When he read an early draft of this work to some friends, they urged him to attempt something more down to earth. He chose the story of an adulterous woman married to an unimaginative country physician unable to respond to--or even comprehend--her romantic longings. Drawing on the real-life stories of two women--Delphine Delamare and Louise Pradier--whose experiences he was intimately familiar with, Flaubert labored to turn journalism into art while avoiding the romantic clichés he associated with his heroine's fevered imagination.

Like Balzac, he engaged in systematic research, modeling the village in his novel on an actual country town and even drawing a map of it detailed enough to allow scholars to catch him when he has Emma Bovary turn in the wrong direction on one of her walks. Unlike Balzac, he avoided the sensational sort of plot lines characteristic of Romantic novels. To modern readers a married woman carrying on two adulterous affairs and then committing suicide may seem fairly sensational, but it is important to note that there was a long tradition of tales of female adultery in French literature stretching back as far as the Middle Ages. What Flaubert did with the theme was give adultery the shocking impact of the tabloids by stripping his tale of the high romantic idealism that usually justified adultery; instead he systematically satirized his heroine's bourgeois taste for exotic art and sensational stories. The novel is almost an anti-romantic tract.

Despite the fact that it is generally agreed to be one of the most finely crafted works to be created in the 19th century, it would probably never have had the impact it did if Madame Bovary had not also been the subject of a sensational obscenity trial. So restrained were the standards of polite fiction in mid-19th-century France that many modern readers go right past the big "sex scenes" which got Flaubert into trouble without noticing them (hints: look for Rodolphe to smoke while working on his harness just after making love with Emma for the first time while she experiences the afterglow, and for Emma to toss torn-up pieces of a note out of her carriage during her lovemaking with Léon). However, they were enough to outrage the defenders of middle-class morality. The prosecution was particularly indignant that Emma did not seem to suffer for her sins. Flaubert's clever lawyer successfully argued that her grotesquely described death made the novel into a moral tale; but the fact is that she dies not because she is an adultress but because she is a shopaholic.

It is not only the literary style of Madame Bovary that is anti-Romantic, it is its subject as well. The narrative clearly portrays Emma as deluded for trying to model her life after the Romantic fiction she loves. The novel is a sort of anti-Romantic manifesto, and its notoriety spread its message far and wide. It is worth noting, however, that Flaubert returned to Romanticism from time to time in his career, for instance in Salammbo, a colorful historical novel set in ancient Carthage.

Influence of Realism

Realism had profound effects on fiction from places as far-flung as Russia and the Americas. The novel, which had been born out of the romance as a more or less fantastic narrative, settled into a realistic mode which is still dominant today. Aside from genre fiction such as fantasy and horror, we expect the ordinary novel today to be based in our own world, with recognizably familiar types of characters endowed with no supernatural powers, doing the sorts of things that ordinary people do every day. It is easy to forget that this expectation is only a century and a half old, and that the great bulk of the world's fiction before departed in a wide variety of ways from this standard, which has been applied to film and television as well. Even comic strips now usually reflect daily life. Repeated revolts against this standard by various postmodernist and magical realist varieties of fiction have not dislodged the dominance of realism in fiction.

Naturalism

The emergence of Naturalism does not mark a radical break with Realism, rather the new style is a logical extension of the old. The term was invented by Émile Zola partly because he was seeking for a striking platform from which to convince the reading public that it was getting something new and modern in his fiction. In fact, he inherited a good deal from his predecessors. Like Balzac and Flaubert, he created detailed settings meticulously researched, but tended to integrate them better into his narrative, avoiding the long set-piece descriptions so characteristic of earlier fiction. Again, like Balzac, he created a series of novels with linked characters and settings ("Les Rougon-Macquart: Histoire naturelle et sociale d'une famille sous le second Empire"--"The Rougon-Macquart: Natural and Social History of a Family During the Second Empire") which stretched to twenty novels. He tried to create a portrait of France in the 1880s to parallel the portrait Balzac had made of his own times in the Comédie humaine. Like Flaubert, he focussed on ordinary people with often debased motives.

He argued that his special contribution to the art of fiction was the application to the creation of characters and plot of the scientific method. The new "scientific novel" would be created by placing characters with known inherited characteristics into a carefully defined environment and observing the resulting behavior. No novelist can actually work like this, of course, since both characters and setting are created in the distinctly unobjective mind of the writer; but Zola's novels do place special stress on the importance of heredity and environment in determining character. They are anti-Romantic in their rejection of the self-defining hero who transcends his background. History shapes his protagonists rather than being shaped by them. This leads to an overwhelming sense of doom in most of his novels, culminating in a final catastrophe.

Zola further tends to create his principal characters as representative types rather than striking individuals. He also places great emphasis on people acting in groups, and is one of the few great writers of mob scenes. Humanity in the mass is one of his chief subjects, and his individuals are selected to illustrate aspects of society.

Zola can be said to have created in Germinal the disaster narrative exemplified in the 20th century by Arthur Hailey's novels (Airport) and movies like The Towering Inferno and Titanic. The formula is a classic one: assemble a varied group of representative characters together in some institution or space and subject them to a catastrophe and watch how they individually cope with it.

Zola also took frankness about sexual functions much further than the early Realists had dared; and it is this, combined with a pervasive pessimism about humanity, which chiefly characterizes the Naturalist novel.

Unlike Flaubert, Zola was not a meticulous craftsman of beautiful prose. At times it seems as if he is writing with a meat ax; but he undeniably infused French fiction with a refreshing vigor, giving it a tough, powerful edge far removed from the vaporings of high romanticism.

If Zola often startled the French with his frankness, he shocked readers in other lands, where his works were often banned, regarded as little more than pornography (an assessment which is quite unfair, but unsurprising given the temper of the times).

Zola has had an enormous impact on the American novel. Americans with their preference for action over thought and for gritty realism were strongly drawn to his style of writing. Early 20th-century writers like Theodore Dreiser applied his approaches to American themes successfully, and Frank Norris practically stole large chunks of Zola's novels in some of his own works. The mainstream American novel is preponderantly naturalistic, and gives rise to another genre which still lives on: the hard-boiled detective story.

For all these reasons, Zola strikes us as far more "modern" than Balzac, or even Flaubert. It can be argued that the "default" style of modern narrative is Realist, with the various forms of fantastic narratives which dominated the writing of earlier ages relegated to the margins; and even fantasy is often judged as to its plausibility. Without altogether banishing Romanticism, Realism and Naturalism have had considerable success.

VIII. Impressionism in Literature

The term is also used to describe a literature characterized by the selection of a few details to convey the sense impressions left by a scene or incident. This style of writing occurs when characters, scenes, or actions are portrayed from an objective point of view of reality. These aspects of the novel appear to the writer at a particular moment. The impressionistic writer's style was named for its great precision in the use of language to illustrate the transitory, vague, complex, and subjective impressions based on experiences. An example would be of using color to give bits and pieces of the scene - in his landmark novel, 'The Red Badge of Courage', Stephen Crane Crane gives us the sense and mood of the battle, without the technical details. He writes, "the blue at the line was crusted with still color." In this quote we get the feeling of the scene of a silent, standing, and stationary front line without a lot of subjective adjectives Virginia Wolf's "Jacob's Room", for instance, the main character is conveyed by a series of short, rapidly changing incidents, scenes and impressions. The novel 'Invisible Man' adopts the ideology of the Impressionists in that it portrays the transitory, vague, complex, and subjective impressions based on experiences of each character in the novel. An actual example of impressionism in the book occurs when the book alludes to the impressionist artist Renoir. Invisible Man comments, " 'what a beautiful room you have here...' looking across the rich cherry glow of furniture to see a life-sized painting of a nude, a pink Renoir"

IX. Symbolist Movement

A movement in literature and the visual arts that originated in France in the late 19th century.

Symbolism was an aesthetic movement that encouraged writers to express their ideas, feelings, and values by means of symbols or suggestions rather than by direct statements. Symbolist writers, in reaction to earlier 19th-century trends (the romanticism of novelists such as Victor Hugo, the realism and naturalism of Gustave Flaubert and Émile Zola), proclaimed that the imagination was the true interpreter of reality. They also discarded rigid rules of versification and the stereotyped poetic images of their predecessors, the so-called Parnassians. Important precursors of Symbolist poetry were the American writer Edgar Allan Poe and the French poet Gérard de Nerval.

The Symbolist movement had its beginning in the poetry of Charles Baudelaire, whose Les Fleurs du mal (Flowers of Evil, 1857) and Le Spleen de Paris (1869) were judged as decadent by his contemporaries. Stéphane Mallarmé's literary salon and poetry, such as L'après-midi d'un faune (The Afternoon of a Faun, 1876), carried on the movement; his prose studies Divagations (Ramblings, 1897) formed one of the most important statements of Symbolist aesthetics. Three works of poetry chiefly associated with the movement are Paul Verlaine's Romances sans paroles (Songs Without Words, 1874) and Arthur Rimbaud's Le Bateau ivre (The Drunken Boat, 1871) and Une Saison en enfer (A Season in Hell, 1873).

The Symbolist movement survived well into the 1890s, in the works of such French poets as Jules Laforgue and Paul Valéry, as well as those of the writer and critic Remy de Gourmont. Pelléas et Mélisande, by the Belgian playwright Maurice Maeterlinck, is one of the few Symbolist dramas. From France, Symbolism spread worldwide—notably to Russia, where it was evidenced in the work of the poet Aleksandr Blok—and had great influence on the shaping of 20th-century literature.

X. Before Imagism: "Genteel" Poetry

In America in 1912, the most common and popular poetry was called genteel because it was very well-behaved. Since they were "genteel," these poems avoided controversial and realistic subject matter like sex or industrialization. Instead, genteel poetry tended to consist of short, inoffensive, traditional verse about inward feelings, written in a deliberately purified, rather vague, "poetic" language. Take for example, Richard Watson Gilder's

The Woods that Bring the Sunset Near

The wind from out of the west is blowing
The homeward-wandering cows are lowing,
Dark grow the pine woods, dark and drear, —
The woods that bring the sunset near.

When o'er wide seas the sun declines,
Far off its fading glory shines,
Far off, sublime, and full of fear —
The pine woods bring the sunset near.

This house that looks to east, to west,
This dear one, is our home, our rest;
Yonder the stormy sea, and here
The woods that bring the sunset near.

The speaker depicts his home as a rather hazy, comfortable haven from the natural world outside, which, although he says it is "sublime, and full of fear," seems quite peaceful and non-threatening. The images presented are generic and comforting (lowing cows, pine woods, "our home") rather than specific, but not too substantial. Like the house in the poem, this kind of poetry is safe, restful, sentimental, and removed from the difficulties of life and the outside world. It's also pretty darn dull. Such poetry represents a kind of regression from the plain language of Romanticism back to the polished diction and noble sentiments of a poet like Thomas Gray.


X. Imagism

Around 1912 in London, some British and American poets led by Ezra Pound started a poetic movement called imagism. These poets reacted against genteel poetry, which they saw as sentimental, soft-edged, and emotionally dishonest. Instead, they advised, in Ezra Pound's formulation, "1. Direct treatment of the ‘thing,’ whether subjective or objective. 2. To use absolutely no word that did not contribute to the presentation. 3. As regarding rhythm: to compose in sequence of the musical phrase, not in sequence of the metronome" (Pound 3). In 1913, Pound published the following advice for aspiring imagist poets:

An 'Image' is that which presents an intellectual and emotional complex in an instant of time. . . .

It is the presentation of such a 'complex' instantaneously which gives the sense of sudden liberation; that sense of freedom from time limits and space limits; that sense of sudden growth, which we experience in the greatest works of art.

It is better to present one Image in a lifetime than to produce voluminous works. . . .

Use no superfluous word, no adjective which does not reveal something.

Don't use such an expression as 'dim lands of peace.' It dulls the image. It mixes an abstraction with the concrete. It comes from the writer's not realizing that the natural object is always the adequate symbol.

Go in fear of abstractions. Do not retell in mediocre verse what has already been done in good prose. (Pound 4-5)

But imagism for Pound did not necessarily mean description:

Don't be descriptive; remember that the painter can describe a landscape much better than you can, and that he has to know a good deal more about it.

When Shakespeare talks of the 'Dawn in russet mantle clad' he presents something which the painter does not present. There is in the line nothing which can be called description; he presents. (Pound 5)

Finally, imagist poems were influenced by Japanese haiku, poems of 17 syllables which usually present only two juxtaposed images. This poetry strives to suggests more than its literal meaning, yet avoids overt figurative devices like allegory and even metaphor.

Here is perhaps the most famous imagist poem, one clearly influenced by haiku, Ezra Pound's "In a Station of the Metro." Pound said of the composition of this work: "I wrote a thirty-line poem, and destroyed it because it was what we call work 'of second intensity.' Six months later I made a poem half that length; a year later I made the following hokku-like sentence:—

The apparition of these faces in the crowd;
    Petals on a wet, black bough.

("Vorticism" 89)

As one can tell by Pound's use of the word hokku, he clearly had haiku in mind when writing the poem. However, according to the modernist principle of "making it new," Pound does not simply copy haiku, but adapts it to the modern world of subway stations and anonymous faces in the crowd. The form of Pound's poem differs also from classical haiku: it has only two lines and more than 17 syllables. However, like many haiku, it does juxtapose two different images. Other ancient short forms were "made new" by the imagists, most notably the four-line Chinese lyric and the short poems and fragments from ancient Greece collected in the Greek Anthology.

Perhaps because Pound began to see imagism as a "stylistic movement, a movement of criticism rather than creation"("Vorticism" 82), he soon moved beyond imagism to a new poetic movement he called vorticism. While the rules and "don'ts" of imagism were designed to improve poetic writing but not necessarily to produce complete poems, vorticism was designed as a movement whose principles would apply to all the arts and be capable of producing complete works of art. Pound also wanted to add to the image further movement, dynamism, and intensity:

Vorticism is an intensive art. I mean by this, that one is concerned with the relative intensity, or relative significance, of different sorts of expression. One desires the most intense, for certain forms of expression are "more intense" than others. They are more dynamic. I do not mean that they are more emphatic or yelled louder. ("Vorticism" 90)

To the single image, "an intellectual and emotional complex in an instant of time," Pound adds rushing dynamism of form and emotion:

The image is not an idea. It is a radiant node or cluster; it is what I can, and must perforce, call a VORTEX, from which, and through which, and into which, ideas are constantly rushing. ("Vorticism" 92)

If this seems quite vague, perhaps it is because Pound had yet to figure out what a vorticist poem would look like. This definition does not even say whose ideas, the poet's or the reader's, are rushing from, through, and into this "cluster." How these ideas rush is also not clear. The strange collision of images and ideas that are The Cantos may be Pound's answer to what a vorticist poem might look like, but scholars are quite divided when it comes to assessing the success of the juxtaposition procedures of this long poem.


Works Cited

  • Jones, Peter, ed. Imagist Poetry. Harmondsworth: Penguin, 1972.
  • Pound, Ezra. "A Retrospect" Literary Essays of Ezra Pound. Ed. T. S. Eliot. New York: New Directions, 1935. 3-14.
  • ---. "Vorticism." Gaudier-Brzeska: A Memoir. New York: New Directions, 1970. 81-94.

Imagism Questions

1. In what ways can mere images suggest more in these poems? What do you think might be the point(s) of such a poetry?

2. Remember Pound's definition of an image as "that which presents an intellectual and emotional complex in an instant of time." Try to figure out in what ways the images presented by these poems are "a complex" (in the psychological sense) of emotion and intellect. What complex emotions and thoughts does the image present?


XI. Surrealism

Surrealism refers to the literary and art movement influenced by Freudianism and dedicated to the expression of imagination as revealed in dreams, free of the conscious control of reason and free of convention. The movement was founded (1924) in Paris by André Breton , with his Manifeste du surréalisme, but its ancestry is traced to the French poets Baudelaire , Rimbaud , Apollinaire , and to the Italian painter, Giorgio de Chirico . Many of its adherents had belonged to the Dada movement. In literature, surrealism was confined almost exclusively to France. Surrealist writers were interested in the associations and implications of words rather than their literal meanings; their works are thus extraordinarily difficult to read. Among the leading surrealist writers were Louis Aragon , Paul Éluard , Robert Desnos , and Jean Cocteau , the last noted particularly for his surreal films. In art the movement became dominant in the 1920s and 30s and was internationally practiced with many and varied forms of expression. Salvador Dalí and Yves Tanguy used dreamlike perception of space and dream-inspired symbols such as melting watches and huge metronomes. Max Ernst and René Magritte constructed fantastic imagery from startling combinations of incongruous elements of reality painted with photographic attention to detail. These artists have been labeled as verists because their paintings involve transformations of the real world. "Absolute" surrealism depends upon images derived from psychic automatism, the subconscious, or spontaneous thought. Works by Joan Miró and André Masson are in this vein. The movement survived but was greatly diminished after World War II.

XII. Magic realism refers to literature in which elements of the marvelous, mythical, or dreamlike are injected into an otherwise realistic story without breaking the narrative flow. The term is descended from the German phrase magischer realismus, introduced by Franz Roh in his book Nach-Expressionismus (Magischer Realismus): Probleme der neuesten Europaischen Malerei, published in 1925, to describe a school of painting. Later, Latin-American writer Alejo Carpentier coined the term real maravilloso, which built on the idea of magischer realismus and added elements of surrealism. Today there is much discussion and disagreement about what exactly defines magic realism, but most critics agree about the importance of differentiating between magic realism and other genres that employ the marvelous, such as fables and fairy tales. Unlike those genres, magic-realist texts generally feature the fantastic in a way that does not distinguish between realistic and nonrealistic events in the story and does not result in a break in the narrator's or characters' consciousnesses. Magic realism is used by writers around the world, but it is most strongly concentrated in the work of Latin-American writers. Many critics speculate that magic realism appears most often in the literature of countries with long histories of both mythological stories and sociopolitical turmoil, such as those in Central and South America. Still others question the validity of the term at all, maintaining that it is used irresponsibly to describe any work that is not ultra-realistic and that this usage leads to the stereotyping of minority writers. Finally, some critics maintain that the term magic realism is irrelevant given the newer category of postmodernism, in which the narrative stream typically continues uninterrupted despite elements similar to those that appear in magic realism. Regardless, magic realism continues to be employed by writers as diverse as Gabriel García Márquez, Toni Morrison, Leslie Marmon Silko, Salman Rushdie, and W. P. Kinsella, each of whom brings a variety of personal, social, and political concerns to the genre.

XIII. Negritude

Negritude, originally a literary and ideological movement of French-speaking black intellectuals, reflects an important and comprehensive reaction to the colonial situation. This movement, which influenced Africans as well as Blacks around the world, specifically rejects the political, social and moral domination of the West. The term, which has been used in a general sense to describe the black world in opposition to the West, assumes the total consciousness of belonging to the black race.

In contrast to this broad definition, a narrower one pertains to artistic expression. The literature of Negritude includes the writings of black intellectuals who affirm black personality and redefine the collective experience of blacks. A preoccupation with the black experience and a passionate praise of the black race, provides a common base for the imaginative expression in association with romantic myth of Africa.
The external factor defining the black man in modern society is colonialism and the domination by the white man, with all the moral and psychological implications. Negritude rehabilites Africa and all blacks from European ideology that holds the black inherently inferior to the white -- the rationale for Western imperialism.

Leopold Sedar Senghor, president of Senegal, who further defines Negritude in his poems and writings, rejects the classical white/black view that races can be mutually exclusive saying, "Race is a reality--I do not mean racial purity. There is difference, but not inferiority or antagonism." Senghor believes in the expression of values of traditional Africa as they are embodied in the thinking and institutions of African society, but he does not desire a return to outmoded customs, only to their original spirit. His interpretation of Negritude has become the most clear definition and a model for other writers.

In contrast, Wole Soyinka reacts against Negritude, which he sees belonging to colonial ideology because it gives a defensive character to any African ideas. The artist, for him, is a reformer who draws on the past for significant lessons and proceeds to what he calls "the re-appraisal of the whole human phenomenon." This view balances the more romantic view of the early Negritude writers.

Soyinka takes into account the imperfections of the past, which he accepts as inherent to the human condition and which he takes as an invitation to question the present. He provides something important to the idea of Africanism that he finds missing from Negritude. In the colonial period, the innocence of Africa had to be stressed, but the new generation of African writers and intellectuals have been freed from colonial restraints and express African reality very differently.

XIV. Modernist

Modernism (literature), a literary and cultural movement which flourished in the first decades of the 20th century. The term is generally used to refer to English literature in the broad sense, though its major figures included American and Irish writers, such as Eliot, Yeats, and Joyce, as well as the Norwegian and Swedish dramatists Ibsen and Strindberg. Moreover, the roots of Modernism are European rather than British, and indeed the determination to take European culture as a model was one of the hallmarks of the Modernist movement. The term “Modernist” was not generally used by the exponents of the movement themselves, who rather referred to their works and aesthetic theories as “modern”, but became popular later, when the group in question were clearly no longer modern in a historical sense. The one notable early use of the term was in the critical work by Robert Graves and Laura Riding entitled A Survey of Modernist Poetry (1927).

Modernism as a movement can be recognized not only in literature but also in painting, music, sculpture, and architecture, as well as in the sciences and in theology, aesthetics, and anthropology. The turn of the century was a key moment when a number of theories, to prove influential for Modernism, were elaborated, such as Einstein's treatise on relativity (1905), Max Planck's on quantum theory (1900), and Freud's on the unconscious (The Interpretation of Dreams, 1900). In the literary domain, major influences on Modernism include the late 19th-century French novelist Flaubert, and the Symbolist poet, Mallarmé.

Modernism is not a term to which a single meaning can be ascribed. It may be applied both to the content and to the form of a work, or to either in isolation. It reflects a sense of cultural crisis which was both exciting and disquieting, in that it opened up a whole new vista of human possibilities at the same time as putting into question any previously accepted means of grounding and evaluating new ideas. Modernism is marked by experimentation, particularly manipulation of form, and by the realization that knowledge is not absolute. Marx, Freud, and Darwin had unsettled the human subject from its previously secure place at the centre of at least the human universe, and had revealed its unwitting dependence on laws and structures outside its control and sometimes beyond its knowledge. Historical and material determinism, psychoanalytic theories which reveal the self as a pawn in a process dominated by an inaccessible unconscious play of forces, and a conception of evolution and heredity which situates humanity as no more than the latest product of natural selection—these theories conspired to threaten humanist self-confidence and to provoke a feeling of ideological uncertainty. In so far as the Arts were concerned, such insecurity proved immensely productive. It engendered an aesthetics of experimentation, fragmentation, ambiguity, and nihilism. Modernism was built on a sense of lost community and civilization. It embodied a series of contradictions and paradoxes. Since it had no stable centre it could embrace a multiplicity of features of the modern sensibility which might have appeared, in a logical sense, mutually exclusive. The loss of a sense of tradition, for example, was a theme common to Modernist writers, but it was lamented by some in an extreme form of reactionary conservatism, and celebrated by others as a means of liberation from the stranglehold of past practices. Revolution and conservatism coexisted, not necessarily peaceably, under the Modernist umbrella. The increasing dominance of technology was another prevalent Modernist preoccupation, but it was condemned by some as vehemently as it was embraced by others who saw it as the flagship of 20th-century progress.

Not surprisingly, the diversity of Modernist theory is matched by the variety of Modernist practice. Poets like T. S. Eliot in his Waste Land (1922), and Ezra Pound in his Cantos (1917-1970) express the concerns of Modernism in a form which itself breaks radically with previous poetic tradition. Similarly, Virginia Woolf's Mrs Dalloway (1925) and James Joyce's Ulysses (1922) explore the disintegration and fragmentation of conscious control in their protagonists, adopting a style which itself mirrors the disconnectedness of experience and the triumph of the random and contingent over the structured and unified. In works such as these it is impossible to separate form from content in any meaningful way. The dissolution of meaning, the incoherence of character, the lack of recognizable “plot” are features which not only transmit but actually constitute the “theme” of the art-work. Flaubert's famous desire to write a “book about nothing” was never realized by him (or, at least, not in Madame Bovary, about which he made the comment) but his successors sometimes seem to have come as close to accomplishing his aim as is possible using language which, of course, can never escape meaning entirely. Indeed, this relationship to linguistic meaning is one of the aspects of Modernism which is most commonly misrepresented: the desire expressed by the poets Mallarmé and Valéry, for example, to achieve the condition of music does not refer primarily to the aim of harmonious or “musical” sonorities. It represents rather the attempt to use language in a way that is driven by the signifier as much as by the signified (see de Saussure; semiotics), that is to say by the formal qualities of language as much as by the desire to communicate a “message”. Modernist novelists as well as poets viewed the work of art more as an aesthetic object than as a representation of reality. Their legacy survives in both contemporary theory and practice.

XV.  Postmodernism' is a broad range of

  1. responses to modernism, especially refusals of some of its totalizing premises and effects, and of its implicit or explicit distinction between 'high' culture and commonly lived life,
  2. responses to such things as a world lived under nuclear threat and threat to the geosphere, to a world of faster communication, mass mediated reality, greater diversity of cultures and mores and a consequent pluralism,
  3. acknowledgments of and in some senses struggles against a world in which, under a spreading technological capitalism, all things are are commodified and fetishized (made the object of desire), and in which genuine experience has been replaced by simulation and spectacle,
  4. resultant senses of fragmentation, of discontinuity, of reality as a pastiche rather than as a weave,
  5. reconceptualizations of society, history and the self as cultural constructs, hence as rhetorical constructs.

There are 'postmodernisms' even more than there were 'modernisms', and not all postmodernism partakes of all of the following attributes:

*a reaction to, refusal and diffusion of, the elements of modernist thought which are totalizing: which suggest a master narrative or master code, i.e. an explanatory cohesion of experience; the result may be

  1. a sense of discontinuity, of the world as a field of contesting explanations none of which can claim any authority,
  2. parodies of all sorts of meta-narrative and master-code elements, including genre and literary form,
  3. the challenging of borders and limits, including those of decency,
  4. the exploration of the marginalized aspects of life and marginalized elements of society.

(The 'problem' with grand narratives is that they bring all of experience under one explanatory and one implicitly or explicitly regulative order, and hence are potentially (some would say, inevitably) totalitarian and repressive; the problem of trying to live without them is that without their explanatory frame there is no way in which acts can be validated (once one tries, one uncovers a hidden grand narrative) other than through the validation of pleasure or pain, some would say beauty or ugliness. It comes down to what one believes: is living without grand narratives an act of courage and freedom in the face of inevitable doubt and instability, or merely an opening of oneself to the worst forces of the libido and an abandonment of necessary principles?)

*a sense that life is lived in a world with no transcendent warrant, nothing to guarantee or to underwrite our being as meaningful moral creatures. Life just is. We no longer look for a pattern. We live between the 1's and the 0's, in the interstices of meaning; we live on the bleak terrain of an endless uncreated happenstance universe. We may celebrate its specificity, its immediacy; or not. Postmodernism goes different directions here.

*the writing of reflexive or meta-fiction: fiction which is in the first instance aware of itself as fiction and which may dramatize the false or constructed nature of fiction, on the one hand, or the inevitable fictionality of all experience, on the other.

*a reaction to, refusal of, the totalizing of modernist form -- of the dominance in modernism of form and of the idea of the aesthetic, which concept created a 'special world' for art, cut off from the variety and everydayness of life (a negative judgment on this 'refusal' is that postmodernism simply aestheticizes everything, see the next point)

*an attempt to integrate art and life -- the inclusion of popular forms, popular culture, everyday reality; Bakhtin's notion of 'carnival', of joyous, anti-authoritarian, riotous, carnal and liberatory celebration, makes sense in this context and adds a sense of energy and freedom to some post modern work

*the notion of carnival, above, is taken to the limit in the idea of transgression, the idea that to live and think beyond the structures of capitalist ideology and of totalizing concepts one must deliberately violate what appear to be standards of sense and decency but are (if the truth were known) methods of social and imaginative control. A more benign conception than transgression is the concept of the paralogical: a revelation of the non-rational immediacy of life (considered thus to be implicitly revolutionary, liberating); as with ideas such as carnival and transgression, the paralogical gives access to the energy of the world, and allows us to experience outside of the strictures of the grand narratives which form our usual sense of our reality.

*the use of paradox, of undercutting, of radical shifts, in order to undercut any legitimization of reality, subject, ontological ground

*a refusal of seriousness or an undercutting of or problematizing of seriousness -- achieved through such things as the above-mentioned notion of carnival, of the turning upside-down of everything, and through the use of parody, play, black humour and wit; this refusal and these methods of undercutting seriousness are associated as well with fragmentation, as traditional notions of narrative coherence are challenged, undone. The 'problem' with seriousness is that is has no room for the disruptions necessary to expose the oppressions and repressions of master narratives, in fact seriousness tends almost inevitably to reinforce them and hence the ideologies they support; to attack seriousness does not mean, in this context, to abandon conviction or good intentions.

*a crossing or dissolving of borders -- between fictio